Nightcap

  1. Why women read more than men Lucy Scholes, Times Literary Supplement
  2. Avenging the humbled and humbling the proud Fretwell & Kiland, War on the Rocks
  3. Redrawing ethnic boundaries in Tang and Song China Bryn Hammond, Asian Review of Books
  4. #coronasomnia Wang Xuiying, London Review of Books

Nightcap

  1. Why is the public so obsessed with Nazis? Roundtable, History Today
  2. The forgotten fascist surge in postwar Britain Jerry White, Literary Review
  3. Failed states and failed civilizations Nick Nielsen, The View from Oregon
  4. The use and abuse of ethnic minorities Salvatore Babones, spiked!

“Ethnic Violence in Africa: Destructive Legacies of Pre-Colonial States”

Note: I’ve gotten through the first three chapters of Paul Feyerabend’s Against Method. (Rick’s initial thoughts are here, and Bill has been doing Feyerabend for awhile. These are the two you should probably follow a bit more closely throughout the summer.)

My own thoughts on Against Method are coming, but I keep getting distracted. Check out this beast of an article on how pre-colonial states in Africa continue to influence current affairs today, even though these have been absorbed into the post-colonial states we are all familiar with in Africa today. (h/t Kevin Lewis)

Nightcap

  1. ‘S’ is for Slander (‘P’ is for Palestine) Irfan Khawaja, Policy of Truth
  2. Ethnicity, Insurgency, and Civil War Fearon & Laitin, APSR
  3. John Locke and the Hebrew Bible David Conway, Law & Liberty
  4. Trading with the enemy: An American tradition Murray Rothbard, LRC

Nightcap

  1. History of “blackface” not what you think Robert Cherry, RealClearHistory
  2. Luck and the improbable career of Ralph Bramel Lloyd Michael Adamson, RealClearHistory
  3. The Habsburg Empire as a warning for US, EU Todd Buchholz, RealClearHistory
  4. The de-civilising process Adrian Wooldridge, 1843

RCH: Religion in the USSR

That’s the topic of my weekend column at RealClearHistory. An excerpt:

4. Buddhism was also outlawed and persecuted to the fullest extent of the Soviet law. Buddhism was practiced by a few different non-Russian ethnic groups in central Asia, and these small ethnic groups were given more leniency than most, but Buddhism came to be viewed by the Soviet intelligentsia as extremely dangerous, due to the fact that many left-leaning scholars abandoned socialism for Buddhist principles. The work of Andrei Znamenski, a historian of religion and ideology at the University of Memphis, is particularly useful for finding out why this happened.

Please, read the rest. Dr Znamenski, of course, blogs here on occasion, but I do wish he’d do so more often…

From the comments: the Ottoman Empire and its millet system

Barry’s excellent series on Ottomanism, nationalism, and republicanism has been so good it might be hard to keep up with the dialogues it’s sparked. Here’s something from Barry in regards to a question about the Ottoman Empire’s millet system (I’ve edited it slightly, breaking up the response into more easily-digestible paragraphs):

I think I’ve tried to address this in the post. I do say that the idea of a ‘milltet system’ is a retrospective idealisation of Ottoman version of classical Muslim concept of protected minorities. In a slightly less direct way I’ve cast doubt on the idea of a pluralist Ottomanism developing on a federal basis as you mention or on a less territorial cultural pluralist basis.

As I argue in the post, Ottoman accommodation of minorities was in collapse from the early 20th century, Serbian uprisings leading to Serbian autonomy and then a war leading to Greek Independence. I presume that Ottoman modernist pluralism/federalism was simply unobtainable by then, it was just far too late for the Ottoman state to become a kind of Switzerland or even a liberalised highly pluralised unitary state.

The movement towards a national republic for the core Ottoman lands, i.e. what is now Turkey, can be traced back at least to the destruction of the Janissary order and the Serb/Greek break aways. Part of what I am arguing overall, as I hope will be clear as proceed, is that it is very very difficult for a traditional state based on a traditional hierarchy of traditional communities/estates/corporations existing over a large varied territory can exist in the modern world without some kind of top down homogenisation (think of the way China expanded over the centuries assimilating conquered peoples into Han culture) or a Russian style solution of constant political autocracy in different forms in which Slavic Orthodox Russian identity is at the centre even where Orthodox Christianity is apparently replaced by Bolshevism/Marxism-Leninism.

In short what I’m assuming and arguing is Ottoman pluralism/cosmopolitanism is an illusion, that there was never anything more than a temporary balance between components, fragmentation and separatism kept growing and separation between ‘nation states’ was inevitable. If we look at the world now, we might take India as the closest thing to a federalised liberalised Ottomanism, but India still rests on a massive predominance of Hinduism, a de facto hierarchy in which Hinduism is above other religions, regional and caste based violence, and a persistent element of Hindu chauvinism which is now explicitly in power and has never really been out of power even when the governmental ideology was apparently something else.

I’m not suggesting there is some alternative conception of what could have happened in the sub-continent which would work better than what there is now, but I can’t see that Indian neo-imperial (because based on the work of imperial regimes over the centuries) federalism works better than Turkish national-republicanism.

There is more on the millet system at NOL here, here, and here. And here is an excellent Barry essay on imperial nostalgia that’s on topic and worth reading (or re-reading).

Ottomanism, Nationalism, Republicanism IV

The previous post in this series covered the early stages of the formation of the Republic of Turkey out of the debris of the Ottoman state on the basis of ethnic nationalism combined with republicanism. Ottoman reformers were influenced by the western model. The new republicanism expressed itself in the forms of constitutionalism and representative democracy on a strictly western model, with an elected national assembly, a prime minister responsible to the assembly, and a president elected by that assembly. This post continues with an account of the early Republic which is mainly descriptive and with the aim of more analytic and evaluative comments in later posts in this series.

The nature of the fledgling state was very French influenced, in that it was a very unitary state with a very assimilationist attitude towards non-majority cultures and languages, along with a project for creating citizens of an enlightened republic. The comment of the 19th century Piedmontese-Italian politician Massimo d’Azeglio, ‘we have made Italy, now we must make Italians’ applies in a more radical way to Atatürk’s Turkey, who was someone of much more radical republican inclination than d’Azegio. Roughly speaking the work of French republicanism and reformism from 1789 to the 1920s was squeezed into Atatürk’s period of leadership, from 1919 until his death in 1938.  For this reason, the Kemalist program is sometimes referred to as Jacobin in Turkey.

Sharia law was abolished and previous adaptations from western law were turned into the complete incorporation of the Italian criminal code and the Swiss civil code as Turkish law codes. The first republican constitution made reference to Islam as the language of the state, but from the beginning it was the intention of Atatürk (who in Enlightenment style was a deist) and his associates to weaken the role of religion in public life, as in France. The laicist ambition became more explicit over time and mosque was separated from state. The Ottoman Empire, particularly in its later centuries, was regarded negatively as non-Turkish and decadent. State education reflected this along with positive attitudes towards science and the modern. Co-education of the sexes became normal.

The language itself was transformed, as the Ottoman use of the Arabic alphabet was replaced by a version of the Latin alphabet for a language that was sufficiently changed in both grammar and vocabulary to become a distinct language. Persian and Arabic grammatical influences were removed along with many words from the Persian and Arabic languages. New vocabulary was based on old Turkish roots going back to central Asia. Surnames for Muslims were legally enforced for the first time. President Mustafa Kemal (Kemal is a name given by his school teacher, according to Ottoman Muslim practice of the time) became the first person to receive a surname under this law: Atatürk.

Religion was not just pushed out of the public sphere, as the state sought to reduce the general social influence of religion, prohibiting religious brotherhoods and saints’ tombs. A religious affairs ministry was set up to regulate Sunni Islam, controlling the Friday midday sermons and repressing the more radical expressions of religion. Civil marriage was made compulsory on the French model, so that religious marriages were no longer recognised.

These changes, usually known in Turkey as the Atatürk Reforms or Turkish Revolution, were accompanied by a very strong drive towards assimilation into a majority Turkish culture, as defined by the republican elite. The Kurdish language (or languages), most the Kurmanji dialect (or language) in Turkey was not made part of the education system and was actively discouraged by the state. The same applies to the Zazaki language, or dialect, of the Tunceli region which as far as I can see is more a dialect of Farsi than Kurdish (or is a language closer to Farsi than the Kurdish language, which are certainly all related).

Not surprisingly, given such radical state led changes, violent resistance and state violence to overcome resistance is a major issue at this time. In 1925 Sheik Said Nursi led a revolt of Kurds to defend religious tradition and the traditional tribal-patriarchal power structures the state was challenging. This was put down with considerable violence. A rebellion around Tunceli (which was previously known as Dersim and is still frequently referred to as such) in 1937 to 1938, was in reaction to a 1925 law requiring the dispersal of the population to ensure Turkification. The rebellion was put down with considerable counter-insurgency state violence, which killed civilians as armed rebels. In the end, the law was never enforced in Tunceli or anywhere else.

Politically, Atatürk welcomed the principle of pluralism, but was not willing to follow it in principle. At Atatürk’s own initiative a Free Republican Party was founded as an opposition to his own Republican People’s Party in 1930. The intention was that it would be a loyal opposition concentrating on economic issues, but it became radicalised beyond the intentions of its leaders as it became a gathering point for various kinds of radical opposition including religious conservatives and leftists. The party was dissolved in the same year and the Republican People’s Party was uncontested in national elections until 1946 and first conceded electoral defeat in 1950.

Ottomanism, Nationalism, Republicanism III

Previous posts in this series have looked at the preconditions for the proclamation of the Republic of  Turkey in 1923. The Ottoman Empire was in a very difficult situation from the early 19th century, effectively lacking the capacity to prevent erosion of its territory, extraterritorial legal rights for the stronger Great Powers which were extended to non-Muslim subjects the powers claimed to protect, and ‘mediation’ regarding break away groups within the Empire. The survival of the Empire was certainly in doubt by 1914 and World War One killed it, along with three other empires: Russian, German, and Austro-Hungarian. In a more long term way, the war hastened the end of colonial European empires, though the French and British Empires gained territory from the Paris Peace Treaties.

It is hard to see how the Ottoman Empire could have survived except as a rump state, even without the war. It might have been smaller than the current republic and certainly would not have been larger. Had its German and Austro-Hungarian allies won the war, it would have survived with some territorial gains in north Africa, but as an effective dependency of Germany.

Defeat in the war destroyed the power of the Trio (Enver, Talat and Cemal) of military and bureaucratic figures who ran the Empire under the continuing nominal sovereignty of the Sultan in a secretive and unaccountable manner. They came of the Committee of Union Progress, the political party expression of the Young Turks who came to power in 1908. The methods of the trio are the culmination of the rapid movement of the CUP from a constitutional party to a conspiratorial and authoritarian political force: Kemal Atatürk was a member of the CUP but resigned because of its lack of republican radicalism, with perhaps some motivation from more personal kinds of dispute.

As World War I ended in 1918, the Sultan regained powers and followed a policy of appeasement towards Britain, continuing the logic of earlier dependency on Germany, that is the logic in which the state could only survive through appeasement of at least one Great Power. The government was superficially more liberal than what came before, but had so little basis in the residual Empire it’s hard to see any circumstance in which it would not have collapsed or resorted to state violence to replace the power of Britain, which was occupying Istanbul.

The 1920 Treaty of Sèvres gave all the remaining Arab provinces to Britain and France, who also occupied parts of Anatolia along with Italy and Greece (which was given most of eastern Thrace). An American backed Armenian state was envisaged in eastern Anatolia and a confederation of Kurdish majority provinces in the southeast with the British mandate in Mesopotamia-Iraq. As far as the elements of the Ottoman elite influenced by nationalism and republicanism were concerned, particularly those who were, or had been, active in the CUP this was entirely unacceptable, leaving a rump Ottoman state in the central and northern parts of Anatolia, separated from Istanbul in the southeast, the east, the south, and the west. A Greek invasion of Izmir and other parts of the west to enforce its Sèvres gains met with armed force.

Though the Ottoman state appeared to be completely defeated and helpless, the CUP had left a legacy of public and conspiratorial political and security organisation which led to considerable resistance. A general known as Mustafa Kemal Paşa, later Kemal Atatürk, was able to leave Istanbul and join up with anti-Sèvres forces in the east, under cover of ‘inspection’ of Ottoman forces, possibly with the connivance of elements of the residual Sultan regime. Atatürk’s strength of personality and political vision, along with military prestige from the Battle of Gallipoli, enabled him to become the military and political leader of these forces, so that a secularist radical vanguardist republican was at the head of a national assembly full of traditional Ottoman Muslims.

The consequences of this formative national movement (which had Kurdish as well as Turkish support) was that Mustafa Kemal was able to defeat the Greek expansion into Anatolia, push other occupying forces out, and that he was able to insist on a replacement for the Treaty of Sèvres, which is the Treaty of Lausanne. The whole process continued the ethnic violence which marked movements of rebellion against the Ottoman Empire and state counter-violence. It is very had to see how any postwar Ottoman or republican state could have avoided the continuation of early ethnic violence.

The republican regime emerged from a national movement against ethnically inspired partition and occupation, so was not going to aim for a consociational or federalist state to get ethnic groups to share a state. It was not even going to aim for pluralism within a unitary state. Turkish republicanism was based on nationalism, and ethnic nationalism at that, as the only likely basis for an enduring state. The means by which this was obtained during the War of Independence and the early republican regime were ugly, but the alternative was ugly attacks on Anatolian Muslims, principally Turks and then Kurds.

With all due respect to the dangers of ‘whataboutery’, the process in which parts of the Ottoman state kept breaking away to form Christian majority states was no more pleasant. The same applies to the Russian annexation of what had been Ottoman lands in the Caucasus, which appears to have led to the killing of one million, or more, Cherkez (Circassian) Muslims.

From the time of  Albanian revolts of the early years of the 20th century, the Ottoman Empire was beginning to part ways with its Muslim population outside Anatolia and Thrace. The conflict between Arabs and the Ottoman state was extremely ugly on both sides. As I have mentioned, the Austria-Hungary fragmentation at the end of the First World War was unique in not leaving a state which represented the core of the Empire.

It is not an easy subject, but the evidence of the First World War and the 1920s is that a state needs some kind of core nationality and territory to survive, which we see even in a the multi-ethnic Yugoslav state, which had Serbs at its core. In Turkey the ethnic core of Turks, in alliance with a lesser number of Kurds and various ethnicities including Cherkez and Bosnşian which had been refugees from the post-Ottoman states, based in the territorial core of Anatolia, provided a basis for a national movement. The national movement was strongly influenced at elite levels by republican ideas of unified popular will, which could fit with nationalism.

To be continued

Ottomanism, Republicanism, Nationalism I

The Republican experiment in Turkey goes back formally to 1923, when Mustafa Kemal (later Kemal Atatürk) proclaimed the Republic of Turkey after the deposition of the last Ottoman Sultan, becoming the first President of the Republic after holding the office of Speaker of the National Assembly. The office of Caliph (commander of the faithful), which had a symbolic universalism for Muslim believers world wide and was held by the Ottoman dynasty, was abolished in the following year. The Republic, as you would expect in the early 20s, was founded on intensely nationalistic grounds, creating a nation for Turks distinct from the Ottoman system which was created in an era of religiously defined and personalised rule rather than ethnic-national belonging.

The move in a republican-national direction can be taken back to the Young Turk Revolution of 1908, which itself put down a counterrevolution in 1909, and might be taken as a model for current political divisions (in a qualified clarification through simplification manner). The name rather exaggerates the nationalist element of the revolution. The governments which came after 1908, ruling under an Ottoman dynasty reduced to a ceremonial role, were torn between Turkish nationalist, Ottomanist, and Islamist replacements for the personalised nature of Ottoman rule.

In this context Ottomanist refers to creating the idea of an Ottoman citizenship and shared institutions rather than restoring the political power of the dynasty. Variations on these ideas include Pan-Turkism/Turanism (the unity of Turkish peoples from the Great Wall of China to the Adriatic Sea) and a Dual Monarchy of Turks and Arabs modeled on the Habsburg Dual Monarchy of Austrians and Hungarians (that is the Habsburgs were Emperors of Austria in the Austrian lands and Kings of Hungary in the Magyar lands).

The move away from a patrimonial state based on the hereditary legitimacy of dynasties, who were not formally restricted by any laws or institutions, goes back to the Tanzimat edict of 1839, issued by Sultan Abdulmejid I in 1839, establishing administrative reforms and rights for Ottoman subjects of all religions. This might be taken as providing a model of moderate or even conservative constitutional reformism associated with the Young Ottoman thinkers and state servants. It has its roots in the reign of Mahmud II. Mahmud cleared the way for the reform process by the destruction of the Janissary Order, that is the military corps which had expanded into various areas of Ottoman life and was an important political force. The Tanzimat period led to the constitution and national assembly of 1876, which was suspended by Sultan Abdul II in 1878.

Abdul Hamit carried on with administrative reforms, of a centralised kind which were seen as compatible with his personal power, accompanied by war against rebellious Ottoman subjects of such a brutal kind that he became known as the Red Sultan. His status has been greatly elevated by President Erdoğan who evidently wishes to see himself as a follower of Abdul Hamit II, rather giving away his tendency to regard democracy and constitutionalism as adornments to be displayed when they can be bent and twisted to his end, rather than as intrinsic values. The brutality of Abdul Hamit II, the violent reactionary, was foreshadowed in the reformism of Mahmud II. His destruction of the arch-conservative corps of the Janissaries was a highly violent affair in which an Istanbul mutiny provoked by Mahmud was put down through the execution of prisoners who survived the general fighting.

In this sketch, I try to bring out the ways in which the Ottoman state used systematic violence to reform and to push back reform, when giving rights and when taking them away. There is no Ottoman constitutional tradition respecting the rights of all and the pre-republican changes were just as violent as the most extreme moments of the republican period.

The ‘millet system’ of self-governing religious communities under the Sultan was a retrospective idealisation of ways in which the Ottomans accommodated religious diversity, at the time the capacity of the state to have legitimacy over non-Muslim subjects was declining. Serbia started revolting in 1804, leading to self-government within the Empire in 1817, on the basis of national post-French Revolution, not the ‘millet’ tradition rooted in classical Muslim ideas of ‘protected’ minorities. The strength of modern nationalism in the Ottoman lands is confirmed by Greek Independence, internationally recognised in 1832, following a war in which western educated Greeks familiar with ideas of nationalism and sovereignty provided the ideology.

The republican national tradition in Turkey is sometimes seen as a fall away from Ottoman pluralism and therefore as regressive. The ‘regression’, as in the influence of nationalism and reconstruction of the Ottoman state through centralisation and centrally controlled violence, actually goes back much further. The Ottoman state was not able to find ways of accommodating the aspirations first of non-Muslim subjects then even of Muslim subjects outside Anatolia and Thrace. In this process the Ottoman state was step by step becoming what is now Turkey, based on the loyalty of mostly ethnic Turkish subjects, including Muslim refugees from break-away states who fled into Anatolia, and to some degree on the loyalty of Kurds in Anatolia to the Ottoman system. Antagonism towards Ottoman Armenians was one part of this.

To be continued

Nightcap

  1. Britain’s Open Doors Policy Chris Dillow, Stumbling and Mumbling
  2. About those Ancestry dot com commercials… Ryan Anderson, Anthro{dendum}
  3. The Unfinished World Nick Nielsen, The View from Oregon
  4. “State Capacity” is Sleight of Hand Bryan Caplan, EconLog

Eye Candy: Kurdistan

NOL map Kurdistan.png
Click here to zoom (courtesy of the excellent Decolonial Atlas)

Countries with significant Kurdish populations in the Near East: Turkey, Syria, Iraq, and Iran.

Countries with significant Kurdish populations in the Near East that the United States has bombed or put boots on the ground in: Iraq and Syria.

Countries with significant Kurdish populations in the Near East that the United States has threatened to bomb and possibly invade: Iran.

Countries with significant Kurdish populations in the Near East that the United States is allied with: Turkey.

Three of the four countries with significant Kurdish populations in the Near East are (or was, in the case of Iraq) considered hostile to the US government, so the use of Kurds to further American Realpolitik in the region is almost obvious, until you consider that Turkey has been a longtime ally of Washington.

Suppose you’re a big-time Washington foreign policy player. Do you arm Kurdish militias in Syria, encourage continued political autonomy in Kurdish Iraq, finance Kurdish discontent in Iran, and shrug your shoulders at Istanbul? Seriously, what do you do in this situation?

West Coast Hillbillies

A long time ago, after moving from San Francisco, I bought a beautiful Labrador puppy from a woman named Brigid Blodgett, in the hills above Santa Cruz California. (I think she won’t mind the free advertising in the unlikely case that she reads Notes On Liberty or my blog.) Her house was an older conventional California so-called “ranch house,” with low roofs and a sprawling house plan. The pup she had in mind for me was playing with his ten siblings in a concrete backyard when I arrived. There was one new litter, lying with Mom on some rags in the living room, and another in the kitchen, that I could see and smell. The lady, the breeder, told me there was yet another litter in the garage.

To get my new dog, I had not gone to just anybody since most dogs last longer than most cars. I had gathered recommendations in Santa Cruz (pop. 60,000) and its suburbs. Brigid Blodgett’s name kept coming up. Other things being more or less equal, (“et cetibus…” as they say in Latin) I believe in the predictive power of redundancy. I purchased the pup, “Max” (for the German sociologist Max Weber. My previous dog was “Lenin,” another story, obviously). He was a wonderful animal, big, sturdy, healthy, smart, and with a physique that turned heads. I never saw Ms Blodgett again. She asked me once by phone to enter Max in a show but I thought it would inflate his ego and I declined. Her name came up a couple of times when perfect strangers stopped me to ask if Max was one of “Brigid’s dogs.” Continue reading

The legacy of autocratic rule in China

What is the long-term legacy of political persecutions? Here I want to present the main findings of my recent research with Melanie Meng Xue (UCLA Anderson). Our research is an attempt to undercover how a legacy of political persecution can shape social capital and civil society by studying imperial China. The full version of the paper is available here.

We know from other research that particular institutions, policies, and events can have a detrimental and long-lasting impact on economic and political outcomes (e.g. Nunn 2011, Voigtländer and Voth, 2012). But it is hard to find a setting where we can study the long-run impact of autocratic institutions. A key feature of autocracy is the use of persecutions to intimidate potential opponents. In our paper, Melanie and I argue that the intensification of imperial autocracy that took place in the High Qing period (1680-1794) provides an ideal setting to study the impact of such persecutions.

Qing China

The High Qing period was one of great political stability, imperial expansion, and internal peace. Economic historians like Bin Wong and Ken Pomeranz have shown that China possessed a flourishing market economy during this period; it experienced Smithian economic growth and a massive demographic expansion. Rulers such as the Kangxi (1661-1722) and Qianlong Emperors (1735-1794) are seen as among the most successful in Chinese history. Nevertheless, as ethnic Manchus, these rulers were extremely sensitive to possible opposition from the Han Chinese. And during this period Qing tightened control over the gentry and implemented a policy of the systematic persecution of dissent. (Figure 1 depicts the Manchu conquest of China.)

chinamingqing
The Qing conquest of China

The Literary Inquisitions

The focus of our paper is on the impact of persecutions conducted by Qing China against individuals suspected of expressing disloyalty. We study the impact of these state-orchestrated persecutions on the social fabric of society. This allows us to speak to the kinds of concerns that authors like Hannah Arendt and George Orwell expressed about the long-run impact of totalitarianism in the 20th century.

These persecutions are referred to by historians as ‘literary inquisitions’. Existing scholarship suggests that the resulting fear of persecution elevated the risks facing writers and scholars, and created an atmosphere of oppression and a culture of distrust which deterred intellectuals from playing an active role in society. But these claims have never been systematically investigated. Putting together several unique datasets for historical and modern China, we explore the impact of literary inquisitions on social capital in Qing China and trace its long-run impact on modern China through its effect on cultural values.

spence
Jonathan Spence provides an excellent account of one of the most famous and unusual inquisition cases in his book Treason by the Book

To conduct our analysis, we use data on 88 inquisition cases. We match the victims of each case (there are often multiple victims per case) to their home prefecture. This data is depicted in Figure 1. Since prefectures varied greatly in their economic, social, and political characteristics we conduct our analysis on a matched sample. This ensures that the prefectures “treated” by a literary inquisition are similar in terms of their observables to those we code as “untreated”. As our data is a panel, we are able to exploit variation across time as well as variation in space.

While individuals could be persecuted for a host of reasons, these were all but impossible to anticipate ex ante. Cases were referred to the emperor himself. Frederic Wakeman called this “the institutionalization of Imperial subjectivity.” The standard punishment in such cases was death by Lingchi or (slow slicing) and the enslavement of all one’s immediate relatives. In some cases, however, the guilty party would be executed by beheading. These persecutions aimed to deter opposition to Qing rule by signaling the ability of the Emperor to hunt down all potential critics or opponents of the regime.

Map.jpg

The Impact of Literary Inquisitions on Social Capital

We initially focus on the impact of persecution on the short and medium-run using our historical panel. We first examine the effects on the number of notable scholars.  In our preferred specification we find that a literary inquisition reduced the number of notable scholars in a prefecture by 33 percent relative to the sample mean.

We go on to show the effect of persecutions on collective participation among the gentry in China. Our measure of collective participation in civil society is the number of charitable organizations. Charitable organizations played an important role in premodern China providing disaster relief and local public goods such as repairing local roads. They were non-governmental organizations and played an important role alongside the government provision of disaster relief. In our preferred empirical specification, we find that a persecution number of charitable organizations by 38 percent relative to the sample mean.

These results are in keeping with the argument that literary inquisition had a major psychological impact on Chinese society. They are consistent with the rise of “inoffensive” literary subjects during the Qing period that have documented by historians. To reduce the risk of persecution, intellectuals scrupulously avoided activities that could be interpreted as constituting an undermining of Qing rule. Instead they “immersed themselves in the non-subversive “sound learning” and engaged in textual criticism, bibliography, epigraphy, and other innocuous, purely scholarly pursuits” (Wiens, 1969, 16).

The Impact of Literary Inquisitions on 20th Century Outcomes

We go on to examine how the effects of these persecutions can be traced into the 20th century. In particular, we focus on the provision of basic education at the end of Qing dynasty. In late 19th and early 20th century China, there was no centralized governmental provision of primary schools.  Basic education remained the responsibility of the local gentry who ran local schools.

Thus the provision of education at a local level was dependent on the ability of educated individuals to coordinate in the mobilization of resources; this required both cooperation and trust. We therefore hypothesize that if the persecution of intellectuals had a detrimental impact on social capital, it should also have negatively affected the provision of basic education.

We find that among individuals aged over 70 in the 1982 census – hence individuals who were born in the late Qing period – a legacy of a literary inquisition is associated with lower levels of literacy. This reflects the impact of literary inquisition on the voluntary schools provided by the gentry and is not associated with lower enrollment at middle school or high school. We show that result is robust to controlling for selective migration and for the number of death caused by the Cultural Revolution.

Finally, we show that literary inquisitions generated a cultural of political non-participation. Drawing on two datasets of political attitudes – the Chinese General Social Survey (CGSS) and the Chinese Political Compass (CPoC) – we show that individuals in areas in which individuals were targeted during literary inquisitions are both less trusting of government and less interested in political participation.

Finally, we find that individuals in prefectures with a legacy of literary inquisitions are less likely to agree that: “Western-style multi-party systems are not suitable for China” (Q 43.). This suggests that in areas affected by literary inquisitions individuals are also more skeptical of the claims of the Chinese government and more open to considering alternative political systems. Similarly, individuals in affected prefectures are more likely to disagree with the statement that: “Modern China needs to be guided by wisdom of Confucius/Confucian thinking.”

In summary, our analysis suggests that autocratic rule reduced social capital and helped to produce a culture of political quietism in pre-modern China. This has left a legacy that persisted into the 20th century. These findings have implications for China’s current political trajectory. Some scholars anticipate China undergoing a democratic transition as it’s economy develops (Acemoglu and Robinson, 2012). Others point to China as an example of “authoritarian resilience.” By showing that a long-history of autocratic rule and political persecutions can produce a culture of political apathy, our results shed light on a further and previously under-explored source of authoritarian resilience.