Ottomanism, Nationalism, Republicanism VI

The end of World War Two placed Turkey between the Soviet Communist world and the western democracies. It’s Middle Eastern neighbours consisted of one outright colony (thinly disguised as a League of Nations mandate), French Syria; one de facto colony of Britain, Iraq (formally independent after a mandate period); one country whose sovereignty was highly compromised by United States and British ‘interests’, that is Iran. After decades of rule by the secularist-nationalist Republican People’s Party (CHP is the Turkish acronym), the idea of a Middle Eastern orientation was not a major one at any kind of obvious level, and had limited practical applicability even for those oriented towards the kind of traditionalist Islam which inevitably looks for some kind of connection with the original Muslim heartland.

The Muslim Brotherhood was formed in (British dominated) Egypt in 1928 and that becomes more important in Turkey over time. A Turkish version, National View, was founded by Necmettin Erbakan in 1969, and forms the core of the AKP today, led by Recep Tayyıp Erdoğan. Turkish history from the 1940s to the AKP coming to power in 2002 can look like an inevitable process, and with some qualifications that is probably a reasonable one-sentence way of thinking. Qualifications include the dangers of seeing history as the inevitable unfolding of a single unified process, and the constant possibility that better decisions by secular leaders at various time could have prevented this outcome. The decisions of the small numbers of self-defined liberals in Turkey were not really any better, sad to say.

İnönü’s response to the post-war world was to adopt multi-partyism. The Democrat Party was allowed to form under Adnan Menderes, who had been a member of the short-lived Free Republican Party and then a CHP deputy, and former prime minister Celâl Bayar. The DP contested the 1946 election, which was not all fully free and fair, but came to power in a more properly conducted election in 1950. Bayâr became President and Menderes became Prime Minister. This worked more as the Turkish constitution suggested than when the CHP was the only party in the national assembly. The result was that Menderes was the decision making person.

This political opening up helped Turkey into the Council of Europe (the grouping of European democracies) in 1949 and made it eligible for Marshall Aid under İnönü. Under Menderes, Turkey joined NATO in 1952. Acceptance into NATO was helped by substantial Turkish participation in the Korean War. The participation of conscript peasant soliders from Anatolia is still remembered in folk songs.

All these ways in which Turkey was acknowledged as part of the community of European democracies took place simultaneously for Greece, so the countries were taken as a pair during this period. The peaceful transfer of power through election from İnönü and the CHP to Menderes and the DP was the first such occasion in Turkish and Ottoman history. Some have seen İnönü as ‘only’ responding to US pressure and therefore denied him credit. This has, in the past, been the default position of most Turkish liberals though I believe that the latest historical work shows that İnönü was much more of an active enthusiast for the transition to genuine elections. On this matter, and others, it looks like time for the default ‘liberal’ position to change.

In any case, the whole idea that İnönü only responded to pressure is unsatisfactory. Of course he made his decision in a context of international balances of power of the time. Others made different decisions. In Spain, for instance, Francisco Franco stuck to ultra-conservative, Fascist-influenced dictatorship, accepting US military bases and continuing previous valuable trading relations. In Portugal, the corporatist dictatorship of António de Oliveira Salazar joined NATO after the adoption of an absurd imitation of party pluralism, with a purely token licensed opposition. Spain and Portugal were not aid recipients, but were able to get considerable trade advantages from the differing deals they made to associate with North Atlantic democracies. İnönü could have found ways to stay in power for ever, but did not.

There were limits to İnönü’s moves towards political pluralism and it was certainly not the ideal process. To some degree, it was one part of the CHP agreeing to the demands of the other part (which left to form DP) to have its turn in power after the current, most favourable to state-led joint secularism and modernity had been in power for so long. More on the DP in the next post.

Returning to İnönü’s rule after the war, the left became victims after a period relative tolerance in the latter years of World War Two, when it looked like the western allies would win in alliance with the US, so the Turkish state showed more tolerance of leftists and less of pan-Turkish nationalists who had the most tolerance of Fascism and Nazism (there has never been a self-identified fascist or national socialist political movement in Turkey).

Not only did İnönü oppress leftist groups outside the CHP as he moved towards genuinely contested elections, he identified left-Kemalist loyalists to the regime as communists who needed to be purged. This was at least in part to gain favour in the US by presenting himself as the main enemy of a real communist threat. Left-Kemalist academics who lost their university jobs at the time included Neyazi Berkes, the most notable Kemalist intellectual of any kind, who went onto an academic career in the west. Measures against left groups outside the CHP included using a religious conservative gang to smash the printing presses of a left newspaper. The willingness of the state to tolerate, and even promote, illegal violence by far right groups supposed threats to the regime and has been a frequent occurrence ever since.

To be continued

Defending Political Liberty in an Administered World

This is a very rough work in progress continuing on from my recent post on ‘Law, Judgement, Republicanism’.

The problems with a free and open political and judicial culture were diagnosed by Max Weber in his discussion of bureaucracy, which itself draws directly and indirectly on various accounts of the problems of bureaucratisation and administration of the social world (which itself began in the 18th century, at least in terms of explicit discussion  of bureaucracy). Wilhelm von Humboldt’s comments on bureaucracy in Limits of State Action is, as far as I can see, the first clear instance. Before that, the closest precedents are, I believe, in comments on the rigidity of Roman law in Montesquieu, which may have been at least in part against the laws and legal institutions of France in his own time.

Bureaucratisation and an administered world can themselves be seen as resting on the necessity of an integrated, hierarchical, rigid, and institutionalised legal system of a ‘Roman’ model, which is true even when thinking of ‘common law’ jurisdiction in England and its off-shoots (England, not Britain, because Scotland has its own more Roman system, and differences between English and Scottish legal institutions survived political union). This process, described in various ways by Weber, Schmitt and Foucault, Austrian school liberals and Frankfurt School Marxists, also rested on the simultaneous formation of commercial society and national economy described by Arendt. Arendt’s account is particularly enriched by comparison with Foucault on the emergence of the art of government. 

The consequences of these legal, administrative, governmental, and economic processes  is that the political sphere is deprived of content as a means for addressing the community as a community of judging, reflective individuals. Politics becomes competition for control of administration and the distribution of economic benefits that come with with this control. The political world is influenced by a drive to the kind of homogenisation favoured by the world of administration and positive law, which turns into struggles about identity and ‘political correctness’. That is, the struggle to define the dominant identity, with claims to a pluralist position still governed by the wish to establish the dominating identity as more tolerant (which can happen in a ‘progressive’ manner), as in a community seen as a community of communities or a ‘conservative’ manner, where there are distinct communities tied to nations or possibly non-interacting historical communities within nations. 

Arendt suggests a perspective aristocratic contest in politics taken from Greek antiquity, particularly Athens, as the antidote to the above. Foucault also has a perspective taken from Greek antiquity, of care of the self, which can also be understood as aesthetic techne, in which our capacity for self-affection is developed in self-creation and recreation, though not as a purely aesthetic play. Machiavelli was in some respects the advocate of the modern integrated state, of sovereignty concentrated in an individual who integrates society through the power of his political skill and creation of a dominating rhetoric or symbolism. In Machiavelli, though, we can also see much that comes from Ancient republicanism filtered through the republicanism of the late medieval city states of northern Italy.

There is not just the remnants of ancient republicanism but its transformation in a world where the state is increasingly invested in territorial control, distinct from the personalised nature of the state as understood before (either in the person of the monarch or the persons making up a republic). The ‘cynicism’ of Machiavelli has its starting point in Aristotle’s Rhetoric, where reason is applied to speech in public places, particularly the courts of law and the political assembly. Though Aristotle distinguishes between the rhetoric of courts and assemblies, he does show a commitment to the idea that they belong to a common world of persuasive speech. Rhetoric appeals to the less deductive parts of human judgement, even the parts of human judgement which come from immediate emotional reactions, but never just that.

The prince who is human and animal, moral and self interested, is also the strong lion and the cunning fox, within his animal self. There is a sense of the total possibility: symbolism and self invention of individuals engaged in the political world. The judicial connection with politics and the social world for whom law is in some sense dead, an accumulated wisdom from the ancients now codified and open to commentary, but not part of political life except in the administrative and governmental roles that Machiavelli himself had for a while on the basis of his legal training, mingled with humanistic (Latinate and literary) education.

Even so, we can see some ideas lingering in Machiavelli of the importance of law in political life, so that it is the ‘parlements’, partly independent and locally representative law courts, of France which gives its monarchy some of the liberty of a republic. In The Prince it is the case that the energy of the people defending its state and its liberties, where they have some history, outweighs the power of the princely ruler, so that classical Polybian republicanism of the Discourses is never completely absent from The Prince.

Most significantly, Machiavelli leaves a legacy which can be seen behind the 20th century attempts to find an alternative to an administered social world. There is the charismatic leader in Weber, the agonistic aspects of politics in Arendt, and the ethics of self-creation and transformation of the self in Foucault. The charismatic leader in Weber should not be understood as a dictator or a person above politics, but as the way in which legally and formally constrained politics can still engage with the social world and the free judgements of individuals. The agonistic politics in Arendt is not just nostalgia for Athens, but an account of what it is to have individual goals and public awareness in a political community. Ethics in Foucault is not just self-creation out of nothing or a non-political playfulness, it is about how we can have free judgement in politics and law. The glory the prince seeks in Machiavelli, and by the citizens of a republic, is a way of seeing that politics combines autonomy and prestige as driving forces in a historically located and contingent political community. Machiavelli anticipates the ways that Arendt understands political freedom to be related to a Homeric culture of seeking fame in public life.

Ottomanism, Nationalism, Republicanism V

Having covered the essentials of Atatürk’s time in power, I will discuss his death in 1938, and then his successor, İsmet İnönü, and the transition to a multi-party system. With regard to Atatürk, I will just note that his death was an opportunity to continue his veneration as the symbol and founder of the nation. He died in the Dolmebahçe Palace in Istanbul and was taken back to Ankara for a state funeral. The official moment of his death, 09:05 on the 10th of November is still commemorated by a blast on sirens throughout the country and an official national minute of silence. In the 1950s, Atatürk’s body was moved to a mausoleum know as Anıtkabir, where his coffin is held in a colonnaded building of some grandeur over a grand stone stairway, on a hill over Ankara. The complex contains a museum of the life of Atatürk and the history of the early Republic.

This is part of what can be described as a cultic attitude to Atatürk. It is a highly personalised version of the elements of civic religion every state has in order to symbolise its enduring nature and as a focus of national awareness. It is rather startling and even uncomfortable for many, but it has done what civil religion and national symbolism is supposed to do. Other ways of symbolising Turkey are necessary, but for better or worse, this is always going to be part of the symbolism of Turkey. Laws criminalising ‘insults’ of Atatürk are of course unacceptable in the extreme, otherwise my main thoughts about the ‘Atatürk cult’ is that if we see it as symbolism, it is an intriguing example of the personalisation of a nation and its state.

A well known liberal (in the classical sense) famously said at a fringe meeting of an AKP conference, during its early years in power, that in the future people will ask ‘who is this man?’. This lead to criminal action and threats to his safety, which is of course all utterly unacceptable. The whole miserable incident suggests to me something about the loss of judgement by Turkish liberals at the time.

Whatever you think of Atatürk it cannot be denied that was there at the beginning of the state and such people are remembered. If there is anything positive about the Republic of Turkey then Atatürk is part of this. I do not see any point in denying all value to nations, national symbols, and commemoration of the founders of states. Presuming one is not an anarchist, then the state provides some useful law and order function and is to be valued at least that far, as is symbolism round that state. More on these issues in the final post in this series.

Finally, getting onto İnönü, like Atatürk, he was an army general in the Independence War of 1919-1923. He was a close associate of Atatürk at that time and after, serving as Prime Minister for some years. Though Atatürk certainly had autocratic powers, he respected the forms and division of labour of a constitutional republic, so that İnönü did operate as a genuine prime minister, not just an instrument. İnönü continued with the great leader style, even adopting the title of Milli Jef (National Chief from 1938 to 1945).

The main event of İnönü’s period in power is clearly World War Two. Turkey remained officially neutral until a symbolic declaration of war on Germany (a condition of joining the United Nations). It lacked the military and transport capacity to maintain a major war effort in any case. Turkey in fact was not completely neutral, following a policy of supporting the west against Nazi Germany and supporting Nazi Germany against Stalin’s Soviet Union. İnönü sent aid to Greece during its conflict with Fascist Italy, while sending supplies to Germany on its eastern front along with military observers. Keeping Turkey out of the war is generally seen as prudent policy and one of İnönü’s major achievements.

The War was a time of emergency measures and the most unpleasant one was to apply a capital tax against the ‘Ottoman minorities’ (that is non-Muslim minorities: Jews, Greeks and Armenians) of more than a 100%. This was justified by the supposedly hidden wealth of the historically richest communities of the Ottoman Empire, which probably had some truth in it, but of course was no less a violation of basic rights motivated by a belief that, one way or the other, ethnic Turks should own the major economic resources of the country, in order for the national project to be complete.

The victory of the Allies in World war Two left Turkey caught between the Soviet bloc (including the USSR itself and Bulgaria, which both shared borders with Turkey), and the western allies. İnönü chose the west, seeking US support in a confrontation with Stalin over the Turkish straits. This led Turkey towards multi-party democracy, military and economic aid, membership of western institutions, and participation in the Korean War.

To be continued

Battling Time and Ignorance: Mario Rizzo at 70

Last week my friend and colleague Mario Rizzo, a scholar central to the revival of  contemporary Austrian economics, turned 70. This occasion prompted a spontaneous outpouring of praise for his work, as well as messages of gratitude for his support of students and fellow academics over his decades as an intrepid professor with his home firmly at NYU. They are collected over at ThinkMarkets. Jeffrey Tucker has written an excellent summary of Mario’s intellectual contributions at the American Institute for Economic Research. Below is a segment of my birthday message:

In my home, the United Kingdom, classical liberal thought has until recently been virtually unheard within much of academia. As a student and think-tank researcher ravenous for liberal approaches to public policy, I gorged on Mario’s blog posts from ThinkMarkets. Together with Marginal Revolution and Cafe Hayek, ThinkMarkets was a critical lifeline for me facing an intellectual world dominated by various visions of authoritarianism and only slightly more benign variants of paternalism.

Thanks to Mario’s selfless contributions to the revival of Austrian economics, that intellectual world is changing, even in the UK. His co-founding of the Society for the Development of Austrian Economics and hosting the Program on the Foundations of the Market Economy at NYU has provided support and inspiration for countless young scholars.

I am very fortunate to be among that multitude.



Brexit Breakdown

Ir has been obvious for at least a month now that soft Brexit has won out in the UK, though the Prime Minister Theresa May would never admit such a thing directly. Government discussion of access to the EU internal market at its existing level, or very close, and keeping the border open between the Republic of Ireland and Northern Ireland (a fundamental of the peace settlement in the north) would at the very least require continuing regulatory alignment in goods (that is, following the rules made by the European Union).

It seems very likely that negotiations of the terms of exit with the EU itself would make even this partial alignment with the internal market inadequate in order to get the desired level of access. At the very least EU negotiators would demand some inclusion of services (financial services are the big issue here) and something at least resembling free movement of labour.

That inclusion would be full UK access to the internal market after exiting and would require at least a Swiss style relationship with the EU, in which there is full market access in exchange for accepting EU rules and something close to free movement of labour. Such a relationship would mean accepting judgments of the European Court of Justice even if they are not incorporated into UK law. The UK might not follow Switzerland into EFTA (European Free Trade Association, see paragraph below).

It has even been suggested that the UK might find it necessary to adopt a ‘Norway’ solution, in which the UK is directly a member of the European Economic Area. Norway has free movement but opts out of common agricultural and fisheries agreements. It is not part of the EU customs agreement. Like Iceland, Lichtenstein, and Switzerland, it is a member of the European Free Trade Area, which essentially harmonises regulations between these countries and the EU; that is, EU regulations are enforced by EFTA institutions.

It is clear that most Conservative MPs and businesses (though more large business than small business) regard something like the arrangements above, soft Brexit, as preferable to hard Brexit (trade agreement with the EU as a completely external country, possibility of no deal). These MPs and business people, along with most Treasury economists and economists in general, believe that keeping complete access to EU markets is more valuable than vague claims of a trade boom through deals with non-EU states across the world.

Hard Brexiteers believe that economic growth of other parts of the world requires breaking free of EU shackles on global free trade. The soft Brexit, as well as Remain, argument is that membership of the EU does not prevent trade with the rest of the world and that some EU countries are already doing that very well compared with the UK. On this argument, geographical proximity will always make EU trade disproportionately important so that limiting access to EU markets in the hope that non-EU countries will want free trade agreements is unnecessary and probably very damaging.

May’s drift towards soft Brexit after presenting herself as the guardian of hard Brexit has the support of most of the Cabinet, and Conservative MPs, but has been disappointing hard Brexiteers for some time. An agreement of the full cabinet at the Prime Minister’s country residence for soft Brexit has led to the resignation of the two most hard Brexit-oriented ministers.

It seems unlikely this this will deter May from a soft Brexit policy, which everyone agrees can only become more soft in negotiations with the EU to achieve an agreed exit. It also seems unlikely that most Conservative MPs will resist this policy. The biggest problem for May could be that the opposition parties want to vote against the government in call circumstances, so could vote with hard Brexit Conservative MPs to bring down any Brexit agreement.

At this point Brexit might completely break down, with the UK becoming a full member of EFTA, so in practice a member of the EU which exchanges some opt-outs for absence from the decision making processes and institutions. It might even lead to a suspension of Brexit, or a second referendum in which the electorate chooses between the exit package and staying in the EU.

At present, the most likely options in descending order are: 1. soft Brexit, outside formal association with the EU, but like that in practice, 2. formal association with the EU, maybe meaning membership of EFTA, 3. the complete breakdown of Brexit. This could change and so far change has been to move further and further away from hard Brexit.

Personally I support continuing membership of the EU. It is inevitable that large parts of the UK economy will ‘align’ with EU regulations, so it is best to be part of the institutions and processes which decide on these regulations. That is the most pragmatic version of my argument.

I am also a strong European integrationist, even a federalist romantic. The qualification of this idealism is that integration should not go further than public opinion or institutional capacity can accept at any one moment and that economic realities should guide the relationship with Europe for and against the kind of integration I favour at heart.

My own ideal is a kind of revival of the medieval dreams of ‘universal’ (i.e. European) Empire. The poet Dante was a great exponent of such a vision in his classic of political thought On Monarchy, which does not exclude city republics, even favours them under a high European sovereign. We can join it with Marsiglio of Padua’s slightly later call for an empire with elections to have something like democratic federation for Europe.

Leaving my European romanticism aside for the moment, the current realities are that the UK’s exit from the EU has become more and more complicated by the disadvantages of disentangling complex and far reaching institutional and economic links, particularly when most people involved want to keep an open border with the Republic of Ireland and keep 100% of the current level of access to the internal market.

Turkey at the start of one-man rule

1. Yesterday (Monday) Recep Tayyıp Erdoğan took office under the system of executive presidency, which gives him arbitrary personalised powers, based on the claim that a system of such extreme powers for one person is the most democratic system if that person is elected. The changes came about as the result of a referendum last year, which gave a narrow victory for the constitutional changes. It seems to me, and many others, that rigging allowed victory in the election. For the first time in Turkey, all ballot papers unstamped by an electoral officer were counted, allowing unlimited fraud. There are other issues about intimidation and irregularities, but this is not the moment to go into further detail, but I will just point out that radical changes to the constitution were ‘legitimised’ by pseudo-democratic fraud.

2. The constitutional changes enable the President to: legislate by decree, appoint most Constitutional court judges, appoint the army chiefs, appoint police chiefs, appoint all higher level members of the bureaucracy, appoint government ministers and vice-presidents without reference to the National Assembly. There is no Prime Minister. The President, Vice-Presidents, and Ministers are not obliged to answer questions in the National Assembly. In principle the National Assembly can reverse decrees as laws, but to allow the President to legislate in such an unaccountable way in the first place undermines all understanding of what a national assembly is for and what the limits on the head of government or head of state (now the same person) should be in a state which is constitutional and democratic.

3. Ministerial appointments have most notably included the elevation of Erdoğan’s son-in-law, Berat Albayrak, to the Ministry of Treasury and Finance. Albayrak is a major businessman whose rise in business and then politics have taken place since Erdoğan became the most powerful man in Turkey in 2002.

4. Other appointments have given business people ministerial posts for areas of the economy in which they have a dominant market position. Erdoğan’s own family doctor who owns a medical business is health minister. The education minister owns a private college.

5. The appointments of business people and a son-in-law show carelessness about propriety in the separation of the administration of public affairs from private and family interests, to put it in the mildest way possible. It also suggests that Erdoğan thinks he is too big for the party which brought him to power, AKP. It has been clear for some time that the most powerful people in the AKP are this son-in-law and one of the sons. That is, the AKP exists as a vehicle of one family, and its businesses associates. In this case, it is hardly a properly functioning democratic party.

6. The appointments were preceded by a presidential decree on the appointment of the governor and vice-governors of the central bank, which reduces its autonomy and makes it more vulnerable to Presidential pressure. Erdoğan has clearly been struggling to live with central bank decisions to raise interest rates in response to inflation and the falling value of the Turkish Lira. Anyway, the currency lost 20% of its value and inflation is at nearly 16% though the central bank’s target is 5%.

7. Market confidence in Turkey, even of a very minimal kind, was resting on one man, Mehmet Şimşek, who has western training in economics and is the last remnant of the days when the AKP appeared to many to be a centre-right reformist party, and did manage to behave in part like such a party. Şimşek appears to have been increasingly unhappy with his situation, putting a rational face on polices he knows are going in the wrong direction, occasionally winning battles to raise interest rates. One of Erdoğan’s main obsessions is that interest creates inflation. He has found it necessary to curtail that belief on occasions. Şimşek apparently wanted to resign from government recently, but no one ‘betrays’ Erdoğan in that way. Şimşek was bullied into staying and has now been sacked. His replacement is Erdoğan’s son-in- law. The markets have been spooked and the lira fell very sharply yesterday evening.

8. The Erdoğanists do have a solution to lack of international market confidence in Turkey. It is to create a Turkish ratings authority which will rate Turkish government credit as the government wishes! This absurd proposal, which will only reduce the credibility of the lira and government debt, shows the depths to which economic policy run on political paranoia has sunk in Turkey. Political paranoia because low credit ratings are due to foreign conspiracies!

9. Going back to last month’s election, about 2% of ballots cast have been declared invalid by the Supreme Electoral Council. HDP (Kurdish rights and leftist party) has pointed out that most ‘invalid’ ballots are from polling stations where it did not have observers. The HDP is defined as ‘terrorist’ by the followers of Erdoğan and its presidential candidate is in prison on ‘terrorism’ charges. This is all based not on credible evidence of co-operation with the PKK, which does have common roots with HDP, but on absurdly broad definitions of terrorism which take in people who do not oppose the PKK enough or which offer any criticism of state policy towards the PKK.

10. Based on point 9, it looks very much like 2% of votes cast were spoiled to take votes from the HDP. It hardly seems likely that would be the limit of fraud. As mentioned in point 1, all ballots were counted which did not have the basic security guarantee of a stamp from an electoral official on the ballot itself or the envelope containing the ballot. It is inherently difficult to arrive at accurate figures in this matter, but it looks very much like at least 4% of the ballot was fixed (that would merely double the most obvious form of rigging, which I do not think is an extravagant assumption, after all most rigging will take place in very hidden ways). If I am correct then the pro-Erdoğan electoral list for the National Assembly did not get a majority of votes and Erdoğan did not get a majority of votes in the presidential election.

11. The government-state machine extends claims that the HDP is terrorist to the main opposition party, CHP, on the grounds that the CHP has offered some criticisms of the detention of the HDP presidential candidate, and that some CHP supporters voted HDP to help it overcome fraud and reach the 10% of votes necessary to enter the National Assembly. CHP provincial leaders have been banned from attending the funerals of soldiers killed by the PKK, soldiers who in some cases will be CHP supporters, showing the kind of spite, vengefulness, and abuse of state power driving the AKP.

12. The Istanbul municipal government has announced that public transport will be ‘only’ half price during next month’s Kurban Bayram (Sacrifice Festival; religious festival and public holiday) instead of free as has been normal for a long time. This shows the strains that public finances are under in Turkey. The AKP are specialists in providing ‘free’ benefits to electors, along with favours for individuals and families, building up a base in local government in this way before they came to power nationally. The Istanbul news is a small thing in itself, but is suggestive of a decline in the capacity of the AKP to use public money to buy votes.

13. Given increasing personal indebtedness, rising inflation, the falling value of the currency, the decline of foreign investment and the credibility of government debt instruments, we could see some very difficult economic times in Turkey. It is clear that this process was important in holding the recent election 18 months early. The loyalty of the AKP and Erdoğanist base is intense, but was formed at a time of economic growth and expanding public services. We see going to see what happens to loyalty in less happy circumstances.

Crediting Co-Authorship

“… Who worked with you”

“Didn’t you know? It was Tamwile Elar. He worked out the theory that made the device possible and I designed and build the actual instrument.”

“Does that mean he took the credit, Dr. Monay?”

“No, no. You mustn’t think that. Dr. Elar is not that kind of man. He gave me full credit for my share of the work. In fact, it was his idea to call the device by our names – both our names – but he couldn’t.”

“Why not?”

“Well, that’s Professor Seldon’s rule, you know. All devices and equations are to be given functional names and not personal ones – to avoid resentment.”

-Forward the Foundation, Isaac Asimov

Most of my research is co-authored. As I noted in my previous post, I strongly believe that science is a collaborative enterprise. I of course have a few solo authored working papers, mainly those that I hope to include in my dissertation, but for the most part my work is with others. A problem with this is deciding how to credit the paper. Who gets the prized first author spot? Is it the most senior member of the team? The person who came up with the initial idea? The former RA who got upgraded to co-author status to avoid having to pay them? All of these can be tricky and can lead to resentment among co-authors.

I’ve seen various alternative arrangements to try to side step the issue. There are those who list co-authors by alphabetical order or alternate first authorship (Landgrave & Christensen 2015, Christensen & Landgrave 2016, etc etc). A few, like my grand advisor, combine their names with frequent co-authors (e.g. McNollgast). As cool as Christgrave sounds, I think these alternatives ultimately fall short because they continue to personalize science. It’s not clear to me what the benefit of this is. Not only does this lead to resentment among co-authors but it, I think, slows down the revision process as people mis-interpret critic on a given idea as a personal attack.

It is entirely possible, for example, to dislike JM Keynes’ work but to be indifferent or even warm towards the man himself. Likewise, it is possible to praise someone’s work, but find them to be personally awful.

Would it not be better to refer to papers by institutions or ‘labs’? Coase’s theory of the firm would, for example, be referred to as LSE 1937, as opposed to Coase 1937.

Thoughts? Comments? As always, write in the comments section!