Myths of Sovereignty and British Isolation, IV: Britain the Enlightenment model for a liberal Europe?

Following on from last post in this series, focused on the violent formation of the nineteenth century British state, a largely political theory post on how far Britain had a special status as a model of liberalism and then democracy in Europe. Despite all the negative aspects discussed in the last post, there was of course some overall progress in Britain in creating a society and political system based on law, tolerance, individual rights, and a commercial society with prosperity spreading to all, sooner or later, though clearly much later for the afflicted groups discussed in the last post. Now it is certainly true that in the eighteenth and nineteenth centuries, and more recently, Britain has been taken as a positive example for those wishing to promote those good things in their own political community.

The trouble with the Eurosceptic-sovereignty view is that these realities are transformed into a belief in a British legal and state community uniquely, and its very essence, prone to liberty under law and all the associated benefits, and recognised such by all Europeans gracious enough to acknowledge British superiority. Let us look at the eighteenth century discussion which is when comparisons of Britain and European states around law, liberty, civil society and so really got started. Strange as it might seem to some, earlier thinkers about liberty like Machiavelli, Grotius, and Pufendorf did not promote the idea of Britain as exemplary. The eighteenth century French Enlightenment certainly did lead to some admiring interest in Britain from that point of view. Maybe the main populariser of Enlightenment, Voltaire, was a great Anglophile. However, the really intellectually important observer in France at that time was Charles-Louis de Secondat, Baron de Montesquieu, author of The Spirit of the Laws, who did visit England (but not the rest of Britain).

Montesquieu could be said to be something of an Anglophile and he has sometimes been taken as the bearer of a British model of liberty throughout Europe, as if he recognised Britain, as superior, of course to France. Though this is a familiar story in terms of the urban myths of history of political thought, it is not really plausible for the more sophisticated reader. Questions of interpretation of Montesquieu of course arise here, but there is proper interpretation of Montesquieu based on a thorough reading which could justify the view of him as possessing a political theory based on Anglophilia.

Montesquieu recognised two kinds of state compatible with liberty and ‘moderate government’, meaning government restrained by law along with a general respect for customs and moral standards. Those two types of government are monarchy and republic. Montesquieu also regarded a republic as less compatible with commercial spirit – which he strong endorsed – than monarchy, though he recognised exceptions and transitional cases. For Montesquieu, republicanism, at least in any pure form, meant some very small homogenous community with laws adopted by the people as a whole or an aristocracy. In both cases, Montesquieu thought that wealth tended to undermine the possibility of a republic, as such a state rests on putting ‘virtue’ (largely meaning patriotism and respect for law) above wealth in a very strong way. A monarchy, he thought, rested on ‘honour’ (largely meaning the search for status through wealth or through high position in the monarchical state). So a commercial society was more likely under monarchy than a republic. Montesquieu had in mind a large modern European state, which showed that to be case, France.

For Montesquieu, Britain was a disguised republic, a quite realistic assessment since political power rested with an aristocratic-oligarchic elite under a crown, which could not raise taxes or go to war without parliamentary approval. Montesquieu recognised that Britain was a great trading and commercial country, but at that time the same could be said for France which had a much larger population and therefore was a more important example of commercial society. Anyway, though Montesquieu had some complimentary things to say about Britain, he regarded it as culturally inferior to France, a view he expressed in his own way partly through complaining that there was less enjoyable social relations between men and women, a sign of backwardness.

Montesquieu was sceptical about the relevance of republics to the modern world except as city states, like Venice, or those German cities which were self-governing, or better for reasons of strength and survival, as federations of city states (or maybe rural communities of similar population), like the Netherlands of the time (known as the United Provinces) and Switzerland. Montesquieu looks at so many perspectives and considers so many examples that there is some difficulty in saying what his model was, but the evidence is for a choice of the French monarchy, emphasising how much power in reality rested in institutions other than the monarchy, such as law courts, town governments, universities, and the church. If he was not arguing for the primacy of the French model, he must have favoured the federated republics of his time. He has more to say in detail about Britain and it had good things about it, but there is no way in which Montesquieu had an Anglophile political theory which legitimates soveriegntist-Eurosceptic assumptions of special, separate, and superior status for Britain in relation to Europe.

Next post some more political theory, but also another broad historical discussion.

Myths of Sovereignty and British Isolation, III: British Superiority?

Continuing from my last post, before getting on to the pre-Waterloo history of Britain, some remarks on Britain as an exceptional and model state from the Hanoverian period (rule of the German Hanoverian dynasty who continued to be sovereign princes in Germany, 1714-1837) onwards. Isolating any one period as the one in which modern Britain emerges is inevitably hazardous, but there are precedents for selecting this period such as Linda Colley’s influential book, Britons: Forging the Nation, 1707-1837 (Yale University Press, 1992).

The defeat of the Jacobite Uprising of 1745 provides a good moment for the formation of modern British state, or perhaps better the moment at which a process of formation ends. The Jacobite Uprising was an attempt to restore the Catholic Stuart Dynasty, which had its starting point in the Scottish Highlands. It reached into the Lowlands and then England before being beaten back and then decisively defeated at the Battle of Culloden in 1746 by forces loyal to the Hanoverian dynasty, which was Protestant and was reigning in Britain because it was the closest in line after Catholics were excluded from inheriting the throne.

Not only was it confirmed that Britain would continue to be an officially Protestant country, with a German royal family, harsh and violent measures were taken to crush the social base of Jacobitism in the Highlands. The autonomy of traditional clan chieftains (hereditary local landlord rulers), who were operating a kind of confederal state of often conflicting clans within Britain, was abolished. Soldiers were stationed in the Highlands to enforce an assimilationist state policy in which the Gaelic language was repressed, as was traditional dress and customary laws. The violence and forcible assimilation faded away once British sovereignty in the region was assured, but that does not detract from the way that the British state was stabilised through force and military occupation, not through consent and building on ‘traditional’ liberties. The idea of a British state uniquely founded on consent to institutions in a context of laws and liberties emerging from ‘tradition’ rather than state action is essential to the sovereigntist-Eurosceptic view of Britain and its history under examination here.

The forcible full incorporation of the Scottish Highlands and Western Isles into the British state system comes out of the attempts of the British monarchy to create an integrated Britain out of of the union of English and Scottish dynasties, which goes back to 1603 when James VI of Scotland inherited the throne of England as James I. James wanted a unified, integrated Britain from the beginning, and his wish was granted, if more than one hundred years after his death and the overthrow of his dynasty. The attempts of his son Charles I to impose religious uniformity on Scotland led to a war which was the prelude to the English Civil War. The two wars, and others, are sometimes grouped as the Wars of the Three Kingdoms. The powerful man of state to emerge from these wars was Oliver Cromwell, who incorporated the third kingdom, Ireland, into the British state, in a culmination of a history of war and colonisation going back to the Twelfth Century. This was also a process of forcible land transfer creating a Protestant English landowning class dominating a Gaelic Catholic peasantry. As in the Scottish Highlands and Islands, assimilation into the British state led to the decline of the Gaelic-Celtic languages into very small minority status, so to large degree an old culture was lost.

The forcible incorporation of Ireland into the British state system culminated in 1800 with the Act of Union, which created the United Kingdom, in abolishing the Irish parliament (not much of a loss, it only represented Protestant landlords) so that the Westminster Parliament (or crown in Parliament) had unlimited sovereignty through the islands of Britain and Ireland. The process did not bring clear benefits to the Irish before of after the Act of Union. The Great Famine of 1845 to 1852, when the British imposed a landholding system in Ireland and the whole British state system failed to prevent hunger and starvation for a large part of the Irish population and could be held to be at least in some measure responsible for the famine, is well known. Less well known is the Irish Famine of 1740 to 1741, which led to the deaths of an even higher proportion of the population than the Great Famine. I do not think that the Irish peasants of the eighteenth and nineteenth century felt lucky to be part of the British state system, or would have recognised it as some unique force for good in the Europe and the world.

The troubles of the Gaelic peasants of the Scottish Highlands did not end with the state reaction to the Jacobite Uprising. The disruption of traditional customs and restraints enabled the clan chieftains to forcibly remove peasants from land that had been theirs for centuries, starting a process of emigration to other parts of the British Empire. A situation in which the British state had abolished the power of chieftains to resist it while taking away traditional restraints on their power over the peasantry, led to an intensified period (“Highland Clearances”) in which peasants were sometimes taken straight from their customary homes to boats leaving Scotland for the Empire. In the later Nineteenth century, legal reforms were undertaken to improve the rights of Scottish and Irish peasants, but any discussion of the merits and otherwise of the British state system in relation to the rest of Europe in the eighteenth and nineteenth centuries, must take into account horrors of calculated state violence combined with laws and property rights biased towards a landowning class close to the state, that led to sufferings as great as any encountered in any European state of that era.

Next post, Britain as a supposed model European state after Waterloo, comparisons

Myths of Sovereignty and British Isolation, II: After Waterloo

The sovereigntist mythology of British history is in any case caught in a rather awkward place in claiming both a unique British role in resisting pan-European tyranny and a separation between Britain and mainland Europe. It is hard to see how both claims  can be completely true. The sovereigntist attempt to finesse this awkwardness is partly to claim that Britain played this unique role against Napoleon (well maybe Russia, Prussia, Austria and Spanish insurgents helped a little) is that Britain was in Europe to do the job and was then out again until destiny called on us to be in Europe again to beat back the Kaiser in 1914.

There is rather a lot wrong with this picture. As mentioned above, Britain shared royal dynasty with the German state of Hanover at the time of Waterloo. It had done so since 1714, when it acquired as king a Hanoverian prince who spoke almost no English. The Hanoverians continued to reign in Britain until 1837, when Princess Victoria was able to become British Queen but was not able to inherit in Hanover due to the exclusion of women from the succession. Anyway, she kept up the German link by marrying Albert of Saxe-Coburg with whom she spoke German at home. William II, the German Kaiser who was the national enemy/European hegemon of 1914, was one of her grandchildren and was apparently very attached to her.

Of course by this time, the royal family reigned in Britain rather than ruling, though Albert was rather keen on the ruling and things could have become very interesting on this issue if he had not died rather young. Anyway, even excluding the royal family, Britain was very involved with the rest of Europe after 1815. This involvement included:

  • possession of Gibraltar on the southern tip of Spain, going back to 1713, and still a British territory;
  • the island of Malta became British during the Napoleonic Wars and continued to be so until the 1960s;
  • the Ionian Islands were transferred to Britain from Napoleonic France, which had recently acquired them as part of a takeover of the Republic of Venice, and the islands remained British until transfer to Greece in the 1860s;
  • Cyprus became de facto British in 1878 with continuing de jure but not very meaningful Ottoman sovereignty until 1914 when the island was annexed, becoming independent in 1960, but even so containing two small parts of Britain in the form of two sovereign military bases.

So Gibraltar and two bases on Cyprus were still British, along with the nineteenth century presence in all of Malta and part of what is now Greece. This is surely rather a lot of European involvement for a country that supposedly experienced a radical separation from Europe after winning the Battle of Waterloo, according to the sovereigntist Eurosceptic narrative.

But that’s not all for nineteenth century British involvement in the rest of Europe. Combined British and French pressure on the Kingdom of the Two Sicilies (i.e southern Italy and Sicily) played a large role in weakening and isolating the state, so that it accepted absorption into the new state of Italy during the Risorgimento. The Crimean War took a British army via Ottoman Varna (now in Bulgaria) to fight against Russia, in alliance with the Ottoman Empire, France, and Piedmont-Sardinia from 1853 to 1856. Of course Britain was sometimes at war with the Ottoman Empire, so that in 1829 the British, French, and Russian navies defeated an Ottoman fleet at Navarino, a major event in Greek Independence. A remarkably brutal Independence War had been going on since 1821, and the Battle of Navarino marks the decision of the Great Powers, including Britain, to arrange a settlement according to their wishes and convenience, with a German king imposed on the new Greek state (which was initially a republic). Presumably the British government believed that if they had a German monarchy so should everyone else. Britain of course continued to be involved in the lengthy process in which the Ottoman state was bit by bit separated from its European possessions, though often tilting towards the Ottomans to pin back the Russians, as in the Crimean War. Anyway, this all amounts to a very busy time in Europe for a country that had supposedly separated itself from Europe, and I’ve only covered the highlights.

The other side of the sovereigntist-Eurosceptic narrative of Britain after Waterloo is that Britain somehow stood alone as a country of liberty, progress towards democracy, law, prosperity and the like, showing the backward Europeans the way. There is some truth in this, on the whole Britain was ahead, but there are so many qualifications to be made that this can only be treated as like being slightly ahead rather than putting Britain in a class of its own, but more on that in the next post.

Myths of Sovereignty and British Isolation, I: Waterloo

The United Kingdom of Great Britain and Northern Ireland is now in the run up to a referendum on ‘renegotiated’ membership of the European Union which will supposedly return some sovereignty to UK political institutions. The date of the referendum and the details of the ‘renegotiation’, which in all likelihood will consist of changes of a secondary kind particularly since changes to the relevant treaties would trigger referendums in other EU member states with unpredictable consequence. The Conservative government is also making gestures towards repealing the Human Rights Act, which incorporates the European Convention on Human Rights into British law, and replacing it with a ‘British Bill of Rights’, and at the extreme may withdraw from the European Convention, leaving the UK as the only European nation apart from Belarus in that situation.

It looks like the Prime Minister David Cameron is happy to stay in the EU after minor changes and to keep the Human Rights Act and that he is not at all aiming to withdraw from the ECHR. I say this because he is an extreme pragmatist who does not aim for big shifts in Britain’s constitutional arrangements and relations with Europe, though as an extreme pragmatist he appears to send different signals to different people, so there may be some with a different impression.

I introduce these issues in current British politics in order to discuss the ideas of national sovereignty, laws, and institutions at stake along with the understanding of Britain’s historical relation with Europe. These are not necessarily at the centre of all political debate on the matters introduced above, but they are part of the debate and the ‘Eurosceptics’ – who both want to reduce Britain’s connection with European institutions and promote an idea of absolute national sovereignty – are already on the offensive with their vision of history. Two historical anniversaries have been used for this agenda: the two hundred year anniversary of the Battle of Waterloo and the nine eight hundred year anniversary of Magna Carta. More on Magna Carta when I get onto issues of law and institutions in this series of posts. First a few post posts about the general history.

What is partly as stake here is a debate between two wings of the liberty movement. The Eurosceptics in Britain have a strong element of conservative-libertarian fusionism while the Europhiles have an element of more cosmopolitan culturally pluralist libertarianism. The most obvious issue after European institutions dividing these two groups is immigration, with cosmo-Europhile libertarians much more inclined to open immigration than the sovereigntist-Eurosceptic libertarians. There are of course grey areas, overlaps and exceptions, but the overall pattern is very clear. Strictly speaking Eurosceptic and Europhile here refer to attitudes towards cross-European institutions, not other Europeans, but it cannot be denied that behind the more tolerant sounding version of Euroscepticism there are a lot of resentful people who don’t like foreigners, Europeans and people who are not like us, and think of democracy as preserving majority cultures and communities as dominant and unchanging. The sovereigntist-Eurosceptics tend to be very influenced by conservative-libertarian circles in the USA and to promote an ‘Anglosphere’ idea in which Britain is essentially part of a community with the USA, Canada, Australia, and New Zealand (i.e. white majority countries which used to be part of the British Empire), and is essentially not European.

What I present in today’s post is a critical response to the sovereigntist-Eurosceptic version of British history. The Waterloo anniversary for Eurosceptics is commemorated for being a moment when Britain played a decisive role in undermining the claims of autocratic rulers to dominate Europe. In the late sixteenth century it was Philip II of Spain, in the early eighteenth century it was Louis XIV of France, in the early twentieth century it was William II, Emperor of Germany, King of Prussia, and in the mid-twentieth century it was Adolf Hitler, Führer of National Socialist Germany. There is some truth in this. Britain’s place as a powerful offshore part of Europe has suited it to hold out against a continental hegemon and provide a focus for turning back the hegemon’s power; nevertheless the sovereigntist-Eurosceptic version of this is bombastic and evasive.

Focusing on Waterloo, since that is the key anniversary of the moment, it was not a single-handed victory by Arthur Wellesley, Duke of Wellington (who was born and brought up in what is now the Republic of Ireland) and a British army. The battle was only won because of the arrival of a Prussian-German army led by Marshall Blücher, who has a claim to be a commander of greater vision and imagination than Wellesley (though it should be said that he was superlative in all other aspects of command). The majority of Wellesley’s army was Dutch, Belgian or German (even excluding soldiers from Hanover which at that time shared its royal family with Britain) and many of the ‘British’ were, like Wellesley, from what is now the Republic of Ireland. While Wellesley and the British soldiers at Waterloo undoubtedly showed the greatest courage and determination in the battle, the image of Britain defeating the returning European hegemon, Napoleon Bonaparte, is false, if a falsity that became a major part of the more mythical aspects of British history.

Coming next: Britain before and after Waterloo

Milton on Free Political Institutions: ‘The Tenure of Kings and Magistrates’ (1649), ‘A Treatise of Civil Power in Ecclesiastical Courts’ (1659), ‘The Ready and Easy way to Establish a Free commonwealth’ (1660)

“He was, as every truly great poet has ever been, a good man; but finding it impossible to realize his own aspirations, either in religion or politics, or society, he gave up his heart to the living spirit and light within him, and avenged himself on the world by enriching it with this record of his own transcendental ideal.” (Comment on John Milton by the English poet Samuel Taylor Coleridge, 1772-1834)

For my introduction to Milton see here, for my post on freedom of the press in Milton see here.

Milton made important arguments for the kind of political institutions which would serve liberty, as well as discussing to goal of freedom in discussion of opinion. Though there are two basic Milton texts identified here, I will not attempt to distinguish them here, let alone take into consideration every possibly relevant text by Milton. This is a period of rapid change in political institutions in England (also applying but unevenly and differently in Ireland and Scotland; at this time Wales has to be considered part of England), of experimentation including the execution of King Charles I just before the publication of the first essay identified was published and the institution of a Commonwealth and Free State, in that year, and of reaction in the sense of royal Restoration in the year that the last essay identified was published. Context matters and so does change, but I think for the purposes of this post as opposed to a blog about the details of Milton’s life as a man of letters and politics, this will be mostly an overview rather than a tracking of Milton’s evolution.

As with his views on free speech, Milton’s views on political institutions mix religious commitments with knowledge of English history and great scholarship of ancient texts. The knowledge of ancient texts to some degree overlaps with the knowledge of religious texts, which is one reason why intensified study of the Bible in the sixteenth and seventeenth century tended to serve general cultural development and liberty.

Milton’s objections to monarchy are partly established through his reading of the Old Testament/Hebrew Bible where he argues that God warned the ancient Jews against adopting the institution of monarchy. Anyone interested in following up which parts of Hebrew scripture Milton is using here should start with the First Book of Samuel, Chapter 8. Disasters that befall the Biblical Jews are in some measure the consequence of ignoring God’s counsel in this matter. Of course, many have seen the Bible as justifying not just monarchy, but absolute monarchy so Milton goes to some effort to argue that monarchy was a second best institution for the Jews from God’s point of view and that the Jews never gave their monarchs absolute power.

The view that Milton has then, of the rights and powers of kings, is that they are established by covenant with the community and not a divine authority which the community must obey. The idea of covenant is important in Christianity, with regard to the view that the ancient Jews had a covenant with God as his chosen people and that Christ offered a new covenant for all humans willing to follow him as the son of God. These covenants were very much emphasised in the Protestant culture of the sixteenth and seventeenth centuries, which thought it was returning to a relation with God obscured by centuries of Catholic interposition of church hierarchy between believer and divine word.

The idea of covenant moved quite quickly from theology to political and legal thought in Hugo Grotius (1583-1645), a Dutch theologian and legal-political thinker who was one of the major shapers of modern thought in these matters. Milton does not emphasise him in these essays, but he was certainly an influence. For Grotius, the covenant is at the centre of theology, and influences his view of the obligation to obey law and government, though he does not use the language of covenant greatly in that context. The point being in political terms that in some way laws and political institutions rest on some choice of the community to obey them. In Grotius’s thinking, this is more about the reason for obedience than an incitement to rebellion where laws and institutions lack popular backing, but the latter aspect is necessary outcome. This ambiguity carries on into the Leviathan of Thomas Hobbes (1551) which takes a foundational social covenant (defined more in legalistic than theological terms) as the basis of absolute obedience to the sovereign, but certainly influences the view of John Locke’s Essay Concerning Civil Government (1690) according to which ‘the people’ (in practice Locke meant the upper classes reğresented in Parliament) the right to overthrow government.

So Milton precedes Locke’s view that rebellion against unjust government is lawful, even admirable, and that laws are uniquely made by ‘the people’ in Parliament and never by a monarch. Milton himself draws on earlier historical precedent for this view of government as based on contract and the right of rebellion against government which ignores that contract. Particularly important is the Dutch Revolt of the late Sixteenth Century, in which merchant towns rebelled for political, commercial, and religious reasons against the absolutist Catholic monarchy of Spain which had acquired them for rather accidental dynastic reasons in recent history. Final agreement with Spain took a long time, but the new Dutch Republic quickly established the possibility of a mercantile republic in modern Protestant Europe and offered support to those who considered republics to be more Protestant than monarchies. Milton draws further on recent Scottish history, pointing out that a Protestant Scottish parliament had deposed Mary, Queen of Scots, in the preceding century. In general, Milton argues that the idea of monarch contradicts the idea of an ordinary human with an ordinary body, with legal accountability like anyone else, and so can never be incorporated properly into a state of free citizens.

Though monarchy which obeys such agreements is allowable from Milton’s point, it is not ideal and is very likely to decay into outright tyranny. Nevertheless he offers examples of how great monarchs of European history, including Roman Emperors, accepted that their power was only justified by serving law and the good of the community. As Milton emphases the last great Roman Emperor Justinian (ruling from Constantinople towards the end of the period during which any Roman Emperor controlled much territory beyond Anatolia and the Balkans) produced the greatest codification of Roman law, making himself the servant of law, not god on Earth. In any case is monarchy might be just about tolerable in many societies for Milton, the proper practice of Protestant Christianity certainly required a freedom from the religious and institutional church authority demanded by kings. Protestant ideas of free discussion of religious ideas and self-governing groups of believers could not thrive under a king (which was a reasonable estimate since Protestant Dissenters were not really equal citizens until the nineteenth century when the monarchy had become largely ceremonial, and indeed the last monarch who really struggled for a more than figurehead role, George III, was en enemy of religious emancipation).

Milton developed a view of how a republic, or commonwealth, might survive over the long term, certainly a longer term than the period it lasted in England, in its purest form only from 1649-52, and then the Lord Protectorship of Oliver Cromwell until 1658 and his heir Richard Cromwell until 1660. He thought that while the country might need a new parliament in 1660, once elected it should serve permanently, replacing dead or absent members through its own method. What Milton seems to advocate here though is not a permanent republican law, but something necessary to institute a permanent republic. Milton thinks of the beginnings of  a republic as embattled and as needing to act more like an army than a fully stabilised and secure civil republic should. Both the chance for election and eligibility to vote can be restricted while the republic secures itself against selfish internal a faction and external danger. Here Milton runs into the problem Niccoló Machiavelli, an ardent republican despite frequent misrepresentations, encountered in The Prince, how to get a people that is not very republican and maybe not very ready for a republic to the point where civic virtue and understanding of public good are strong enough for a workable republic.

Milton’s life and public service under the take over of the English republic by the quasi-monarch Oliver Cromwell, followed by his life and exile from public life under the restored monarchy, is the context for the quotation from Coleridge at the head of this post. For Milton, republicanism and associated ideals, became more and more associated with some better and other world. After the Restoration Milton certainly became the author of poetry rather than political essays, producing in particular Paradise Lost, a religious epic which places him just below Shakespeare in general evaluation of English literature. We could look there for a more ‘transcendental’ exploration of republicanism and liberty, and I had hoped to do so. However, this task will be deferred as I think a responsible investigation of republicanism in Milton’s poetry, though a recognised area of discussion, is just too big and different to incorporate into this sequence of posts. Later I hope.

Bernard Lewis, Edward Said, Facts, Ideology, and the Middle East

I recently came across an excellent interview conducted by Evan Goldstein, who is the editor of Arts & Letters Daily and the Chronicle of Higher Education, with Bernard Lewis, who is an eminent historian of the Middle East from Princeton. There were three things that stood out to me in the interview: 1) the potential for ideological rigidity in academia, 2) the importance of history for analysis of recent events, and 3) the astonishing, obstinate ignorance of foreign policy ideologues when it comes to understanding enemies. Three excerpts from Goldstein’s interview with Lewis can best illustrate my points.

On the potential for ideological rigidity, Lewis – who I first came across from reading Edward Said’s infamous postmodern polemic Orientalism – has much to tell us:

Age has not mellowed Lewis, especially on the topic of the late Edward Said, whose 1978 polemic, Orientalism, upended Middle East studies and placed Lewis in the position of having to defend his scholarship against charges of racism and imperialism. Lewis vividly remembers reading Orientalism for the first time. “Apart from Said’s ill will,” he says, “I was appalled by his ignorance.” […] Lewis and Said met only once, in 1986, for a debate at the annual conference of the Middle East Studies Association. Dubbed the “shoot-out at the MESA corral,” the event drew 3,000 spectators. Whether or not Lewis thinks he won that day’s battle, however, he seems to be under no illusion that he lost the war.

“Middle Eastern studies in this country is dominated by the Saidians,” he says, his voice rising in indignation. “The situation is very bad. Saidianism has become an orthodoxy that is enforced with a rigor unknown in the Western world since the Middle Ages.” This groupthink, he says, taints everything: jobs, promotions, book reviews. “If you buck the Saidian orthodoxy, you’re making life very difficult for yourself.”

In 2007, Lewis and some like-minded scholars, including Fouad Ajami, of the Johns Hopkins University, founded the Association for the Study of the Middle East and Africa. The idea, Lewis says, was to create space for opinions that deviate from the MESA mainstream, “to maintain an independent academic integrity in Middle Eastern studies.”

This is an important argument. I minored in MENAS at UCLA, which has one of the most prestigious MENAS programs in the world, and was never required to read the work of Bernard Lewis. How can this be, especially given Lewis’ towering influence on MENAS in the scholarly world? The answer is, of course, orthodoxy. Dogma. What is most disturbing about orthodoxies that gain a monopoly in a field of study is that truth becomes a political agenda rather than an aim for scholarly research. Those who, as Lewis notes, dedicate their lives to answering questions as best they can are necessarily at odds with the dogmas of the field. Postmodern Saidians have imposed the worst sort of orthodoxy, too: If you are not from the Middle East, or if you are not Muslim, then you are by default an agent – willing or otherwise – of imperial aggression and Western chauvinism. Those who question, or dismiss, Saidian insights into the Middle East and North Africa are “being political” while those who do not question Saidian insights are performing scholarly research. Can anybody else see the fallacy here?

This orthodoxy dominates MENAS scholarship. While interacting with my professors at UCLA I was given plenty of opportunities to subtly acknowledge my adherence to Saidism. I did not. I did not question Saidianism, either. I only expressed an innocent desire to gain insights into the work of the guy called out so often in Orientalism, Bernard Lewis. I was told, on numerous occasions, that Lewis had not been read, though of course it never hurts to gain the other side’s perspective. Could the orthodoxy Lewis identifies and assails be any clearer? (Here is the website to Lewis’ Association for the Study of the Middle East and Africa, by the way.)

Aside from vehemently disagreeing with the patron saint of MENAS, Lewis has also gained notoriety for his connection to the second Bush administration’s illegal invasion and subsequent occupation of Iraq. I don’t want to get into the details of his participation here (Goldstein does a good job of that in the interview itself, and I actually lost a little bit of respect for Lewis because of his evasive answers to Goldstein’s questions about his relationship with the Bush administration), but his insights into how the Middle East actually works should be of particular interest to libertarians and especially libertarians who sometimes read me for my quirky (even by libertarian standards) take on American foreign policy. Careful readers can hopefully recognize my overall argument in Lewis’ intricate understanding of the Middle East:

His disagreement with the Bush administration, he explains with a sigh, was not over the goal (regime change), but the tactic (full-scale invasion). Lewis says he argued for recognizing the leadership in northern Iraq as the country’s legitimate government and arming those forces if necessary. In the decade since the first Persian Gulf war, he says, Kurds and Arabs had managed to build a nascent democracy under the protection of the no-fly zone.

“That was the way to do it,” he says. “Simply to invade was the wrong way to do it, and I thought so and said so at the time.” Why didn’t he speak out before the invasion? “I didn’t feel at that crucial moment that it was right to take a public stance against the war.”

Aside from his inability to own up to his mistaken support for the Bush administration (or making his opposition to its policies public), Lewis is spot on. Look at what he is saying, and remember that his analysis is sharpened by a lifetime of prestigious scholarship on the Middle East: the West should have recognized that the illegitimate borders of Iraq had produced differing modes of governance in different regions, and that it would be morally acceptable to recognize the claims of sovereignty then being shouted out by the peoples of northern Iraq.

I am not even in the same ballpark as Lewis when it comes to understanding the Middle East. He is a retired-but-prestigious historian from Princeton; I am a potential graduate student with a B.A. from UCLA; yet he and I have come to the same conclusion, and it’s not hard to see why (it is also worth asking yourself the following question: Is Lewis right?):

  1. The Middle East is a region of the world with lots of different cultures (this is a truth that many foreign policy experts flatly ignore).
  2. The borders drawn up by the victors of World War I do not line up with these cultures anywhere in the Middle East, save perhaps Saudi Arabia.
  3. These artificial borders, and the international governing institutions that sanctify them, make necessary the presence of a strong man to keep these borders from collapsing.
  4. Since strong men are bad, and bottom-up institutions are good, it makes perfect sense – from a realist perspective and from an idealist perspective – for the West to recognize and incorporate the claims of sovereignty made by these bottom-up, nascent states.
  5. Invading and occupying a country, with the goal of molding it into a democracy, is a stupid idea because…
  6. …democracy cannot do for artificial states what strong men can: namely, keep borders in place without affecting the regional balance of power.

Yet the power balancers, and the realists who think that strong men serve Western interests better than democracies do, cannot adequately explain why these same strong men are so hard to control, and indeed often end up as enemies of the West (Saddam Hussein, anyone?). Lewis’ scholarship explains this well. The ideologues – the Western chauvinists and the postmodern Saidians – cannot explain this or, more likely, are unable to explain this because it flatly debunks their dogmas.

Speaking of dogmas, I have given too much attention to the orthodoxy currently strangling MENAS programs around the world, and not enough to those harbored by Western chauvinists. Goldstein reports:

Lewis pulls a Russian book off the shelf and slowly reads his name, in Cyrillic, on the cover. He smiles. His books have been translated into 29 languages. The Middle East and the West, published in 1964, was even translated into Arabic by the Muslim Brotherhood. Lewis is particularly fond of that edition’s preface: “I don’t know who this person is,” the translator wrote, “but one thing is clear. He is, from our point of view, either a candid friend or an honest enemy, and in any case one who disdains to distort the truth.” Lewis chuckles at that.

There is a common trope in many conservative Western circles that Islamists are so beholden to ideology and hatred of all things Western that they are incapable of understanding other modes of thought. Yet it is very clear from this excerpt that Islamists are interested in understanding other ideologies. Islamists, like socialists in the West, are more interested in molding better human beings than in making us freer. Instead of acknowledging this, many experts in foreign policy circles simply pretend that their opponents are savages and incapable of thinking like a true civilized individual. This mindset, too, contributes to the ongoing violence in the Middle East.

The West has a role to play in the Middle East. If it wants to reduce violence and raise standards of living, then policymakers in Washington and Brussels need to accept the fact that their conceptions of the Middle East have largely been shaped by dogma. Muslims are capable of doing bad things. So are Westerners. The West needs to support bottom-up decentralization in the Middle East until it is no longer possible to distinguish a West from a Middle East or, at least, until the West and the Middle East are as similar as Texas and California (or Germany and France). Until policymakers realize that the Middle East’s autocrats are a direct result of central planning efforts made elsewhere, and until MENAS scholars own up to the fact that their dogmas do more harm than good, peace and prosperity will elude the region.

Milton on Freedom of Printing: Areopagitica

Areopagitica 

A Speech of Mr John Milton for the Liberty of Unlicensed Printing to the Parliament of England (1644).

(For my general introduction to Milton, click here)

‘We turn for a short time from the topics of the day, to commemorate, in all love and reverence, the genius and virtues of John Milton, the poet, the statesman, the philosopher, the glory of English literature, the champion and martyr of English liberty’, Thomas Babington Macaulay (Whig-Liberal historian, writer and government minister), 1825.

The digitised text of Areopagitica can be found at the Online Library of Liberty here.

The strange sounding title is a reference to one of the key institutions of ancient republican and democratic Athens, the court of Areopagus. Appropriately, as we are looking at an essay on politics by a great poet, the Areopagus and its mythical foundation was celebrated as the core of Athenian justice in Aeschylus’ tragic trilogy, the Oresteia. The Areopagus was itself an aristocratic institution preceding democracy in Athens and as such can be seen as what balanced the changeable majorities of the citizens’ assembly with enduring standards of justice, which have meaning in all ways of constituting political institutions.

What Milton looks for in this great institution of early experiments in constituting liberty is a standard for freedom of publication and finds that it offered a very tolerant standard, at least in the context of the seventeenth century. Milton suggests that the only restrictions the Areopagus placed on books of the time (all handwritten manuscripts of course) was with regard to atheism and libel. We are not going to look back at Milton or the Areopagus now as the most advanced instances of liberty when they prohibit expressions of atheism, but these are times when the idea that a good and rational person could not be an atheist were all pervasive and the assumption can still be found later in the seventeenth century in John Locke, one of the general heroes of modern thinking about liberty.

The restraint on libel applies in all societies and all political thinking I am aware of, but one should never discount the possibility of an interesting exception. Leaving aside possible interesting radical alternatives, there is nothing repressive by the standards of general thinking about liberty in restraining libel. Milton’s interest in the standards of pagan Greece is itself a tribute to a spirit of pluralism and open mindedness in someone generally inclined to take moral and political guidance from the religious traditions of Hebrew Scripture and the Gospels, along with the writings of early Christians, and the Protestant thinkers of the sixteenth century Reformation.

The Reformation, as Milton himself emphasises, relied on the printed word, and it is no coincidence that Protestantism emerged soon after Europe discovered printing (after the Chinese of course), as a weapon against the institutional authority of the Catholic Church and its hierarchy. The structure of the Catholic Church was not just a matter of church offering a choice to people seeking a faith-based life, it was connected with state power and pushed onto societies as the only allowable life philosophy. The politics of religion comes up in Milton’s essay, including the issue of the relation of the state to the church hierarchy.

While England had a Protestant Reformation in the sixteenth century (England including Wales, but excluding Scotland which had its own distinct Reformation before union with England), it had retained a state church, the Church of England, with Bishops. Milton, like many on the side of Parliament in the Civil War, was against Bishops, referred to as prelates, as part of the old Catholic hierarchy in which the ‘truth’ was given from above to the mass of believers.

Inspired by the pamphlets of and books of Protestant reformers, Milton argues that truth can have many forms and that while Christianity may require acceptance of central truths, they can be expressed in more ways than the Catholic hierarchical state-backed tradition allows. State backing, of course, included the imprisonment, torture, and burning to death of ‘heretics’ by the Inquisition.

Milton refers to the last pagan Roman Emperor, Julian ‘the Apostate’ (reigned 361-363) with regard to his policy of banning Christians from pagan education. Milton argues that this was the biggest possible blow to Christianity, because it deprived believers of the intellectual capacity and credibility to influence pagan inhabitants of the Empire. Christian truth could only be convincingly understood, communicated, and taught if it drew on all areas of learning including what had been produced by pagans.

Truth benefits from being tested in argument and contestation, something undermined by state-enforced church power as well as by the monarchical institution of courts full of sycophants and yes-sayers. Political liberty requires republican representative institutions and truth, including the truths of religion, require testing in conditions of liberty.

Unfortunately, Milton supported legal discrimination against Catholics, but as with prohibitions on expressions of atheism, this was part of the general understanding of a just state at the time, and Milton was more tolerant than many on the Protestant as well as Catholic sides. His arguments make up a part of the general movement to tolerance and freedom of speech, making very powerful points on behalf of liberty, enabling us to take them beyond the limits within which he constrained them.

Next post, Milton on political institutions

Harrington, Commonwealth of Oceana, and A System of Politics (Expanding the Liberty Canon): Second of Two Parts

Oceana is a long piece of ‘utopian’ political fiction writing, which does not really work as an exercise in literary fiction as far as I can see and barely keeps up the pretence. Oceana refers to a thinly disguised version of Britain and a lightly fictionalised account of its history, as a means for expounding Harrington’s thoughts about the best political system. A System of Politics is a more concise and economical account of Harrington’s thought than Oceana though its list form tells you something about Harrington’s limits as a writer.

Harrington is in a friendly dialogue with a major sixteenth century writer, the Florentine republican Niccoló Machiavelli and sometimes in the  earlier part of Oceana in a critical dialogue with a major English writer, Thomas Hobbes, from his own time. The idea that sometimes still circulates of a liberal England/Britain versus an absolutist continental Europe is rather challenged by this. One of the most influential advocates of liberty in British history was inspired by an Italian against an English writer. Though Harrington does refer favourably to Hobbes’ own mentor, Francis Bacon, philosopher, chief minister to the monarchy, jurist, and writer of utopian political fiction. Harrington does not mention the Hobbes-Bacon relation, and his his use of Bacon’s thought suggests a fascination with the kind of monarchism advocated by Bacon which mixes legalism with the application of scientific method to the prudential art of government. Harrington, it appears, wanted republicanism to incorporate such aspects, creating some distance from ancient republicanism in which law comes from tradition and wise individuals rather than the kind of centralised accumulation of new laws and a judicial apparatus to apply them which is what Bacon was dealing with and which also influenced Hobbes. Harrington’s interest in what well run monarchies with some respect for law can teach republics also expresses itself in remarks on the Ottoman Empire and on the famous chief minister of the French monarchy, Cardinal Richelieu, one of the key figures in the development of the modern state and modern statecraft. Harrington regrets lack of knowledge of the principles underlying Richelieu’s formidable achievements in promoting peace within France and taking France above Spain as the leading European power of the time.

When Harrington is focused on republics strictly speaking, he has two main concerns: land distribution, formation of the right kind of aristocracy. These concerns overlap as questions of concentration of land are also questions of what kind of aristocracy might exist. Harrington resists what he regards as the too extreme devotion of the Ancient Athenians to democracy, which did not allow an effective aristocracy to form. As with early modern attitudes to Plato, his preference for Sparta is rather against modern sensibility. However, that preference ran up to the American Revolution and the Constitution of the United States which was deliberately designed to prevent the ‘excesses’ of Athenian democracy and promote a ‘balanced’ republic like those of Rome or Sparta which had a long life based on reserving some powers for the aristocratic parts of the political system.

Harrington’s thoughts about aristocracy are directed towards forming a changing open class of people who provide political leadership and resist the wilder extremes and instability of popular opinion. This is more or less a project for the formation of an effective version of what is now generally referred to as a political class or a political elite. Harrington’s belief that the aristocracy should change in composition and exist in balance with the preferences of the common people lead him to oppose land distribution of a kind which created a rigid permanent oligarchy aristocracy of the richest landowners. Laws to prevent this are referred to by Harrington as ‘the agrarian’, with consideration of examples from antiquity and from his own time. He argues against primogeniture (land going to the eldest son) and in favour of equal division of land between the children of landowners which he suggests as well as having political benefits will reduce loveless marriages designed to get propertyless daughters of the aristocracy married to a major landowner. In a rather more general way, he seems sympathetic to schemes to prevent concentrations of landed property. Such apparent interference with property rights may look at odds with how ideas of liberty develop in the classical liberal and libertarian tradition, but Harrington was living at a time when it was very difficult to disassociate land ownership and political power, and more generally difficult to disassociate economic status and political rights.

It takes the continuous  greater development of commercial society which Locke reacts to at the end of the seventeenth century to see that property ownership should be seen in terms of transferable rights and the public benefits of land owned by whoever being part of a commercial system in which its products are traded to everyone’s benefit. The other side of Harrington’s assumption, highly normal for the time, that political power comes from land ownership, is that servants and the economically dependent cannot have full political rights and are not part of the democratic political system. The democratic system that elects an open changing aristocracy in some form of senate along with a a very complex series of other elections of public officials advocated by Harrington. This was enough to make Harrington seem like a fanatic for extreme democracy until democracy did begin to appear in the British political system, with the extension of the franchise in the late nineteenth century following on (but not immediately at all) from earlier agitation on the part of the new industrial working class. His writing is bit frustrating and can seem a bit remote from current ideas of liberty, but in historical context he made a major contribution to the growth of law and liberty in Britain. He deserves to be read by anyone who wishes for a really deep understanding of the development of ideas of government constrained by law and liberty.

Harrington, Commonwealth of Oceana, and A System of Politics (Expanding the Liberty Canon): First of Two Parts

James Harrington (1611-1677) was synonymous with the idea of democracy in Britain for centuries, but is not much read now beyond the ranks of those with strong interest in seventeenth century British history or the history of republican thought. Republicanism was the word used for thought about a political system under law and in which power is shared, with some protection of individual liberty, until the word liberal started being used in the eighteen century, with more emphasis though on the idea of liberty of trade and commerce. The republican tradition certainly stretches back to Aristotle in ancient Greece and can be taken back to his teacher Plato, though that often troubles modern readers for whom Plato seems disturbingly indifferent to individual rights and hostile to change. That will be a topic for another post, but for now it is enough to say that Aristotle is likely to seem relevant to ideas of individual liberty for the contemporary reader in ways that Plato may not and Aristotle’s own criticisms of his teacher are likely to seem appropriate to such a reader.

Harrington’s texts are not an easy read in that their structure is not clear and he does not have much in the way of literary style. This explains to a large degree why he is not a familiar name now along perhaps with the appearance of more recent writers in English concerned with liberty and democracy who are both more readable and more concerned with liberal democracy as it has developed since the late eighteenth century, particularly John Stuart Mill. In comparison Harrington seems stuck in early modern idea of democracy and republicanism which are expressed through a knowledge of texts which though not forgotten now are less obviously known to the educated reader. That is the texts of the ancient Greeks and Romans and the Bible. The educated in Harrington’s time were likely to read Latin and often read Greek as well, with major classical texts forming a common frame of reference. The Bible was widely known in the seventeenth century because Christianity was a very dominant force, and Harrington was writing at a time when the Protestant Reformation which led to the translation of the Bible into modern languages and encouragement to the faithful to read the Bible carefully and frequent was still a very living force. Catholics of course read the Bible, but the Catholic authorities resisted translating the Bible into modern languages before the Reformation and gave comparatively less importance to the individual study of it than the Protestant churches. So in short, Harrington’s writing comes from a  time of intimate and shared knowledge of ancient and religious texts, and his way of writing is not too suited to expressing itself to those not acquainted with that culture.

In addition Harrington, assumes some familiarity with the British and European politics of his time, though much of it is of lasting interest with regard to understanding of the formation of modern European states and ideas about the most just form of politics for those states. Venice is a very important example of a republic for Harrington, reflecting its status as the longest lived and most powerful republic known to Europeans at that time. The formation of the Dutch Republic in the late sixteenth century promoted a possibly stronger republic, but Harrington regards it as a loose assembly of city and regional republics, so still leaving Venice as the most powerful republic with a  unified sovereignty. Italy was not united politically at that time and Venice had existed since the eight century as an aristocratic republic in which aristocratic government combined with merchant wealth to an extent that made Venice a leading trading and naval power in the eastern Mediterranean. The Ottoman Empire appears fleetingly as the model of monarchy, an image which dissipated in the eighteenth century when the Ottomans began to seem backward and despotic, and to be at the head of a declining power. The power and the sophistication of the Ottoman state applying a system of laws and justice across a large and diverse territory made a rather different impression in a seventeenth century Europe suffering from religious wars and internal conflict even within powerful states.

Harrington himself lived through the English Civil War (1642-1651), also known as the The English Civil Wars (because it was a series of wars), the Wars of the Three Kingdoms (because it comprised separate conflicts in England, Scotland, and Ireland), and the English Revolution (because it resulted in the execution of King Charles I along with a period of constitutional innovation in the commonwealth and lord protector systems), which included religious conflict between different forms of Protestantism and political conflict between crown and parliament. Harrington was himself part of the section of the gentry supporting parliament against the king, though he also appears to have had friendly relations with Charles I while he was detained by parliamentary forces.

Oceana was originally banned while being printed during the Lord Protector phase in which the head of the parliamentary armies, Oliver Cromwell had become something close to a king. The book was legally published after negotiations between the Lord Protector’s government and Harrington’s family, with a dedication to Cromwell. Harrington was however accused of treason after the restoration of the monarch and though he was released after a short period of punishment never recovered in mind or body. So Harrington’s life and publication history is itself marked with the historical traumas of the time and the failure to establish enduring republican institutions.

WORK

This is an essay with a strange origin. My friend Peter Miller, an artist and a craftsman, is also a trained sociologist like me. He posted an essay on his blog about crafts. It’s a sophisticated and unusually perceptive essay. He asked me for comments. I begun answering him in a letter and then, quickly, I thought both his essay and my comments might be useful to others. I think anyone interested in the nature of work and changes in the nature of work should read both Peter’s essay (see above) and mine. I don’t know exactly in what order but it seems to me that my essay is easier for the non-specialist who pays a mortgage or who studies for his Calculus finals. It would not be hard to make me change my mind on this though.

Dear Peter:

This is a thick narrative that demands a lot from the reader. Those are separate and additive reasons to turn it into a book. It would benefit by being watered down; some of the things that you say in one sentence would be better said in three. Just an unsolicited opinion on form. (Lack of solicitation has never stopped me before.)

It seems to me that your argumentation is not finished, that you have not looped the loop. I explain.

The pilot automation that is the pretext for your essay seems to me to be only a special and late instance of a process that began massively and kind of suddenly in the late 18th century. I mean the rationalization of work associated with the Industrial Revolution, of which it is only one facet, I think. I think this because, if nothing had changed in the realm of production but the capture of large amounts of inanimate power, the world would have still experienced a big economic growth spurt. The rationalization of production supplied additional economic benefits.

“Rationalization of production” means the specification in advance of the one best way to achieve a well defined end. It’s not “whichever way works” but “the exact best way.” Nearly always, it involves the decomposition of a task into smaller components most of which are easier to complete than the whole, usually, much easier. This is contrast with crafts production which involves a trained worker doing a job from beginning to end.

Note: This contrast is overdone as far as many crafts are concerned. Craftsmen did not wait for the 18th century to rationalize their methods. They did it in small steps that spread slowly or not at all. (Ask me how we know this.) For every single instance of production the comparison between crafts and rationalized production is often exaggerated. This is in the nature of contrasts. The real difference on the ground is a matter of emphasis, of course.

Until recently, the rationalization of production was a pre-condition to mechanization, the replacement or, usually the partial replacement of human workers by machines. Mechanization is another source of enlarged societal wealth because machines are, on the whole, less expensive to employ than people. Machines don’t get sick; they are maintained at predictable intervals. They don’t take vacations. They don’t retire with benefits. They never feel lazy. They are never reluctant to do the work assigned to them. With machines, the same number of people can do more than without machines, other things being equal. The cost of machines plus their human tenders is normally lower than the cost of people plus people.

Rationalization does not require mechanization. It just makes it easier. Many clerical jobs were rationalized in the 19th century without benefit of any mechanization.

The rationalization of production, and of work that may or may not be considered production (rearing children, for example) is, to a large extent, an attempt to separate every job into parts each of which can be handled on a routine basis. This allows for production to increase seemingly while reducing the level of competence required of the line producers. (Yes, it sounds familiar to you, Peter, because I am paraphrasing someone; his first name was Charlie, his buddy was Freddie.) I mean by “level of competence” three things: specific job training, general education, intelligence and other otherwise desirable personal features. As the level required in all three for a given job drops, the cost of securing workers of the requisite competence also tends to decrease. At least, it drops at first. Over time, the story is vastly more complicated than this. (See below.)

The average worker of the early twentieth century was probably less skilled – any way you define skill – than his 17th century counterpart. He also needed less intelligence to do his work properly.

Here is an illustration of these basic ideas. Today, one can buy shoes made by machine in South Korea or by hand in India. That is, modern mass production along rationalized lines, in the world, exists side by side with craft production fairly similar to all shoe production before 1750. The average line worker in a Korean shoe production does not need to be very bright, and he can be satisfactorily trained in a month or so. By contrast, a traditional Indian shoe-maker is apprenticed for four to five years, or more.** He cannot be stupid and he needs patience, perseverance, and a superior ability to focus, among other personal traits. It’s true that today’s unskilled Korean worker probably has more formal education than the Indian shoe-maker. That’s not because he needs it to do his job but because he lives in a rich society where formal education is a consumption item. It may also be to enable him to spend rationally. It may make him a better citizen. It’s not required by his job beyond basic literacy, if that.

Historically, this rationalization of work driven by the search to save on production costs had an unexpected positive downfall: In many cases it reduced defects in the final product as well as accidents during work. These facts would have been enough to move forward the general movement toward rationalization wherever defects in the product were costly, as with steel, or silicon, or where human life was valued,* wherever the old process was dangerous.

The movement of rationalization of production never stopped; it continues as I write. Fast food restaurants modeled after McDonald are one of the most visible fairly recent results of this process. And some of us remember the days when service stations were staffed with adult men who actually knew how to check your oil and your tire pressure. Automatic piloting is just another instance of the same long societal process of rationalization. (Incidentally, I would guess that if you could compare the dangers of flying with or without automatic pilots while keeping everything the same – you can’t – you would find the former much safer.)

With every tiny step in the rationalization of work voices were raised to regret the crafts methods the new techniques were destroying. A few of those voices belonged to people who were fully qualified to pass judgment. I mean, individuals who had worked both in craft and in the corresponding rationalized industry, home weavers working by hand converted into weaving machine tenders, for instance. I am guessing there would have been and there are still few of those. Many more, like the artist and print-maker Peter Miller, know only the crafts side of things. (I don’t know this for a fact but I imagine that Peter has spent little time in a factory of any sort. He will correct me if I am wrong.) I can’t imagine that there were many who wrote on the lost world of crafts who also possessed both industrial experience and craft experience. Those imagined or proceeded from more or less distant observation. Others, a third kind of commentators, the loudest voices by far, belonged and still belong to professional intellectuals who have known neither craft nor modern industry. Karl Marx is the chief, the best known of those.

Digression: Pseudo “Marxists” in universities and elsewhere have derived a whole quasi-scholarly industry for fifty years from a few paragraphs in Marx’s youthful 1848 Manuscripts that have the merit of being easy to read. In one of those, Marx wrote of the “alienation” of the worker from his work contrasting the inherent pleasure of craft work with the sort of coitus interuptus of factory work. The fact that generation after generation of sociologists have failed to find empirical confirmation of such alienation among real live workers never stopped this industry from expanding. The best treatment of the topic comes the 1964 thin book by the French anarchist Jacques Ellul, The Technological Society. It provides a more sensitive, better informed, detailed, and of course, much more thorough view of the lost world of crafts than does anything in the Marxist tradition. End of digression.

Much of the nostalgia for a pre-rational world is simply mistaken, sometimes grossly mistaken. I sometimes overhear discontented, intemperate comments about the coffee shop chain Starbucks, which has managed to systematize the preparation and serving of coffee products while enlarging their scope. More often than not, I read between the figurative lines of the complaints a longing for the good old days when coffee in America was prepared and poured by real people in real places. In fact, I knew America well before Starbucks and I can assure you that nearly everywhere, the coffee was bad and bitter, the pouring sometimes surly, and the sitting stools hard. It is as if the Starbucks haters remembered their childhood in charming, civilized Florence or Rome, rather than in the real Fort Wayne and Buffalo where they grew up. Nostalgia will do this to you, the lying bitch!

When all is said, I am not attempting here to argue against the merits of crafts activity. Anyone who has even built and painted a garden fence he was not forced to make for pay knows that there is pleasure in making things from beginning to end. It does not take even long before one learns the difference between a well built fence and an ugly one. Craft work is learning work. And millions of what the French call “Sunday painters” (like me) are well aware of the fact that their artistic creations give them more pleasure than almost anything else on earth except babies (and sometimes, making babies). I mean both the result on canvas and the process itself. By the way, “Sunday painters” are amateur artists who know their work has no economic prospects and may not even deserve to be shown. I don’t have a survey in mind but I suspect that even those who are aware of committing frankly bad paintings love their art. Activity that links the senses, brain, and hands is often a labor of love. That’s why we miss the crafts.

Not surprisingly, nostalgia for the crafts era is all around us and it’s in most of us if not in all of us. My house was built in 1906 of planks that were probably hewn with primitive tools. That’s one (one) of the reasons my wife and I bought it. When I made some repairs on it I found hand forged nails that I put away like treasures. If I am told that a pot was hand-made I become immediately willing to pay a premium for it over a machine-made pot that looks identical to me. Examples are legion. Most of us have an addiction for an “authenticity” that is often the product of selective ignorance. The magnificent Gothic cathedrals, built largely by hand, survived; the clay and straw hovels that abutted them did not. Neither did the results of the lack of toilets immediately at the foot of the great cathedrals. Crafts nostalgia may even taken tragic forms and yet survive.

In France, every year, several people die from eating “artisanal” cheese. It’s labeled by the government according to specific rules. (This is France, after all where the government does almost everything!) One component is that it’s made from unpasteurized milk; another is that it’s shaped by hand. The first feature probably accounts for all the deaths. Some consumers no doubt want unpasteurized milk because it’s more “natural.” Others and some of the same, chose cheese made by hand for aesthetic and sentimental reasons. They get the deadly bacteria as a bonus. The striking thing is that French society broadly defined appears to consider a few deaths an acceptable price to pay for the privilege of consuming cheese issued from a crafts process. The consensus includes those who would never touch artisanal cheese with the business end of a fork.

So what to do with our nostalgia for the crafts and for their more or less imaginary era?

First, we must all admit that we don’t wish to go back to the days when every nail was forged by hand and cost $5.99 retail! Poverty does not mean not earning enough money; it means not earning enough money to buy the things you need or want. If your income is stationary but the price of bread shoots up to $10 a pound, you are poorer. If lettuce is $5 a pound, – as with organic lettuce – you are poorer than if it costs $1.50. We should not allow our nostalgia to drive us into poverty.

Second, we must recognize that the rationalization of production – together with mechanization and reliance on fossil fuels – have made us rich beyond belief, rich to a degree that I, myself, couldn’t have believed fifty years ago. (Good point to plug my book: I Used to Be French: an Immature Autobiography – which goes in detail over the poverty of everyone fifty and sixty years ago.) We are richer because we have become collectively enormously more productive in the past 150 years and accelerating in the past fifty years. We are more productive because of fossil fuels, because of mechanization but also because of the rationalization of production alone. The higher productivity is obvious in the manufacturing fields but I can’t go into it here because of the complicating factor of outsourcing. Let’s take agriculture because Americans import relatively little by way of agricultural products. Here are some numbers that are easy to remember to implant the facts firmly in your mind:

In 1860 about 60% of the American workforce was employed in agriculture and in lumber. Today, the percentage is less than 3% (three per cent). We are not worse fed than in 1860, food has just dropped in price. No catch!

Let’s go back to our shoe workers. Rationalization of much production has made all of us very rich by historical standards irrespective of our individual merits. The low-skill, borderline idiotic shoe machine tender in South Korea earns ten times more money than the skilled, smart, attentive shoe craftsman of India. One lives in a society where rationality of production prevails, the other, not.

The cheapness of the things we need is such that we are not forced to work very long to secure them. In addition, a very large fraction of our society does not work at all (children, many adolescents, middle-class wives and ex-wives, retirees with thirty more years before them). Collectively, we have enormous leisure as compared to our ancestors, even our near ancestors.****

Wealth gives us, with leisure time, the luxury to experiment and schools of all kinds (including California community colleges). Wealth even makes it easy to preserve old traditional techniques as in Peter’s examples: Am I willing to spend pennies each year to support the preservation of craft techniques of Japanese pottery I have never even heard about? Yes; why not? Those who are so inclined can become craftsmen in the broadest sense of the word because we can afford to try and fail. I would bet that there are more painters in Santa Cruz County (“Silicon Valley Beach”), population 50,000, today than in all of Paris in 1880. Are they any good? Not my topic; my topic is nostalgia for crafts production. It’s not art criticism. Crafts are here, in abundance, where I live, no doubt about it.

Note: I understand that real craftsmen in the traditional mold, such as Peter, may argue that I stretch the meaning of crafts beyond recognition because it does not incorporate the common notion of a long, supervised apprenticeship. I think they are wrong. I suspect they confuse “craftsman” and “good craftsman.” (I don’t know exactly, in fact, what Peter would argue; I am just guessing on this. We will find out, I hope.)

Here is my third proposal about what to do about our nostalgia for crafts: We can believe that we have entered  the age of post-rationalization of production. Manufacturing is under control, agriculture too, as I pointed out. Such a belief would not be completely absurd. Today, the amorphous category “Services” accounts for about 70% of American GDP, (the sum total of the value of what all Americans produce in one year at home). The percentages are similar for other developed, rich countries. But, “Services ” is a bad category; it was invented more than a hundred years ago to mean: “everything but agriculture, forestry, fishing, mining and manufacturing.” It did not amount to much at the time. “Services” was a sort of residual category. Nonetheless, on the face of it, it’s possible to believe that in a short time, almost all of us, will be teachers, brain surgeons, professional poets, software “architects,” brewers, not to forget waiters – excuse me, “waitpersons.”

All these occupations have in common that they rely on tacit information. That’s information that is not well understood by the user himself. For that reason, it’s also difficult to transmit that kind of information deliberately to others and in a systematic manner. It’s normally communicated to others through more or less formalized apprenticeship arrangements favoring direct observation of more senior workers.

My own position about this belief in a world of production changing in that direction is like my attitude toward Sasquatch***** I don’t believe in it but I would like to be wrong.

I am not sanguine no, I am rather cautious for two reasons. The first is that the least likely industries have been rationalized in my lifetime; burger making is a strong case in point. The second cause of my cautiousness is that I am witnessing right now, as I write, massive rationalization taking place around me in another unlikely industry, the practice of medicine. I can already see the day when we will be remembering with longing the Bill’s Burger days of medicine when the doctor knew our name and used mostly his intuition to diagnose us. (Sometimes with fatal results, of course.)

A final note in passing. Being beyond the age of rationalization would have serious benefits in terms of power relations in general. Hierarchical arrangements are much less useful, or more difficult to implement when the work process is not rationalized. We see see this in Silicon Valley every day. Unfortunately, this does not mean that it’s the wave of the future. This is yet another story, of course.

————-
* Yes, I mean Christian and, especially formerly Christian regions of the world well on their way to secularization. (This means more or less endowed with some degree of religious indifference.)

** I suspect that the apprenticeship time could be cut in half without damage to competence but that’s another story and it would still remain a long time.

*** “Artisan” just means “craftsman.” “Artisanal” means produced according to a more or less crafts method rather than in a plant with machines. Saying it in French in the US allows for a higher profit margin by exploiting the naive and pretentious.

**** It’s true that traditional peasants have much down time but it’s mostly not leisure because they are lacking the other ingredients of leisure. As I write, I realize I may be overstating my case on this. More thinking needed.

***** Also known as “Bigfoot” and, “L’ Abominable Géant des Forêts“.

My latest on Bangladesh

Perpetual violence in Bangladesh

My latest book review: Rafia Zakaria’s “History of Pakistan”

The other pertinent issue raised by Rafia is about the patriarchal structure, which is a political institution now sanctioned by religious practices and with social acceptance. The plight of women is considered to be a private affair but it is a political programme through which one gender controls the activities of the other. It defines values and sets up norms to control and regulate the body of women. This control and regulation becomes strong in conflict-affected societies where the level of violence is high. The stronger group tries to abduct and carry out violence against women from other communities while the minority, in the name of protection of its ‘honour’, puts all forms of restrictions on their women and carries out violence against them within their own community.

Read the rest.

Odysseus and Individuality

The Iliad is the story of Achilles moving from rage with an ally to sympathy with an enemy. Many other characters appear and the extremism of Achilles’ character, which leads him to remove himself from battle and therefore the narrative, lends itself to allowing other characters to present other possibilities of human personality.

The Trojan characters, particularly Hector, provide on obvious source of alternatives, but so do the other Greek hero warriors, and one of those who emerges most distinctly is Odysseus. Though Odysseus is a fierce remorseless warrior, inclined towards killing the enemy, particularly when the enemy can be seen as socially inferior, he is also characterised by his intellectual resources. It is highly indicative that one of the major appearances of Odysseus in The Iliad is on a spying trip into the Trojan camp. This early appreciation of the role of intelligence of in warfare is part of what makes the Homeric epics a classic of the theory of war, as well as a class of many other kinds.

Odysseus we see in The Iliad is the best adapted of the Greek kings to moderating disagreements, speaking with a constructive purpose in assemblies and councils, and thinking about the conduct of the war. This does not always make him sympathetic, but it does show that the human individual can exist in a very vivid and alive way through speech and thought as well as through anger and violence.

It is fitting then that Odysseus get his own epic, The Odyssey, which contrasts the very communal, even hyper communal, world of men at war, with the growing isolation of a man separated both from the brothers in arms community of Troy and from his family community back in Ithaca. The journey from Troy to Ithaca takes him right across the Greek world of the time, conveniently for symbolising other kinds of distance between the world of war and the world of human community. That is in part the distance between a world of plunder and slave girls on one side, and a world of productive labour and marriage on the other side. The Homeric poems does not make the contrast as favourable to the home community, as that might suggest.

Clearly the Heroes at Troy in some way feel most alive at war, straining their human faculties most in that endeavour. The Iliad also suggests other ways in which individuals can heighten the sense of life, the athletic competition at the funeral of the Patroclus and the desire to be remembered in poetry are the most obvious. These are not separate activities from war in Homer. Odysseus participates in games and weeps at poetic performance about himself in the land of the Phaeacians. In both cases war is very close. The games nearly turn in to violence between Odysseus and a Phaeacian who ‘accuses’ him of being a merchant and the poetry refers to the Trojan War.

With all due qualifications, we can still say that The Odyssey shows the value for an individual of getting back to the peaceful world of productive labours and familial affections. It also shows an individual losing all of the normal social bonds that define the self and finding other aspects of the self, which are not obviously present in the community of war and plunder or the community of family and labour. These are the aspects of the self which are part of ‘individualism’, of the idea as an individual as having an existence behind and, to some extent, separable from the most deeply entrenched social roles and connections. The appreciation of such aspects of the individual is the ethical foundation of political ideas of liberty, and Homeric poetry, though apparently the product of very communal communities, does much to establish that ethic (in some ways more than later philosophers in the antique world).

Odysseus confronts the possibility of a lonely death at sea after losing all his men in the long journey from Troy. The fault is partly his and partly his men. The vital passage for many of these issues is the adventure in the land of the Cyclops. Odysseus is thoughtless of danger when he takes some of his men to a cave whose occupant is absent, where they feast on the available food. Odysseus is taking assumptions about the applicability of laws of hospitality to an imprudent extreme here, and even tips over in plunder when it seems he plans to return to the ships with much of what is in the cave before the occupant returns.

The occupant, Polyphemus, returns too soon for that and is inherently more inclined to consume his guests than give them presents. Odysseus evades death through cunning, partly by telling Polyphemus that his name is ‘No man’. This idea of Odysseus that he might be taken as anyone and therefore no one, is itself a comment on how being some thing depends on being recognised as someone. It is also a resourceful individual thinking of how to use these abstractions to evade danger. Odysseus, however, guarantees ten more years of danger by boasting of his name and demanding it be known when he is sailing away from the island, incurring the enmity of Polyphemus’ father the god Poseidon.

The danger of the name and the desire for a name is emphasised later in the Sirens episode where malevolent demigoddesses try to lure Odysseus to his death with songs of the glory of Odysseus. To only want to live by your name as warrior heroics is dangerous. Odysseus has to resist this to live and again be thrown back on a very individualised kind of individuality.

The Homeric role in the origins of liberty is then partly bound up with the sense that even an individual very tied to the basic forms of community in his society can only fully thrive and live, if wiling to experience and play with, or suffer, separation from social bonds, and that the strength of those bonds itself rests most strongly on characters who can confront and live from encounters with extreme and even traumatic loss of communal bonds, and without becoming addicted to such situations and there dangers either.

Barbarian Liberty and Civilisation in Homer

Following from my last two posts, this will explore the sort of ‘barbarian’ liberty that Tacitus recognised in his time, that is of the early Roman empire, and was further explored by Montesquieu and Humboldt in the eighteenth century in relation to the poetry of Homer. ‘Homer’ here refers to two Greek epic poems attributed to him, The Iliad and The Odyssey, which had a very large presence not only in Greek culture, but in Roman culture which produced a kind of sequel in Latin, The Aeneid of Virgil, a very major work in its own right deserving of separate consideration.

As already indicated Homer shows us warriors of extreme destructive ferocity, who consider it normal and admirable to destroy enemy cities, taking slaves, and collecting loot as well as killing without mercy. A reasonable immediate reaction to that from a liberty supporting point of view is that this is the opposite of what liberty is about, that liberty oriented thought treats  unprovoked violence as the prime evil. Without denying any of that, the kind of violence that the Homeric Heroes engage in is part of a social bond within which voluntary co-operation of some sorts. Here I am referring to heroes not just in the sense of the main protagonists of a story, but the semi-divine status they are accorded in Homer, and by implication which is accorded to them in Mycenaean (late Bronze Age) Greece, where these stories originate.

The Homeric world is one in which there is trade and commerce, but it is regarded as less ‘honourable’ than Heroic violence, including piracy and physical destruction of cites. What this refers to, in fictionalised and poetic ways, is a world of weak enforcement of rules about property and individual security from violence outside small compact communities. Trade is clearly hazardous, running risks of the piracy referred to and maybe trading valuables of a kind acquired by violence, including slaves. Wealth is to a very large degree understood to consist of what can be seized or occupied through violence, including land, livestock and metal objects, rather than the less tangible and physically identifiable wealth of commercial life.

The value of ‘Heroic’ violence is then understandable in a world where there is very limited understanding of forms of wealth and security arising from relations of mutual advantage and respect for rules that apply to more than a small community and maybe its intimate contacts in other communities. Individual achievement and excellence is then understood in very large part as striving for excellence in war, and maybe in associated activities such as competitive sports which may suit strong aggressive warriors, and in which valuables looted in war or even originating with the gods (presumably a metaphoric poetic way of referring to the skilled workers in metal, leather, and precious stones that only the ‘Hero’ class could employ) may be awarded as prizes.

What this picture is building up is the importance of excellence and competition in the Homeric warrior society, and which continues into later stages of ancient Greek society, certainly up to the great cultural achievements and experiments with political liberty and democracy in Athens of the fifth century BCE. Of course the Homeric poetry maybe to a large degree reflects the growth of that culture of individual excellence and competition between whatever tales of Bronze Age wars are the starting point of the oral poetic tradition that leads to Homer and the writing down of the poems as we know them.

The Iliad begins with a story of extreme personal anger at an insult to honour in which the greatest Greek hero, Achilles, withdraws from the war. This is one aspect of the individualistic competitive nature of the warrior culture in Homer and while it is a classic case of uncontrolled temper which threatens social bonds, it is  also a classic case of the growth of individuality. Achilles’ rage is the product of self-awareness of individuality and demands for respect of that individuality, which Achilles directs at someone with some claim to authority over him, Agamemnon the most powerful of the many kings ruling different parts of Greece, and the leader of the Greek league against Troy.

Achilles’ rage does not easily decline and is even increased when the Trojan hero Hector kills his best friend Patroclus. Achilles shows ‘barbaric’ cruelty in not only killing Hector himself, an inevitable response in this world, but in denying Hector’s body a funeral, even throwing it in the dust to decay and be eaten by wild animals. The greatest horror of the Homeric Heroes is to suffer such indignities in death, which are also an attack on the honour and welfare of family and of the community of that dead Hero. In the end, however, Hector’s father, King Priam of Troy, is able to persuade Achilles to return Hectors body and reflect on their shared experience of mourning for loved ones.

What we have in The Iliad is a kind of brutal but real individuality, which at least elevates warriors as individuals above a mass of identical individuals in a collective killing machine. The fierce kind of individuality which leads Achilles to rage at insults to his honour and the death of his friend also shows a capacity to judge wisely in disputes as in Achilles’ way of handling the games which are part of the funeral of Patroclus, and a capacity for empathy with the extreme emotions of others. That is Achilles shows a barbaric strength of warrior individualism and a growth of understanding of impartially administered justice and empathy with the sufferings of others, including his enemies. So we see that ‘barbarian liberty’ encompasses justice within the community and respect of some kind for the individual suffering of others, basic prerequisites for the development of a society in which individual liberty can flourish.

Next week the development of heroic individualism in the character of Odysseus and in The Odyssey.

More on Liberty and Homer: Tacitus, Montesquieu, and Humboldt

As I have discussed before here, there is a way of writing about liberty in a conscious focus on political thought, which finds liberty to be emulated in some respect, going back at least to the first century Roman historian Tacitus. He was referring to the condition of the ancient Britons, within the Roman Empire, but rebelling against it, and the ancient Germans who could not be incorporated into the Empire.

The latter situation may have been at least as much for economic reasons as for the German fighting spirit, but they were certainly difficult to overcome and inflicted one of the great defeats on the Roman legions, at the height of Roman power in the Battle of the Teutoburg Forest in 25CE.

The image of barbarian liberty in Tacitus was certainly in some part shaped by Homer given the deep impact of Greek culture on the Romans, and most relevantly in this instance through the continuation of Homer in the greatest latin epic, Aeneid, which links Rome with the Trojan prince Aeneas. As I pointed out before here, Tacitus’ idea of barbarian liberty strongly influenced Montesquieu’s The Spirit of the Laws (1748, a work I will be posting on in future), whose view of liberty in modern Europe, in brutal but meaningful summary, was of a combination of Roman law and Germanic individualism.

Montesquieu was of course a great part of Classical Liberalism and we can follow up his interest in barbaric liberty with reference to other classical liberals. David Hume and Adam Smith, who were writing after Montesquieu, tended to write on ‘barbarism’ and a related idea of ‘savagery’ with some anxiety regarding the possibility that such societies, or societies closer to that stage than those European nations where civil society had advanced the most, might overwhelm commercial legalistic nations with their unrestrained force.

However, some element of respect for liberty in the most simple societies does manifest itself at times, but mostly through an interest in the earliest stages of the Roman and Greek republics of antiquity, which in Montesquieu’s thinking come between the Germanic individualism and the late Roman legalism. Tacitus was thinking of the ‘virtue’ (in the sense of patriotic courage and love of law) of the early Romans when addressing the courage, rough individuality, and fierce independence of the Britons and Germans.

The most interesting way of linking back from Enlightenment liberalism of the Eighteenth century, for me at least, is via Wilhelm von Humboldt, a thinker I will address in at least one dedicated post in future. Humboldt’s major contribution to political thought, The Limits of State Action, was written in the 1790s, so another generation on from Montesquieu, just after Smith and Hume.

At this point, we might think of a movement from Enlightenment to Romanticism in European thought. While we should be very careful about such general distinctions, and amongst other things not engage in simplistic oppositions, it is appropriate to think of Humboldt as belonging to a phase of interest in the history and current meaning of aesthetics, literature, culture, and language as part of the study of political ideas.

He was in fact a major thinker about language and the infinite capacities inherent in the combinatory nature of language, which was part of his thinking about individual human capacity and the power of voluntary co-operation.

It is the interest in aesthetics, language, culture, historical existence, and the capacity of the inner human which makes him ‘Romantic’ rather than ‘Enlightened’, though again we should avoid stereotype and simple opposition here. Humboldt was very much not against Enlightenment respect for reasons, and some of these ‘Romantic’ themes are in ‘Enlightenment’ texts.

One of the earlier big classics of Enlightenment, The New Science (1725, 1744) by Giambattista Vico, is a good example and that is a book giving great importance to Homer. Vico is someone else who merits at least one dedicated post, so there will be more about him at some point. I am not aware of any evidence that Humboldt read Vico, but he certainly made an impression on German thinkers of the time.

Anyway, Humboldt was a learned classicist from a philological and literary way, which has an impact on his idea of how liberty was strengthened in antiquity, which compensated for the tendency of the ancient state to interfere in the soul, as Humboldt thinks of antique laws and institutions to promote moral and religious traditions.

What compensates for this pressure on liberty is the struggle in the lives of ancient humans, which has two main aspects. First the struggle with nature to have enough food and shelter to preserve life. Second the military struggle with rival states and communities, which was a very frequent experience in antiquity, and was an aspect of the history of the early Greek and Roman republics.

The best place to look for that in antique sources is Homer, because of the breadth of the Homeric world, as well as its poetic qualities, as well as its enormous influence on Greek and Roman culture. I had meant to address how the kind of struggle which can promote some kinds of liberty does appear in Homer, but this post is already long enough, and the best thing is to address Homer directly in the next post.

In the meantime, careful reading of any of the translations in books and post on websites, of The Iliad and The Odyssey (or indeed the original Greek for those fortunate enough to have that linguistic capacity), should I hope provide material to confirm what I’m suggesting.