Ottomanism, Republicanism, Nationalism I

The Republican experiment in Turkey goes back formally to 1923, when Mustafa Kemal (later Kemal Atatürk) proclaimed the Republic of Turkey after the deposition of the last Ottoman Sultan, becoming the first President of the Republic after holding the office of Speaker of the National Assembly. The office of Caliph (commander of the faithful), which had a symbolic universalism for Muslim believers world wide and was held by the Ottoman dynasty, was abolished in the following year. The Republic, as you would expect in the early 20s, was founded on intensely nationalistic grounds, creating a nation for Turks distinct from the Ottoman system which was created in an era of religiously defined and personalised rule rather than ethnic-national belonging.

The move in a republican-national direction can be taken back to the Young Turk Revolution of 1908, which itself put down a counterrevolution in 1909, and might be taken as a model for current political divisions (in a qualified clarification through simplification manner). The name rather exaggerates the nationalist element of the revolution. The governments which came after 1908, ruling under an Ottoman dynasty reduced to a ceremonial role, were torn between Turkish nationalist, Ottomanist, and Islamist replacements for the personalised nature of Ottoman rule.

In this context Ottomanist refers to creating the idea of an Ottoman citizenship and shared institutions rather than restoring the political power of the dynasty. Variations on these ideas include Pan-Turkism/Turanism (the unity of Turkish peoples from the Great Wall of China to the Adriatic Sea) and a Dual Monarchy of Turks and Arabs modeled on the Habsburg Dual Monarchy of Austrians and Hungarians (that is the Habsburgs were Emperors of Austria in the Austrian lands and Kings of Hungary in the Magyar lands).

The move away from a patrimonial state based on the hereditary legitimacy of dynasties, who were not formally restricted by any laws or institutions, goes back to the Tanzimat edict of 1839, issued by Sultan Abdulmejid I in 1839, establishing administrative reforms and rights for Ottoman subjects of all religions. This might be taken as providing a model of moderate or even conservative constitutional reformism associated with the Young Ottoman thinkers and state servants. It has its roots in the reign of Mahmud II. Mahmud cleared the way for the reform process by the destruction of the Janissary Order, that is the military corps which had expanded into various areas of Ottoman life and was an important political force. The Tanzimat period led to the constitution and national assembly of 1876, which was suspended by Sultan Abdul II in 1878.

Abdul Hamit carried on with administrative reforms, of a centralised kind which were seen as compatible with his personal power, accompanied by war against rebellious Ottoman subjects of such a brutal kind that he became known as the Red Sultan. His status has been greatly elevated by President Erdoğan who evidently wishes to see himself as a follower of Abdul Hamit II, rather giving away his tendency to regard democracy and constitutionalism as adornments to be displayed when they can be bent and twisted to his end, rather than as intrinsic values. The brutality of Abdul Hamit II, the violent reactionary, was foreshadowed in the reformism of Mahmud II. His destruction of the arch-conservative corps of the Janissaries was a highly violent affair in which an Istanbul mutiny provoked by Mahmud was put down through the execution of prisoners who survived the general fighting.

In this sketch, I try to bring out the ways in which the Ottoman state used systematic violence to reform and to push back reform, when giving rights and when taking them away. There is no Ottoman constitutional tradition respecting the rights of all and the pre-republican changes were just as violent as the most extreme moments of the republican period.

The ‘millet system’ of self-governing religious communities under the Sultan was a retrospective idealisation of ways in which the Ottomans accommodated religious diversity, at the time the capacity of the state to have legitimacy over non-Muslim subjects was declining. Serbia started revolting in 1804, leading to self-government within the Empire in 1817, on the basis of national post-French Revolution, not the ‘millet’ tradition rooted in classical Muslim ideas of ‘protected’ minorities. The strength of modern nationalism in the Ottoman lands is confirmed by Greek Independence, internationally recognised in 1832, following a war in which western educated Greeks familiar with ideas of nationalism and sovereignty provided the ideology.

The republican national tradition in Turkey is sometimes seen as a fall away from Ottoman pluralism and therefore as regressive. The ‘regression’, as in the influence of nationalism and reconstruction of the Ottoman state through centralisation and centrally controlled violence, actually goes back much further. The Ottoman state was not able to find ways of accommodating the aspirations first of non-Muslim subjects then even of Muslim subjects outside Anatolia and Thrace. In this process the Ottoman state was step by step becoming what is now Turkey, based on the loyalty of mostly ethnic Turkish subjects, including Muslim refugees from break-away states who fled into Anatolia, and to some degree on the loyalty of Kurds in Anatolia to the Ottoman system. Antagonism towards Ottoman Armenians was one part of this.

To be continued

Nightcap

  1. Britain’s Open Doors Policy Chris Dillow, Stumbling and Mumbling
  2. About those Ancestry dot com commercials… Ryan Anderson, Anthro{dendum}
  3. The Unfinished World Nick Nielsen, The View from Oregon
  4. “State Capacity” is Sleight of Hand Bryan Caplan, EconLog

Eye Candy: Kurdistan

NOL map Kurdistan.png
Click here to zoom (courtesy of the excellent Decolonial Atlas)

Countries with significant Kurdish populations in the Near East: Turkey, Syria, Iraq, and Iran.

Countries with significant Kurdish populations in the Near East that the United States has bombed or put boots on the ground in: Iraq and Syria.

Countries with significant Kurdish populations in the Near East that the United States has threatened to bomb and possibly invade: Iran.

Countries with significant Kurdish populations in the Near East that the United States is allied with: Turkey.

Three of the four countries with significant Kurdish populations in the Near East are (or was, in the case of Iraq) considered hostile to the US government, so the use of Kurds to further American Realpolitik in the region is almost obvious, until you consider that Turkey has been a longtime ally of Washington.

Suppose you’re a big-time Washington foreign policy player. Do you arm Kurdish militias in Syria, encourage continued political autonomy in Kurdish Iraq, finance Kurdish discontent in Iran, and shrug your shoulders at Istanbul? Seriously, what do you do in this situation?

West Coast Hillbillies

A long time ago, after moving from San Francisco, I bought a beautiful Labrador puppy from a woman named Brigid Blodgett, in the hills above Santa Cruz California. (I think she won’t mind the free advertising in the unlikely case that she reads Notes On Liberty or my blog.) Her house was an older conventional California so-called “ranch house,” with low roofs and a sprawling house plan. The pup she had in mind for me was playing with his ten siblings in a concrete backyard when I arrived. There was one new litter, lying with Mom on some rags in the living room, and another in the kitchen, that I could see and smell. The lady, the breeder, told me there was yet another litter in the garage.

To get my new dog, I had not gone to just anybody since most dogs last longer than most cars. I had gathered recommendations in Santa Cruz (pop. 60,000) and its suburbs. Brigid Blodgett’s name kept coming up. Other things being more or less equal, (“et cetibus…” as they say in Latin) I believe in the predictive power of redundancy. I purchased the pup, “Max” (for the German sociologist Max Weber. My previous dog was “Lenin,” another story, obviously). He was a wonderful animal, big, sturdy, healthy, smart, and with a physique that turned heads. I never saw Ms Blodgett again. She asked me once by phone to enter Max in a show but I thought it would inflate his ego and I declined. Her name came up a couple of times when perfect strangers stopped me to ask if Max was one of “Brigid’s dogs.” Continue reading

The legacy of autocratic rule in China

What is the long-term legacy of political persecutions? Here I want to present the main findings of my recent research with Melanie Meng Xue (UCLA Anderson). Our research is an attempt to undercover how a legacy of political persecution can shape social capital and civil society by studying imperial China. The full version of the paper is available here.

We know from other research that particular institutions, policies, and events can have a detrimental and long-lasting impact on economic and political outcomes (e.g. Nunn 2011, Voigtländer and Voth, 2012). But it is hard to find a setting where we can study the long-run impact of autocratic institutions. A key feature of autocracy is the use of persecutions to intimidate potential opponents. In our paper, Melanie and I argue that the intensification of imperial autocracy that took place in the High Qing period (1680-1794) provides an ideal setting to study the impact of such persecutions.

Qing China

The High Qing period was one of great political stability, imperial expansion, and internal peace. Economic historians like Bin Wong and Ken Pomeranz have shown that China possessed a flourishing market economy during this period; it experienced Smithian economic growth and a massive demographic expansion. Rulers such as the Kangxi (1661-1722) and Qianlong Emperors (1735-1794) are seen as among the most successful in Chinese history. Nevertheless, as ethnic Manchus, these rulers were extremely sensitive to possible opposition from the Han Chinese. And during this period Qing tightened control over the gentry and implemented a policy of the systematic persecution of dissent. (Figure 1 depicts the Manchu conquest of China.)

chinamingqing
The Qing conquest of China

The Literary Inquisitions

The focus of our paper is on the impact of persecutions conducted by Qing China against individuals suspected of expressing disloyalty. We study the impact of these state-orchestrated persecutions on the social fabric of society. This allows us to speak to the kinds of concerns that authors like Hannah Arendt and George Orwell expressed about the long-run impact of totalitarianism in the 20th century.

These persecutions are referred to by historians as ‘literary inquisitions’. Existing scholarship suggests that the resulting fear of persecution elevated the risks facing writers and scholars, and created an atmosphere of oppression and a culture of distrust which deterred intellectuals from playing an active role in society. But these claims have never been systematically investigated. Putting together several unique datasets for historical and modern China, we explore the impact of literary inquisitions on social capital in Qing China and trace its long-run impact on modern China through its effect on cultural values.

spence
Jonathan Spence provides an excellent account of one of the most famous and unusual inquisition cases in his book Treason by the Book

To conduct our analysis, we use data on 88 inquisition cases. We match the victims of each case (there are often multiple victims per case) to their home prefecture. This data is depicted in Figure 1. Since prefectures varied greatly in their economic, social, and political characteristics we conduct our analysis on a matched sample. This ensures that the prefectures “treated” by a literary inquisition are similar in terms of their observables to those we code as “untreated”. As our data is a panel, we are able to exploit variation across time as well as variation in space.

While individuals could be persecuted for a host of reasons, these were all but impossible to anticipate ex ante. Cases were referred to the emperor himself. Frederic Wakeman called this “the institutionalization of Imperial subjectivity.” The standard punishment in such cases was death by Lingchi or (slow slicing) and the enslavement of all one’s immediate relatives. In some cases, however, the guilty party would be executed by beheading. These persecutions aimed to deter opposition to Qing rule by signaling the ability of the Emperor to hunt down all potential critics or opponents of the regime.

Map.jpg

The Impact of Literary Inquisitions on Social Capital

We initially focus on the impact of persecution on the short and medium-run using our historical panel. We first examine the effects on the number of notable scholars.  In our preferred specification we find that a literary inquisition reduced the number of notable scholars in a prefecture by 33 percent relative to the sample mean.

We go on to show the effect of persecutions on collective participation among the gentry in China. Our measure of collective participation in civil society is the number of charitable organizations. Charitable organizations played an important role in premodern China providing disaster relief and local public goods such as repairing local roads. They were non-governmental organizations and played an important role alongside the government provision of disaster relief. In our preferred empirical specification, we find that a persecution number of charitable organizations by 38 percent relative to the sample mean.

These results are in keeping with the argument that literary inquisition had a major psychological impact on Chinese society. They are consistent with the rise of “inoffensive” literary subjects during the Qing period that have documented by historians. To reduce the risk of persecution, intellectuals scrupulously avoided activities that could be interpreted as constituting an undermining of Qing rule. Instead they “immersed themselves in the non-subversive “sound learning” and engaged in textual criticism, bibliography, epigraphy, and other innocuous, purely scholarly pursuits” (Wiens, 1969, 16).

The Impact of Literary Inquisitions on 20th Century Outcomes

We go on to examine how the effects of these persecutions can be traced into the 20th century. In particular, we focus on the provision of basic education at the end of Qing dynasty. In late 19th and early 20th century China, there was no centralized governmental provision of primary schools.  Basic education remained the responsibility of the local gentry who ran local schools.

Thus the provision of education at a local level was dependent on the ability of educated individuals to coordinate in the mobilization of resources; this required both cooperation and trust. We therefore hypothesize that if the persecution of intellectuals had a detrimental impact on social capital, it should also have negatively affected the provision of basic education.

We find that among individuals aged over 70 in the 1982 census – hence individuals who were born in the late Qing period – a legacy of a literary inquisition is associated with lower levels of literacy. This reflects the impact of literary inquisition on the voluntary schools provided by the gentry and is not associated with lower enrollment at middle school or high school. We show that result is robust to controlling for selective migration and for the number of death caused by the Cultural Revolution.

Finally, we show that literary inquisitions generated a cultural of political non-participation. Drawing on two datasets of political attitudes – the Chinese General Social Survey (CGSS) and the Chinese Political Compass (CPoC) – we show that individuals in areas in which individuals were targeted during literary inquisitions are both less trusting of government and less interested in political participation.

Finally, we find that individuals in prefectures with a legacy of literary inquisitions are less likely to agree that: “Western-style multi-party systems are not suitable for China” (Q 43.). This suggests that in areas affected by literary inquisitions individuals are also more skeptical of the claims of the Chinese government and more open to considering alternative political systems. Similarly, individuals in affected prefectures are more likely to disagree with the statement that: “Modern China needs to be guided by wisdom of Confucius/Confucian thinking.”

In summary, our analysis suggests that autocratic rule reduced social capital and helped to produce a culture of political quietism in pre-modern China. This has left a legacy that persisted into the 20th century. These findings have implications for China’s current political trajectory. Some scholars anticipate China undergoing a democratic transition as it’s economy develops (Acemoglu and Robinson, 2012). Others point to China as an example of “authoritarian resilience.” By showing that a long-history of autocratic rule and political persecutions can produce a culture of political apathy, our results shed light on a further and previously under-explored source of authoritarian resilience.

Colonialism and Identity in Wasolon (and everywhere else, too)

The notion of the person is constantly renegotiated and is at stake between groups situated within the same political entity as well as between neighboring political entities. With advent of [France’s colonial] district register and the resulting written registration of identity, the notion of a person acquired a greater fixity. It became much more difficult to change identity or even to modify the spelling of one’s first or last name. Since it could no longer affect the components of the person, the negotiation of identity shifted, as in the case of the West, onto other sectors of social and individual life. (135)

This is from the French anthropologist (and high school friend of our own Jacques Delacroix) Jean-Loup Amselle, in his book Mestizo Logics: Anthropology of Identity in Africa and Elsewhere. The book is hard to read. The English translation (the one I’m reading) was published by Stanford University Press in 1998, but the original French language version came out in 1990. Between the translation and the fact that the book was written for specialists in the field of political anthropology and the region of French Sudan, strenuous effort was required on my part to stay focused and motivated to finish the book. The preface alone is worth the price of admission, though, especially if you’ve been following my blogging with any great interest over the years.

My intent is not to write a review, but rather to build off Amselle’s work and present some of my efforts in blog form here at NOL. But first, a map of the region, Wasolon, that Amselle specializes in:

Wasolon is that big red marking that I've drawn on the map. You can see that it's about as big as Sierra Leone.

Wasolon is that big red marking that I’ve drawn on the map. You can see that it’s about as big as Sierra Leone. Just for clarity’s sake, here is a second map with a closer view of Wasolon:

blog wasolon 2
Notice the rivers? source: wikipedia

Amselle’s argument for why his approach to identity is superior to others’ is convincing. He performed all of his fieldwork (15 years’ worth as of 1990) in Wasolon, or briefly in neighboring areas, reasoning that “research within numerous regions of a well-circumscribed area […] has allowed me to observe systems of transformation [in] societies that have been in contact for centuries. This has protected me from being forced into large analytical leaps and from engaging in [the current anthropological trends of] abstract comparativism and the identification of structures (xii-xiii).” This defense of his methodology, coupled with his insights on French colonial administration in the late 19th and early 20th centuries, gives me reason to believe that Amselle’s work is an excellent blueprint for better understanding the complete and utter failure of post-colonial states and the violence these collective failures have produced.

I want to take a specific route using the introductory quote, even though I could take a number of different routes using that passage. I could, for example, focus on the invention of the individual and muse about its consequences in regards to the rise of the West. I could go on and on about how other societies had writing – but not the individual- and therefore did not have the institutions necessary for “capitalism” that the West did around the 16th century. Et cetera, et cetera. Instead, I’m going to take a geopolitical route (the West is still practicing colonialism) that has a decidedly philosophical direction to it (nationalism and ethno-nationalism are both bullhooey).

First, the geopolitical context. Wasolon was basically a war zone in the 18th and 19th centuries. It was an important producer of cotton, a minor producer of rubber and ivory, and a net exporter of slaves. Wasolon was unfortunate enough to be caught between Saharan empires backed by Arabic culture, money, and technology, and coastal empires recently enriched through cultural, economic, and technological exchange with rapidly-expanding European populations. Caught between these two geographic poles, polities in Wasolon oscillated between being decentralized chiefdoms, small independent states, empire builders themselves, and vassals of empires. In such an uncertain setting, the identity of people themselves necessarily oscillated as often as their political systems did.

When the French arrived militarily on the scene (there was already a long history of economic, political, and cultural exchange between the “French” and Wasolonians; I put French in quotation marks because, of course, many Europeans found it to be much easier to use “French” as an identity in French Sudan rather than their own), Wasolon was home to many decentralized chiefdoms, and they were all in the midst of a protracted and brutal war with the Samori Empire, a Saharan polity that rose quickly and ruthlessly to prominence in the late 19th century.

The Samori Empire – which the French military was in contact with due to its centralized political structure (it had a bureaucracy and an organized military, for example) – claimed Wasolon as a vassal state and the French, out of ignorance or expediency (to attribute it to malice gives French central planners too much credit), simply took Samori at its word (a policy that continues to play out to this day in international affairs, but more on this below).

The French military commanders and, later, colonial administrators eventually figured out that Wasolon was not a loyal vassal. From the French perspective, the resisting chiefdoms in Wasolon had formed an alliance against the Samori Empire, and this alliance was based on an ethnic solidarity shared by all Fulani. Amselle labors to make the point that this alliance  was based on a “mythical charter” long prominent in Fula oral traditions (and has some basis in the historical accounts of Arab and European travelers). This “mythical charter” served as the basis for the French colonial understanding of the Fula and eventually for the notion of a Fulani ethnic identity. The problem here is that the “mythical charter” was just that: a myth.

I’ll start by extracting an insight from the footnotes:

As we saw in Chap. 5, colonial ethnology merely reproduces this local political theory by taking it literally, thereby assimilating these “mythical charters” to a real historical process. Such a reproduction is what makes this ethnology truly colonial. (179)

In the Chapter 5 that Amselle alludes to in his footnotes, Mestizo Logics explains how the Fula people of Wasolon adopted fluid political identities over the centuries, depending on who was in power and who was about to be in power. This fluidity played, and continues to play, a much more important role in how people identified themselves politically (“local political theory”) than either culture or language.

Amselle illustrates this point best by pointing out that a number of chiefdoms in Wasolon claimed to be Fula at the time of the French conquests in the late 19th century, but that the populations spoke a different language than the Fula and were culturally distinct from the Fula (these Wasolon chiefdoms claiming Fulaniship were Banmana and Maninka in language and culture rather than Fula). Amselle then points out that Fula chiefdoms existed outside of Wasolon that don’t claim to be Fula – even though they are culturally and linguistically Fula – and instead identified as something more politically expedient (he doesn’t elaborate on what those non-Fula Fulani identify as, only that they did, and still do).

The French state’s act of writing down and categorizing this “mythical charter” as a distinct feature of Wasolon’s Fulani thus created the Fula ethnic group and, through imperial governance, ensconced this new group into its empire’s hierarchy based on traits that ethnographers, colonial administrators, historians, and managers of state-run corporations had recorded (accounts written by merchants not connected to the state in some way could not be trusted, of course).

Basically, when the French showed up to build their empire in west Africa they bought the narrative espoused by a couple of the factions in the region and based their empire (which was only feasible with the advent of peace in Europe after the Napoleonic Wars) on that narrative. The results of this policy are eye-opening. Aside from the fact that the present-day states of Mali, Cote d’Ivoire, and Guinea are failures, the old rules of fluid identity used by Wasolonians for political and economic reasons were erased and new rules, based on bureaucratic logic (“ethnicity”), were wrested into place by the French imperial apparatus. These new ethnic identities soon took on characteristics, ascribed to them by others, that quickly became stereotypes. The ethnic groups with good stereotypes (like being hard-working) ended up – you guessed it – in positions of power, first in France’s imperial apparatus and then for a short time after independence.

Sound familiar?

If it doesn’t, think about international governing institutions (IGOs) like the United Nations or the World Bank for a moment. Why don’t these institutions recognize the likes of Kurdistan, Baluchistan, or South Ossetia? Is it because these IGOs are evil and oppressive, or simply because these bureaucracies cannot adapt quickly enough to a world where identity and the necessities of political economies are always in flux?

This phenomenon is not limited to post-colonial Africa, either. Think about African-Americans here in the United States and the stereotypes attributed to them. Those stereotypes – good and bad – are a direct result of bureaucracy.

Individualism, to me, is the best way to tackle the long-standing problem created by colonial logic abroad, and racism at home. Government programs that seek to help groups by taking from one and giving to another are just an extension of the bureaucratic logic revealed by Amselle’s work in French West Africa. But what is a good way to go about implementing a more individualized world? Open borders? Federation?