In memory of Gerald Gaus (1952-2020)

I was saddened to hear that Gerald Gaus, the world-renowned liberal philosopher, died yesterday. Gaus was a critical developer of a public reason approach to classical liberalism, and powerful exponent of the interdisciplinary research agenda of Philosophy, Politics and Economics. While we met in person only occasionally, he was a significant influence on my approach to understanding the liberal tradition.

His perspective was deeply pluralist. One observation that really struck me from The Order of Public Reason (and that I still grapple with today) was that a society could function more effectively (in fact, might only function at all) when citizens have a range of moral attitudes towards things like rule-following, and especially eagerness to punish rule-breakers. For society to progress, you may need both conservative-inclined individuals to enforce moral norms and liberal-minded people to challenge them when circumstances prompt reform.

He applied this idea of strength through moral diversity to the political system too. On Gaus’s account, one of the strengths of liberal democracy is its ability to shift from conservative to liberal, and left to right, through competitive elections. Social progress cannot follow a straight and obvious path but requires, at different moments, experimentation, innovation, reversal and consolidation. Democracy helps select the dominant mode from a diversity of perspectives.

This depth of pluralism is counter-intuitive within the discipline of normative political theory that increasingly avers a narrow set of ideological commitments as acceptable, and rejects even fairly minor variations in social morality as possessing little or no value. Indeed, the last time I saw Gaus was early this year when he gave an evening talk at the Britain and Ireland Association for Political Thought conference. He presented a model for seeking political compromises among very different moral ideals. His commitment to treating the whole political spectrum as worthy of engagement drew a few heckles. The prospect of engaging with Trump supporters, for example, evidently nauseated some of the audience. Gaus was the very model of the liberal interlocutor, ignoring the hostility, and responding with grace, civility and ideas for going forward productively.

His approach to scholarship and discussion embodied his commitment to liberal toleration and the fusion of ethical horizons. That’s how he will be remembered.

The Dunning-Kruger Effect on stature

With the collapse of a false sense of stature comes a disintegration of perceptions of personal dignity. The Dunning-Kruger Effect says that a person’s incompetence masks his or her ability to recognize his own (and others’) incompetence. Building off this concept, I hypothesize that many of the social tensions we are experiencing today are a result of a type Dunning-Kruger Effect wherein those who are incapable eventually become aware of their inability or unsuitability.

In 2010, Dr. David Dunning, now retired from Cornell University and one half of the Dunning-Kruger name, gave an interview to the NYT on the eponymous Effect. The genesis of Dunning’s research came when he read about a bank robber who made no attempt to conceal his face, resulting in his being apprehended in less than a day. During his interrogation, the man revealed that he had covered his face with lemon juice, having developed the notion that lemon juice would make “him invisible to the cameras.” He’d even tested the concept beforehand by taking a picture of himself after putting lemon juice on his face. He wasn’t in the picture (Dunning suggested that perhaps camera was pointed in the wrong direction) and concluded that the idea was sound. As Dunning put it, “he was too stupid to be a bank robber but he was too stupid to know he was too stupid to be a bank robber.” As the story of the robber illustrates, though, there always comes a moment of reckoning, where the reward of stupidity, unintentional or willful, is paid.

When I was a recent music grad, I obtained a position as a fellow with a small liberal arts college orchestra. Ostensibly, the school was one of the best of its type, but its weaknesses became apparent fairly quickly. During one rehearsal, what began as a discussion of the minuet form evolved into the conductor having to introduce the students to Jane Austen. The students all assured the conductor that they “had taken” Literature 101 and 102. As it turned out, only one of the students had read Jane Austen, and the girl had done so on her own time as Austen was no longer taught in the curriculum.

The conductor queried the students as to why they thought they could play music while being ignorant of its broader cultural setting. The students became surly in response, retorting that “she isn’t on the reading list,” as if such a statement was all the justification needed. The dynamic in the ensemble was already rocky as two weeks before all but two students had skipped rehearsal to attend a varsity soccer match. The conductor had chastised them for their unprofessionalism, pointing out that missing rehearsals is cause for termination in professional ensembles. As a defense, the students cited college regulations which said that all sports events took precedence over other commitments. In other words, the conductor could not discipline skippers if they missed to attend a sports event.

At the end of that year, the conductor resigned, and I followed one term later. I made the decision to leave after two students for whom I was responsible said in front of me, “at least this one [the new conductor] respects us. [The old one] always treated us like we were stupid, didn’t know things.” As someone who was present, I can testify that the conductor was a model of patience and positive leadership. The students truly didn’t possess the basic knowledge reasonable to expect from third years at a supposedly good private liberal arts college. And they had no interest in remedying their deficiencies. They saw any situation where their ignorance displayed itself as a “gotcha” setup.

Technically these students didn’t fit the Dunning-Kruger pattern as they possessed enough knowledge to know they didn’t know. There is, perhaps, a similarity to the bank robber’s lemon juice in that the students made a blanket assumption that completing college-assigned reading was sufficient to turn them into literate people. Where this notion originated is beyond me, as it is common knowledge that extracurricular reading is a vital component for success at elite institutions. Just like the robber’s, the students’ ignorance was appalling – and much less amusing.

For our non-American readers, it is a conceit of small private liberal arts colleges that they are educating/raising (this is key) the leaders of the future. There is some justification for this view since these colleges can provide a door into better institutions. It is, however, rare to find a national-level politician, industry leader, or public figure who hasn’t at least finished his or her education at one of the über-competitive, big name schools or universities.

The stars of this particular anecdote were convinced that they were destined for great things. A challenge to their knowledge base was an assault on their identities, and therefore their sense of stature. Granted, their unprofessional behavior had already cost them their dignity, but they didn’t know that. The sense that dignity might be a distinction to be earned and not granted through entitlement escaped them. In a modification of the Dunning-Kruger Effect, the students had no dignity because of their ignorance and unprofessionalism but they were too stupid to know that they had forfeited their chance to be respected. 

The Non-Partisan Movement We Need: Anti-Authoritarianism

Political/ideological debates have a lot of moving parts, and there are a lot of timely issues to address. Given the marginal impact of anything we do in this sphere (e.g. voting, sharing a blog post on Twitter, or being a solitary voter in a vast sea of the entire 6200 people in this country), it’s only natural that we have to economize on information and argument and that results. We can’t help but deplete the intellectual commons.

What are some low cost ways to improve the quality?

  1. Value Intellectual humility.
  2. Devalue the sort of behavior that makes things worse.

It bears repeating: value intellectual humility. It’s not easy. I’m as drawn the confident claims as you are. I’ve got a lot of smart people in my bubble and when they boldly declare something, I tend to believe them. But the “I honestly don’t know” posts deserve more attention and are less likely to get it. Let’s adjust in that direction. I’ll try to write more about things I don’t know about in the future (although I don’t know what that’s going to look like).

It’s a statistical impossibility that, of all of the people burned at the stake for heresy or witchcraft or whatever, nobody deserved some punishment received in an unfair process. Don’t get me wrong, witch hunts are a bad thing in general, but we can’t discount them as entirely (maybe just 99.9%) unjustified. But cancel culture is, like good old fashioned witch hunts is doing a lot of harm to the intellectual commons. I’m they catch more bad guys than 17th century Puritans, but lets not leave cancellations up to Twitter mobs. Particularly when it comes to cancelling ideas.

Bad ideas don’t need to be cancelled. They need to be crushed under good ideas.

Far be it from me to peddle unreplicated psychological research (confirmation bias alert!), but I tend to believe that there’s something to the claim that the extreme poles of the ideological landscape exhibit some unsettling traits: narrow-mindedness, authoritarianism, and apparently Machiavellianism, narcissism, and psychopathy.

“Narcissistic psychopath” is not a label I’d like to see bandied about because it’s just too close to ad hominum. But “authoritarian” is a term I’d like to see more widely used as a pejorative, regardless of the position taken by would be authoritarians.

Let’s quit with the shouting, cancelling, flag waving, and blindly taking reactionary positions. Invite debate, and invite holding people accountable. But letting Twitter be the last word is as absurd as letting Helen Lovejoy-esque moral scolding decide how things should be.

But then again, maybe I’m wrong.

Real Decision Rights Theory and Political Coalitions

Libertarians understand these two big ideas:

  1. A system of individual rights can allow widespread cooperation and human flourishing.
  2. The world is full of emergent orders, like markets, with aggregate outcomes that are more than the sum of their parts.

But commitment to the first idea often blinds us to the full implications of the second.

Complex adaptive systems involve an infinity of illegible signals involving cooperation and competition in networks so complex that it would be impossible to replicate their success in any conceivable top-down system. The market is a discovery procedure. But the “it” that is the market is a collective thing. It’s a jointly produced phenomenon and it’s impossible to split it up without fundamentally changing it.

Likewise, a system of rights (including the rights underlying a functioning market) is a jointly produced common good.

Why does it mean anything to say that I own my laptop? Because when push comes to shove (if I’m willing to shove hard enough), other members of my community are willing to act in ways (formal and informal) that enforce my property right. (Interesting aside: If I reported my laptop stolen to the local police, they wouldn’t do anything about it. Perhaps this reflects the median voter’s level of regard for other people’s property rights…)

Ownership is not as simple as “I own this piece of property, period.” Instead, to own something is to have some bundle of rights to make particular decisions. I can decide what to plant in my garden, but I can’t decide to build a nuclear reactor in my front yard. I don’t need to go through some elaborate chain of natural rights reasoning to argue that your negative right to avoid externalities supersedes my positive right to do a thing. Doing so might be a useful exercise to see how (in)consistent our ruleset is. But the real system is much simpler (and much more ad hoc). Rights are as rights are enforced.

What am I driving at here? First, that we should be dealing with property decision rights as they are more than we deal with them as they ought to be. Second, individual rights require collective support. This puts constraints on how we move towards our Utopias.

Debating/convincing our intellectual opponents is necessary, but it’s really just a negotiation tactic. Discounting idiotic opponents is reasonable in the intellectual sphere, but we can’t just overlook the fact that those opponents are part of the environment we’re trying to shape. We don’t necessarily have to throw them a bone, but when we don’t make some group part of our coalition, we have to expect someone else will.

Our normative theories will convince us that group A can’t make group B’s lives worse for the sake of A’s ego. But if A perceives the subjective value of that ego boost to be high enough, and if A has the relevant rights, then B had better look out.

Improving the world isn’t simply a matter of making the right arguments well. We have to be entrepreneurial, and keep an eye out for how others might do the same. Political entrepreneurship means looking for the under-priced voters which is exactly what Trump did in 2016. He found a group A full of low-status voters who had been discounted by the political establishment. And because their rights to shape the collective outcome went unexercised so long, it was that much more disruptive when they were finally brought to the table. Likewise, BLM protests reveal that there is a group B that is ready to throw their weight around.

That leaves a big pile of questions. What is the cost of pride? How can we ensure people have enough dignity that they won’t want to destroy what a functioning (if imperfect) society? How do we account for potential political energy (particularly when we remember that voting is only a tiny part of political participation)?

I don’t know the answers, but I know this: we can’t escape getting our hands dirty and engaging in some political exchange. I don’t like it, but I’m not the only one deciding.

Slate Star Codex and the rationalists

Rick first alerted me to the end of the popular rationalist blog Slate State Codex. Then it was all over my internet. I have never been a huge fan of the rationalist community, mostly because they don’t do history very well, but this is a big deal.

It has also produced some great conversation on both sides of the American cultural divide. Gideon Lewis-Kraus wrote an excellent meta-piece on the whole affair. Lewis-Kraus uses “Silicon Valley” as shorthand for the intellectual right. This is more correct than wrong, even though the region votes Democrat, because Silicon Valley is more of a mindset than a geographic place.

Lewis-Kraus’s Silicon Valley is a new, decentralized informational ecology. He contrasts Silicon Valley with the old media: big corporations trying to maintain a stranglehold on “the narrative.” (Lewis-Kraus readily admits he’s part of the old media.) For Lewis-Kraus, Silicon Valley is trying to build an alternative mediascape. Big corporations such as the NY Times are fighting back.

It’s an interesting cultural war to follow, if you’re in to that kind of stuff. I can’t seem to shake my uneasiness about the rationalist community, though. As I mentioned, they don’t do history, or they don’t do it well. They are also into communes, which I distrust immensely. Utopian and communitarian experiments are bad for all of your healths (physical, emotional, etc.). I don’t know how the rationalists ended up on the side of Silicon Valley. My guess is that the big corporations didn’t like what the rationalists had to say, or how they lived, so the rationalists found solace in the decentralized ecology of Silicon Valley.

I think the verdict is still out on who the victor of this cultural war will be. The big corporations have government backing, and they own the narrative bought by most of the American public, but the old media has shown its true colors in how it covers Donald Trump. I didn’t vote for the guy but it’s obvious his administration is not being reported on by the old media; it’s being slandered and attacked, with lies or with small untruths, rather than objectively reported on. The rationalists and their decentralized allies in the Silicon Valley informational ecology at least have truth on their side. Not the truth, but a commitment to the truth by way of discussion, the sharing of information, and fighting to protect the freedom of everybody’s conscience, rather than just their own team’s conscience.

We live in interesting times, and this makes blogging – a decentralized activity if there ever was one – all the more important.

An aspirational paradox

In general, contemporary society disparages people extremely focused on their careers, labelling them as “careerists.” No real objections are presented; instead there is simply a vague simmering contempt for “careerists.” When an anti-careerist manages to articulate an objection, it is usually couched as a social justice problem: careerists cause unfair societies by being ahead of everyone else. When practiced appropriately, i.e. looking after one’s own best interests, “careerist” mentalities and behaviors, such as discipline, planning, and diligence, are necessary for prosperity, both personal and societal.

During the early stages, the opposite of careerism isn’t drifting: it’s aspirational behavior. An illustrative anecdote: a pre-med major in my year failed part of her science requirements repeatedly, mostly due to partying. Despite her inadequate academic record in her major field area, she applied to Harvard Medical in her final year. Unsurprisingly, she wasn’t accepted. As a mutual acquaintance said: “one’s going up against people who’ve been working to get into Harvard Medical since middle school; they [Harvard] don’t need someone like her.” Although the result was only to be expected, it came as a complete shock to the girl and her parents since they had all believed that she was destined to attend Harvard Med. To listen to the former pre-med student talk today, she didn’t get to go to Harvard Med. It is as if some external force denied her a chance.

As a quick explanation to non-American readers, because the US system requires that students take courses outside of their major field, there is a high tolerance for poor marks in general education requirements; the trade-off is that one is expected to earn reasonably high marks in one’s own field in order to advance to the next level. For an institution such as Harvard Med, that a pre-med student earned anything below average marks in a science course would be unacceptable, unless there was a very good reason clarified in the application statement. A good reason would be a family tragedy or some life event beyond one’s control, but not partying.

The sheer reality is that my friend was right: Harvard Med receives applications from candidates who shown single-minded focus in pursuit of a goal since age twelve. In comparison to that, a twenty-three-year-old woman whose transcript screams “unfocused” is not a prize. Even the act of applying to Harvard would count against her since assessors would conclude that she hadn’t bothered to read the guidance and fit sections, i.e. the pages where expected grades and MCAT scores are listed, on Harvard Med’s website.

The case of Fisher vs. University of Texas 2013 and 2016 (the Supreme Court heard the case twice) is an example of the dichotomy between aspiration and careerism. Abigail Fisher applied to University of Texas – Austin but was turned away as her grades, though above average for her public school, were below the university’s automatic admission standards. The crux of her suit was that UT – Austin both didn’t take into account her extracurriculars and replaced her with an affirmative action candidate. Eventually, the Supreme Court ruled – both times – that although UT – Austin ought to have been more transparent in their admissions process, there was no evidence that the university had discriminated against Fisher.

The aspirational part of this story was that Fisher’s extracurriculars, Habitat for Humanity, local youth orchestra without holding a principle position, and miscellaneous charitable activities, were not genuine distinctions in a candidate pool such as that commanded by UT – Austin. Based on my own experience as someone who was in youth orchestras from middle school until college – if one counts my first training ensembles, then I’ve been in orchestras from the age of six up – should an applicant wish to use music involvement as proof of merit, then youth ensemble participation is a simple expectation. Unless one was a section leader, youth orchestra membership is not a sign of exceptionality. According to Habitat for Humanity’s North America page, the annual number of volunteers is around two million. Volunteering with the charity is generous and worthy, but doing so does not make the volunteer stand out in a candidate pool.

While society can discuss endlessly the merits and demerits of affirmative action, the Fisher case indicates that the policy has taken on a role no one could have predicted: scapegoat. The policy has become an escape hatch for aspirationalists seeking to avoid facing their own inadequacies and lack of proper preparation or career focus. Instead of blunt conversations about the real reasons a person didn’t qualify for a desirable professional school or first-choice university, aspirational individuals can offload blame onto the policy. While one can hardly blame the policy for being a scapegoat, one must acknowledge that such use has potential to be very damaging to the social fabric.

The View from New Delhi: China’s post-pandemic belligerence

Introduction

In the aftermath of the Covid-19 pandemic, the increasingly belligerent behaviour exhibited by China in South Asia and South East Asia, and China’s imposition of the National Security Law in Hong Kong, it is interesting to see the tone of the English language media on China.

Yet a genuinely comprehensive peek into the Chinese view on crucial political, economic, and geopolitical issues requires a perusal of the Chinese language papers. This is imperative. The Global Times, the mouthpiece of the Communist Party, is important because it covers the views of Chinese academics and strategic analysts who, through their opinion pieces, provide a deep insight into China’s approach towards those aforementioned crucial issues.

From the opinion pieces at the Global Times over the past few months, one thing is evident: that with the US becoming increasingly unpredictable under Trump, China is virtually invincible. There is a growing belief that Beijing is formidable both in the economic and strategic context. Strategic analysts and journalists writing for the English language daily have also tried to drive home the point that Beijing is in a position to take on the US and its allies, and that any attempt to isolate China would not be taken lying down.

Other articles in the Global Times warn against anti-China alliances, and explain why these alliances will not be possible due to the fault lines between the US and other countries. It has also not refrained from using strong language against countries like Australia and Canada by insinuating that they are acting as mere appendages of the US.

Aggressive stance vis-à-vis countries which blamed China for lack of transparency with regard to the outbreak of the pandemic

Beijing has been scathing in its criticism not only of the US, which took a firm stand against China in regards to the suppression of crucial information pertaining to the pandemic, but also Australia, which had the temerity to ask for an enquiry into the origins of the deadly pandemic. The Global Times lashed out and labelled Australia as a mere appendage of the US, even dubbing it a ‘poodle’ and ‘dog of the US’.

It has also warned other countries, especially Australia, of the economic consequences of taking on Beijing. An article titled ‘Australia’s economy cannot withstand Cold War with China’, written by Wang Jiamei, concludes by saying:

‘…..If a new Cold War leads to a China-Australia showdown, Australia will pay an unbearable price. Given Australia’s high dependence on the Chinese economy, an all-around confrontation will have a catastrophic effect on the Australian economy’

China has followed this harsh rhetoric with sanctions on imports of certain Australian commodities, like barley, and suspended the import of beef. China has also issued warnings to students and tourists that ask them to reconsider travelling to Australia.

This was done days after China’s envoy in Australia, Cheng Jingye, in an interview to an Australian media outlet, had warned of strong economic repercussions (the envoy was referring not just to the impact on Australia-China trade, but on Chinese students pursuing education in Australia and tourists visiting Australia) if Australia continued to adopt a strong stance against China on the issue of an enquiry into the origins of the Covid-19 pandemic (Australia reacted very strongly to this threat).

Beijing unsettled by emerging alliances?

One interesting point is that while commentaries and reportage in the Global Times try to send out the message that China’s rise is inexorable and that Beijing is not daunted by emerging alliances and emerging narratives of reducing economic dependence upon China, it seems to be wary of partnerships and alliances which seek to challenge it. The newspaper repeatedly warns India, the UK, Australia, and various EU member states about the perils of strengthening ties with the US. Even in the midst of recent tensions between India and China, Global Times tried to argue that India would never openly ally with the US and if it did so, this would be damaging. An article in the Global Times states:

It won’t be in the interest of India, if it really joins the Five Eye intelligence alliance. The role of a little brother of the US within a certain alliance is not what India really wants.

The article also tries to dissect differences between the US and India over a number of issues, which are not wrong, but the piece forgets that the two countries do not have differences over strategic and economic issues.

Strong language against Canada

It is not just the US, Japan, Australia, EU member states, and India that the English-language daily has recently threatened. The Global Times has also adopted an aggressive posture vis-à-vis Canada. One article, titled China-Canada ties wane further as Ottawa becomes Washington’s puppet over HK’, suggests that Justin Trudeau was in the ‘pole position in the circle of bootlickers pleasing the US’ and castigates him for the measures he has taken after China tightened its control over Hong Kong via the imposition of National Security Law. Steps taken by Trudeau include suspension of the extradition treaty with Hong Kong and a decision to end the export of sensitive military items to the region.

Cracks in the bilateral relationship had begun to emerge between Canada and China after Canada detained the CFO of Huawei, Meng Wanzhou, on a US extradition warrant (at the end of May, a Canadian court had ruled that Wanzhou could be extradited to the US, much to the chagrin of the Chinese), while Beijing in return has detained two Canadians, Michael Kovrig and Michael Spavlor (both were charged with espionage in June 2020). It would be pertinent to point out that Beijing has signaled its displeasure with Canada by reducing imports of Canadian products like pork and canola oil.

Conclusion

While Beijing itself is becoming more aggressive and belligerent, it cannot expect other countries to stick to their earlier position on crucial strategic issues. It is somewhat unfair to assume that the Global Times, the mouthpiece for China’s Communist Party, can cover the fact that China is on the defensive. Other countries are now finding common ground in the strategic and economic sphere. While the results may not come overnight, partnerships are likely to concretize and gather momentum, because Beijing seems in no mood to give up on its hegemonic mindset and patronizing approach. Yet, other countries and regional blocs also need to have a clear vision to counter China and divergences over minor issues will not help. It is true that a zero-sum approach vis-à-vis China is not beneficial, but for that to happen Beijing too needs to act responsibly, which seems doubtful given its behavior on a number of issues.

Nightcap

  1. On being black in Europe Chris Bertram, Crooked Timber
  2. Prudence, protests, and pandemics Greg Weiner, National Affairs
  3. Cambodia’s first national health service? Joanna Wolfarth, History Today
  4. Between German culture and Nazi culture Moritz Föllmer, OUPblog

A paradox

You know those little floaters on the surface of your eyes? They drift into view, catch your attention, then when you try to focus directly on one it disappears from view. They’re only really there if you don’t look straight at them.

Goodhart’s Law tells us that “When a measure becomes a target, it ceases to be a good measure.” The same basic logic applies to two of my favorite things: the Internet and college.

The Internet is still a magical thing, but we’ve killed some of the magic by trying to take the Internet seriously. The Internet ceases to provide output worth taking seriously when people actually take the Internet seriously. When you only keep it in your periphery, it’s actually worth taking seriously

Ditto for college. The basic problem with the current system is that we’re all taking it too seriously. That leads to all sorts of specific bad behavior. But it all comes from this root problem. College is only worth taking seriously if we don’t. When college is back in the ivory tower, separated from the “real” world, it’s a place where people can be creative and make non-obvious connections. But once we recognize “hey, that’s a pretty neat thing, let’s make it a one-size-fits-all solution to all of our problems” we kill the goose that lays the golden eggs.

My advice for getting the most out of the Internet: don’t take it too seriously. It was only ever meant to be a place for weirdos to do weird stuff.

My advice for getting the most out of college: don’t take it too seriously. It was only ever meant to be a place for weirdos to do the sort of stuff that the rest of the world doesn’t have time for.

How I understand left and right today

One of the things that I discussed in my Ph.D. dissertation some five or six years ago was the concept of left and right in politics. In the context of my dissertation, the discussion had to do with the fact that 19th century Brazil had primarily two political parties, the Liberal and the Conservative. I was trying to find ways to make sense of these two parties. My advisor said that the Liberals were the left, and the Conservatives the right. I came to the opposite conclusion, but mainly because we were using different criteria to define what is left and what is right.

At least in my experience, people call left something that is closer or more sympathetic to socialism. Right is something that is opposite or aggressive towards socialism. This explains why most people believe that nazism and fascism are far-right movements: they are perceived as archenemies of socialists. Liberals (in the American sense) are also considered left-wing, although true liberals would not go so far as to embrace full socialism. Conservatives and Libertarians are in the right because they are more opposite to socialism. The left is also identified with revolution, for wanting to radically change things, while the right is perceived to be conservative (with a small c) or even reactionary.

Even when I was in high school, learning these things for the first time, I found them to be somewhat confusing. Really, what is the difference between Hitler and Stalin? How can it be that one is on the far-right and the other on the far-left if I perceive them to be so similar? In my 15 or 16 years old mind, a possible explanation was that left and right are not in a straight line, but in something that resembles a horseshoe, with the extremes very close to each other. I thought about that sitting in my high school History class before I read it anywhere, and it served me well for many years. All I had to do, I thought, was avoid the extremes, for they end up being equally totalitarian. For many years I thought of myself as a social democrat, in favor of a substantial welfare state and some level of economic intervention by the state, but only when market forces were unable to do their job right.

Since I truly started learning about classic liberal, conservatives and libertarians, my horseshoe theory started to make less sense. I think that the traditional way to think about left and right already makes less sense because we have to bend the line like this for it to work somehow. But also, I think that this model has a problem because we use socialism as a reference: we classify things and people as left or right depending on how they relate to people and things like Marx, Stalin, Lenin, and the USSR! Intuitively I think that there is something wrong with that. And that’s when I started to think that we should classify things as left and right according to how they relate to individuals.

Today I think of left and right according to how much freedom we are willing to give to individuals. In my mind, far-right means maximum freedom. Far-left means minimum. That’s it. Of course: Rousseau will say that people are not really free until they are free according to his definition of freedom. In a Rousseauian state you might believe that you are in chains, but you’re actually free and your process of reeducation is still ongoing. Granted, Christians think something in similar lines: you’re not truly free until you serve God. However, I think that this is mistaking freedom and flourishing. You can have whatever understanding of what human flourishing (or happiness) really means, but the point is that if you want people to be free, you can’t force it on them.

And so, that is it: when I think about left, I think about forcing on people your concept of human flourishing. When I think about right, I think about letting people free to figure this out by themselves. I don’t think it’s a perfect system. After all, am I not forcing upon people the concept that they have to find their flourishing ideal by themselves? But I avoid thinking about that. Of course, this model might make some conversations harder, because I’m thinking about Hitler and nazism as far-left movements, while a lot of people (maybe the majority) learned to think about them as far-right. But on a personal level, it has helped me to think about politics. On my part, I believe that a society where people are in general free to choose (Milton Friedman) is a better society. Generally.

 

What I learned in my bachelor’s degree

I took my bachelor’s degree in History between 2001 and 2005. All the people I asked told me that the course I took was the best in the country. I suppose they were right, but today I understand that they were predominantly talking about the graduate program at the same school. A department with a good master’s and doctoral degree does not necessarily translate into a good undergraduate degree, in the same way that good researchers and writers are not necessarily good teachers. Most of my professors were very bad teachers. I hope to be saying this without bitterness or arrogance, just realizing that although they were good academics, they were mostly not good at imparting knowledge.

Perhaps one of my professors’ difficulties in transmitting knowledge was precisely the constant questioning about the validity of transmitting knowledge. Brazilian pedagogy is strongly influenced by a form of social-constructivism created by educator Paulo Freire. Freire strongly insisted that teachers could not be transmitters of knowledge, but that students created knowledge on their own, and that teachers were, if at all, facilitators of this process. At least that’s what I understood or is what I remember from my pedagogy classes. Paulo Freire’s pedagogy is admittedly a translation of Marxism into the teaching field: students are the oppressed class, teachers are oppressors. Freire wanted pedagogy to reflect a classless society. The result, in my view, was that teachers were terrified of being seen as “the owners of the truth”.

My bachelor’s degree had the bold goal of training teachers and researchers at the same time. In my view, this created a difficulty: students needed to learn to cook and be food critics at the same time. It was not an easy task for people of 18, 20 years of age. Most classes ended up being quite weak. Another problem is that my post-Marxist professors wanted us to have a critical attitude: we needed to be critical of everything that was understood as “traditional”. This ended up creating distrust in the students’ minds: if everything is to be criticized, what should I believe? Of course, contradictorily what professors said should not be criticized, especially the proposition that everything should be criticized. In general, the program tended to generate people of 18, 20 years boisterous or confused. Or both.

Another experience of my bachelor’s degree was the encounter with party politics. In my high school, I had little contact with highly politicized people or student unions. The same cannot be said of my undergraduate studies! I met many people who were already involved to some degree with political parties, always on the left. Some people say that Christians are the main reason churches are empty. I can say something similar about my undergraduate colleagues. It is largely thanks to them that I became conservative. The hypocrisy, the aggressiveness, the arrogance of many of them made me suspect that there was something very wrong with the left. It took a few years, but eventually, I discovered classic liberal or libertarian authors and found my intellectual home.

But there were positive things about my undergraduate studies as well. Undergraduate was my first great opportunity to leave home a little more. I met some people with whom I am still friends today. And I had some good classes too. Some professors were more conservative, and largely ignored the department’s directives. Their classes were more traditional, more expository, more dedicated to informing us about things that happened in history, without much questioning. I remember a quote from my professor of Contemporary History I (roughly equivalent to 19th century): “when writing your paper, don’t say “I think … ”. You don’t think anything. When you are in the master’s or doctorate, you will think something. Today, simply write “the so-and-so author says …”. Be able to understand what the authors are talking about. That is enough for you today ”. There were also professors who were able to introduce a more critical perspective but in a less radical way.

Perhaps my biggest disappointment with undergraduate is that I almost didn’t get to teach History. The education system in Brazil is essentially socialist. The government assumes that everyone has the right to free, good quality education. And you know: when the government says you have a right to something, you’re not gonna get it, it will be expensive and of poor quality. The life of a teacher in Brazil is quite harsh. I have several friends in the teaching profession, and I am very sorry for them. Maybe I should have listened to my mom and study engineering.

But I don’t want to end it bitterly! I studied History because I really wanted to be a teacher. I still think that being a teacher is a beautiful vocation. Unfortunately, in Brazil, this vocation ends up being spoiled by the undue state intervention. I also studied History simply because I liked History, and I still do. If I had the mind I have today, possibly I would have studied something else. But I didn’t, and I am grateful for the way my life happened.

What I learned in the Master’s

In my master’s degree, I studied international relations. As far as I can judge, the program was very good. Excellent even. It was a very good two years, in which I was challenged like never before. The master’s degree was very difficult for me. I was very curious about international affairs, but I knew almost nothing about international relations theory. The professors assumed that students were at least familiar with the content. I was not. So, I went through the experience of learning to cook and learning to be a culinary critic at the same time. I had to chase a lot. But it was good. The master’s taught me like no previous experience to study on my own.

Looking back, I understand that the program was strongly influenced by a light form of postmodernism. That was very difficult for me. There was a strong rejection of more traditional theories of international relations, such as realism and liberalism. It was all very new to me, but I knew that being a classic realist was not an option well regarded by the professors. I ended up finding a kind of lifeboat in constructivism. I didn’t want to be ashamed of being a realist, but my intuition told me that there was something wrong with postmodernism. It was only after the master’s degree, teaching the theory of international relations and studying several other things, that I understood that postmodernism is really crazy, something deeply twisted.

Constructivism is largely weird also. The most sensible thing I read in international relations was John Mearsheimer’s offensive realism. Stephen Walt is an author who also made sense to me in my post-master’s life. In short, I admire my master’s program for its academic excellence, but I find the theories espoused by several of the professors completely flawed.

It was very difficult for me to write my dissertation. I did not have a clear theoretical basis, just the instinct that I did not want to follow a postmodern line and the certainty that a more traditional theory would not be well accepted. I wrote the dissertation without having a very solid theoretical basis. But my research, modesty aside, was still very well done. I researched the arrival of the first Protestant missionaries to Brazil in the 19th century.

It was a topic of personal interest. I was a recently converted Protestant, and I wanted to know more about my history. As they say in Brazil, I joined hunger with the desire to eat. My question, which I was not able to ask so clearly at the time, was whether the presence of missionaries in Brazil, the majority coming from the USA, had affected Brazil-United States relations in any way. Even today, I find it very difficult to analyze causality in such cases, as someone would do in the hard sciences, but I believe that with the information I gathered I can defend that yes, American Protestant missionaries affected Brazil-US relations in many ways. Brazil and the USA were predominantly disinterested in each other in the early 19th century.

In the late 19th and early 20th centuries, this situation changed dramatically, especially on the part of Brazil. The USA started to play a central role in Brazilian foreign policy. It does not seem to me to be the case that the missionaries caused this change, but I believe that their presence in Brazil cooperated, along with other factors, to make this happen. Would Brazil change its foreign policy at the end of the 19th century in one way or another? This is a type of question that, honestly, I’m not interested in answering. But I believe it is clear that the missionaries helped the two countries to become a little more aware of each other.

I faced some opposition from colleagues for choosing this topic. One of the things I heard was that, being a Protestant, I would not have the necessary distance to do a good research. I also heard that missionaries would be little more than tourists, and that they would, therefore, have no chance of affecting relations between the two countries. These were harsh criticisms, which still make me sad when I remember them. I see in these criticisms a certain prejudice against evangelicals that is still present in Brazil, inside and outside academia. Ironically, I did not find the same thing on the part of the professors. On the contrary! Every one of them was always very supportive of my research, and in fact, they found the topic interesting and pertinent.

I would very much like to be able to return to the topic of my research with the head I have today, but I don’t have time for that. To some extent, I would also like to go back to those classes knowing the things I know today. But I also believe that I would not have that much patience. I have a better notion of what I consider epistemologically valid or not. I suppose the master’s degree would be more difficult to take today. Anyway, the master’s degree gave me my first job as a professor: I started teaching international relations when I hadn’t even defended the dissertation, and I did it for eight years. It was a very good eight years. Although I am away from this area, I still like what I learned, and I feel benefited by the time I studied and taught international relations.

What I learned at the doctorate

The 19th century Brazilian political system was dominated by two parties: Conservatives and Liberals. Although these parties were formally established only in the late 1830s or early 1840s, part of my thesis involves understanding that these parties existed, albeit in an embryonic form, since independence in 1822.

What I noticed is that since independence, conservatives have had a more realistic view of international relations. For them, securing the territory (and the government’s dominance over it) was crucial. Liberals had a more, well, liberal view of international relations. Although they did not deny the traditional formulation of the state (territory, population, government, recognition by other nations), they were more optimistic about the possibility of cooperation with other countries.

The view of conservatives and liberals about international relations matched their ideas about domestic politics very well: conservatives advocated a more centralized and stronger government, with greater control over the territory. One of their great fears was the possibility of Brazil’s fragmentation into several small countries, as happened with Spanish America. Their defense of the monarchy was linked to this: a monarch with greater powers would guarantee the maintenance of the territory. Liberals advocated a more decentralized government, with greater freedom for individuals, and also greater freedom for provinces, which would not be controlled so directly by the central government. The fear of fragmentation of the territory was lesser, and some liberals understood that if individual provinces decided to leave the union, well, that was their right.

These views on international and domestic politics also matched the way liberals and conservatives viewed the United States. Early in the country’s history, conservatives tended to see the United States as a young, unimportant republic. The proclamation of the Monroe Doctrine changed this attitude a little, but it remained a fact that conservatives preferred to direct Brazilian foreign policy towards Europe. Liberals, for their part, saw an example to be followed in the USA, with their conscious departure from the European way of doing politics, especially their federalism. Throughout the 19th century, as the United States grew in power, these attitudes changed, but not by betraying the basic understanding that the two parties had about international relations: conservatives feared possible US imperialism, especially in relation to the Amazon. Liberals were less jealous about the national territory, and in any case, they did not see the United States as a threat.

The great irony I found in my thesis is that in the late 19th and early 20th centuries, liberal and conservative ideas about the United States converged. The monarchy was overthrown and the republic proclaimed in Brazil in 1889. The liberal and conservative parties were formally extinct. Part of my thesis involves saying, however, that despite this formal extinction, liberal and conservative attitudes continued to exist in both domestic and international politics. In domestic politics, Republicans represented, at least in part, a radicalization of liberal ideas. Foreign policy was initially marked by this radicalization, but that soon changed. After a very troubled 1890s, the Baron of Rio Branco took the reins of Brazilian foreign policy in 1902.
Rio Branco was a frankly conservative individual. Early in life he chose not to get involved in domestic politics, partly because he did not want to be in the shadow of his father, Viscount of Rio Branco. He followed the diplomatic career. However, as I have already explained, the views of conservatives in domestic politics found a clear counterpart in foreign policy, marked above all by the defense of the territory. And this was the foreign policy of the Baron of Rio Branco.

The thing is that Rio Branco chose a liberal, Joaquim Nabuco, to be Brazil’s ambassador to Washington. Both Rio Branco and Nabuco understood that Brazilian foreign policy should focus on the USA, but for different reasons. On the international stage of the 1900s, Rio Branco believed that an alliance with the USA, albeit informal, was the best way to guarantee Brazil’s security against European imperialism. Nabuco did not ignore this aspect of international relations, but he also believed in a higher ideal: that the approach to the USA could represent a counterpoint to the bellicose European international relations, leading to the progress of civilization. So the irony was this: both Rio Branco, the conservative, and Nabuco, the liberal, wanted to get closer to the USA, but for very different reasons.

Studying to write my thesis was a very pleasant process. I liked the characters I met, I liked the stories and I liked the theme I chose. During the doctorate I was intellectually more mature, and I managed to have a high degree of independence in the way I conducted my research. In other words, I did not allow myself to be led by theoretical perspectives with which I did not agree. And I also think that what I learned has real practical implications. I am glad that it was not my responsibility to decide on Brazilian foreign policy in the 19th century, but I understand that conservatives were often being fearful. I know that they were often being hypocrites. Of course, hindsight is always beneficial, but I believe that liberals were generally right.

There is a catch to this story: Brazil was the last country in the West to abolish slavery, in 1888. Until then, an unimaginable number of slaves crossed the Atlantic to work mainly on coffee and sugar cane fields. This is a dimension of the history of Brazil to which I regrettably gave little importance at the time I was writing. Today I see things differently: the country of slavery yesterday, not for nothing, is the country of socialism today. And I think it’s important to think about how such a strong dependence on slavery probably affected the way domestic and international politics were made.

 

BHL is dead, long live BHL?

The Bleeding Heart Libertarians blog has ended due, I think, as Henry Farrell intuits to creative differences between the founders. Jason Brennan, who was recently making by far the most contributions to the blog, has joined a new blog set up by Jessica Flanigan, 200-proof liberals. [Corrected to reflect who set up what]

I liked the orientation of BHL but I never liked the label. My way into libertarianism was noticing the state insisted on locking people up for taking or selling drugs and putting gay men in docks to justify their private sexual interests. I did not think you should trust such a violent entity with something important like poverty aveliation. There was nothing heartless about my state skepticism. The label ‘BHL’ on some readings suggests there was.

When I realised things were a little more complicated and counter-intuitive when it came to political authority, my ideology shifted to classical liberalism. I now believe that welfare provision can (and should) be disentangled from the more coercive aspects of the state. This is a case of my theorising getting a head, rather than a heart. Libertarians do not need lack for heart. If everyone naturally respected each other’s rights and were generous with those less fortunate than themselves, you would have as much as an ideal society as any liberal egalitarian could offer. Reality means that what purist libertarians have to offer is often not going to work than various statist alternatives.

One of the divisions within BHL was whether it was worth engaging sympathetically with John Rawls’ theory of justice. Both Brennan and Jess Flanigan have written pointed criticisms of Rawls’ framework. They argue that Rawlsian distinctions between basic liberties (to be constitutionally enshrined) and other liberties that are inessential for liberal political life fail. Flanigan argues that all liberties could be essential depending on the specific life plans that people may have, so the distinction between basic and non-basic fails. Brennan argues that Rawls’ own ‘moral powers’ tests for what makes a liberty basic are so rigorous that highly non-liberal regimes could pass them, at least in principle.

I disagree. Engagement with Rawls’ framework among classical liberals still has intellectual pay-offs in terms of discovering what a free and fair society looks like. A Rawlsian case for liberal democracy and capitalism follows from some logical extrapolations of Rawls’ principles alongside some updated empirical evidence. The case can be made according to Rawls’ notion of public reason.

It has proven a little difficult so far to get contemporary Rawlsians to take this reconciliation between right and left liberalisms seriously. When Tomasi wrote in Free Market Fairness about libertarians and liberals being stuck in two opposing camps, he was not exaggerating! But I do not think that is a flaw in Rawls’ framework that was developed thanks to sustained engagement with economic theory. Most contemporary Rawlsians are more engaged in the philosophy of Rawls rather than the political economy that motivates some of his claims about regime types. But Rawls was pretty interdisciplinary and the addition of refined economic theory is compatible with his logic and framework.

Legal silences

In law, there are different silences.

When lawmakers set out to establish legal standards, they inevitably don’t address every contingency. There are spaces for flexibility, for breadth of application, for unforeseen developments, for the careful discretion required for sound law enforcement. There are always gaps.

Yet the gaps raise serious questions. Foremost among these is the problem of delegated lawmaking power. The United States Constitution vests the legislative power in a bicameral congress. Exclusively. Yet gaps, though inevitable and sometimes desirable, can result in leaks of this exclusive authority to non-legislative actors–police, prosecutors, juries, regulators, etc.

Take a classic example, when the National Industrial Recovery Act of 1933 gave the President authority to make”codes of fair competition” for slaughterhouses and other industries. That was more than a gap–that was a gulf. It’s one of only two laws that the U.S. Supreme Court has ever invalidated as an unconstitutional delegation of lawmaking authority to a non-legislative actor.

But at what point does a crack become a crevasse? During Justice Neil Gorsuch’s confirmation hearing, Senator Al Franken mocked the notion that any line should be drawn at all: “When Congress passes laws that require agencies to implement them, … those agencies turn to experts to develop those policies …. And I think that is a good thing. We want experts doing the work. What we Senators do not want to be doing is deciding … what the distance in the slats are in a baby’s crib.”

As with most statements made by politicians in confirmation hearings (or most anywhere else), Franken tilts at a straw man. But his example helps to highlight different types of legislative silence. On one hand, Franken is of course correct–a legislature needn’t and probably shouldn’t become entangled in minutiae.

But Franken fails to see that there are different kinds of silence. On the one hand, permissible gaps to be filled in by agencies and law enforcers involve conditional lawmaking where a certain legal requirement hinges on delegated fact-finding responsibilities. I’m a bit skeptical that we want Congress legislating safety standards for baby cribs, but let’s run with Franken’s example anyway. Congress might pass a law that requires crib manufacturers to ensure that crib slats do not pose a serious safety risk to occupants. It can leave an agency to determine the exact distance between crib slats requisite for child safety because the agency is making a factual determination (again, I’m not sure we need or want regulators doing this but bear with me). We’ll call this crib-slat silence.

Crib-slat silence is not an unlawful delegation of lawmaking authority. It simply commits to federal agencies the fact-finding responsibilities already inherent in the executive branch’s duty to “take care that the laws be faithfully executed.”

Crib-slat silence is different in kind from an unlawful delegation of lawmaking power. An agency is doing something quite different when it sets a safety standard for crib slats than when it establishes “codes of fair competition.” It isn’t simply a difference in the size of the silence; it’s a silence of a different kind altogether. Take, for instance, how President Roosevelt put together “codes of fair competition” under the broad power given him by the National Industrial Recovery Act. He let New York poultry butchers do it for him. Anyone with a basic understanding of public choice theory can appreciate how a business allowed to write the law that governs its competitors might go about this task.

To no one’s surprise, the codes of fair competition made life harder for minority business owners, in particular kosher butchers. Specifically, the code prohibited butchers from letting customers select the specific chicken they wanted–a part of at least some kosher practices in New York at the that time. The Schechters brothers, who ran a kosher butcher shop, were criminally indicted for letting a customer select an “unfit” chicken, among other things. The Supreme Court held this to be an unlawful delegation of lawmaking authority because the National Industrial Recovery Act didn’t just make application of a particular law contingent on executive fact-finding–it delegated the policy choices inherent in the legislative power. This type of silence we’ll call Schechter silence.

Schechter silence and crib-slat silence aren’t just different in terms of the relative size of the gap. Take, for instance, an example of a smaller instance of Schechter silence, where the silence is not quite so huge as “codes of fair competition,” but still has the essential quality of letting the agency make policy choices rather than find facts. The Environmental Protection Agency and the Army Corps of Engineers share regulatory responsibility over the Clean Water Act. The Army Corps has statutory authority to issue permits for polluting protected water bodies, and the EPA has statutory authority to veto those permits, even after they’ve been issued, if the EPA decides that the permitted activity will have an “unacceptable adverse effect” on the environment. The statute hasn’t delegated the authority to create a regulatory code from whole cloth, but it has delegated authority to make normative judgment calls, not just executive fact-finding. Determining whether a certain adverse effect is “unacceptable” is unavoidably subjective and calls for much more than establishing the existence of certain objective facts. “Unacceptable” involves the weighing of various competing interests–economic, environmental, etc.–and making a judgment, not based on facts, but on agency policy preferences. Note also, that the EPA can decline to veto the permit even if it does find an adverse effect to be unacceptable. Hence, while the EPA’s veto authority isn’t especially sweeping in its effect, it still is an exercise of legislative power.

On the other hand, crib-slat silence can authorize executive acts of great national significance, like tariff rates. In 1928, an importer challenged the president’s statutory authority to set tariffs as a delegation of legislative power. But the statute at issue required the president to set such rates based on a variety of factual determinations–not on what the president considered appropriate in his own judgment.

There’s yet a third silence. Rather than interstitial gaps in statutory language, this thrid silence is the vacuum where Congress has chosen not to speak at all. Sometimes, courts and agencies have mistaken this silence for crib-slat silence. That mistake can be a serious problem for the structure of sound government.

One example is the Department of Labor’s regulation of “tip pooling.” The Fair Labor Standards Act establishes federal minimum wage law. The law allows businesses to set their wages below the default minimum if the businesses use a “tip credit”–the deficit between the wage and the legal minimum is filled in with the employee’s tip money.  If a business elects to use the tip credit, that business is prohibited from divvying up tip money among staff–you earn it, you keep it.

But the statute says nothing about prohibitions on tip-pooling for businesses that don’t take a tip credit. The Department of Labor didn’t like tip pooling, so it decided that the statute’s silence about tip pooling for non-tip-credit businesses was a delegation to the agency to do as it pleased. The Department of Labor promulgated a rule that extended the tip-pooling rule to all businesses, whether or not they took a tip credit. Incredibly, a federal court of appeals for the Ninth Circuit said this rule was just fine.

The silence extending outward from the edges of a statute are bookends, not blank pages.  Hence, I’ll call this third silence bookend silence. The idea that an agency can simply promulgate rules to fill up this endless silence destroys our system of separated powers. After all, the clear implication of allowing the Department of Labor to fill in that silence is that the executive branch of government has a boundless and inherent law-making authority that can only be circumscribed if Congress expressly tells the executive branch “no.” This is essentially a reversal of the first two articles of the Constitution, vesting the Executive with lawmaking authority and Congress with what amounts to no more than a glorified veto. Yet this is precisely what the largest appellate court in the country allows.

There’s no doubt, of course, that the Executive does have some inherent authority to act without legislative imprimatur, in areas like foreign affairs. But those are expressly granted powers, or they’re necessarily implied. For instance, the duty to take care that the laws are faithfully executed necessarily implies the ability to hire staff, promulgate regulations for managing staff , law enforcement practices, etc. This is all quite different than filling in bookend silence, a free-floating power to extend statutory prohibitions beyond the express scope laid out by Congress, simply on the basis that Congress hadn’t said “here and no farther.”

In law as in life, silence can be a virtue. But federal agencies can turn it into a vice. That depends on the kind of silence we’re talking about. Conflation of crib-slat silence and Schechter silence or bookend silence has resulted in a flaccid judicial response to delegations of lawmaking authority. It would help if courts acknowledged distinctions between the types of silence statutes exhibit.