Nightcap

  1. Afghanistan, corruption, and the CIA Edward Luttwak, Times Literary Supplement
  2. Ten years after the financial crisis John Lanchester, London Review of Books
  3. Aztec moral philosophy Sebastian Purcell, Aeon
  4. Balthus, eroticism, and censorship Lev Mendes, New York Review of Books

Brexit Breakdown

Ir has been obvious for at least a month now that soft Brexit has won out in the UK, though the Prime Minister Theresa May would never admit such a thing directly. Government discussion of access to the EU internal market at its existing level, or very close, and keeping the border open between the Republic of Ireland and Northern Ireland (a fundamental of the peace settlement in the north) would at the very least require continuing regulatory alignment in goods (that is, following the rules made by the European Union).

It seems very likely that negotiations of the terms of exit with the EU itself would make even this partial alignment with the internal market inadequate in order to get the desired level of access. At the very least EU negotiators would demand some inclusion of services (financial services are the big issue here) and something at least resembling free movement of labour.

That inclusion would be full UK access to the internal market after exiting and would require at least a Swiss style relationship with the EU, in which there is full market access in exchange for accepting EU rules and something close to free movement of labour. Such a relationship would mean accepting judgments of the European Court of Justice even if they are not incorporated into UK law. The UK might not follow Switzerland into EFTA (European Free Trade Association, see paragraph below).

It has even been suggested that the UK might find it necessary to adopt a ‘Norway’ solution, in which the UK is directly a member of the European Economic Area. Norway has free movement but opts out of common agricultural and fisheries agreements. It is not part of the EU customs agreement. Like Iceland, Lichtenstein, and Switzerland, it is a member of the European Free Trade Area, which essentially harmonises regulations between these countries and the EU; that is, EU regulations are enforced by EFTA institutions.

It is clear that most Conservative MPs and businesses (though more large business than small business) regard something like the arrangements above, soft Brexit, as preferable to hard Brexit (trade agreement with the EU as a completely external country, possibility of no deal). These MPs and business people, along with most Treasury economists and economists in general, believe that keeping complete access to EU markets is more valuable than vague claims of a trade boom through deals with non-EU states across the world.

Hard Brexiteers believe that economic growth of other parts of the world requires breaking free of EU shackles on global free trade. The soft Brexit, as well as Remain, argument is that membership of the EU does not prevent trade with the rest of the world and that some EU countries are already doing that very well compared with the UK. On this argument, geographical proximity will always make EU trade disproportionately important so that limiting access to EU markets in the hope that non-EU countries will want free trade agreements is unnecessary and probably very damaging.

May’s drift towards soft Brexit after presenting herself as the guardian of hard Brexit has the support of most of the Cabinet, and Conservative MPs, but has been disappointing hard Brexiteers for some time. An agreement of the full cabinet at the Prime Minister’s country residence for soft Brexit has led to the resignation of the two most hard Brexit-oriented ministers.

It seems unlikely this this will deter May from a soft Brexit policy, which everyone agrees can only become more soft in negotiations with the EU to achieve an agreed exit. It also seems unlikely that most Conservative MPs will resist this policy. The biggest problem for May could be that the opposition parties want to vote against the government in call circumstances, so could vote with hard Brexit Conservative MPs to bring down any Brexit agreement.

At this point Brexit might completely break down, with the UK becoming a full member of EFTA, so in practice a member of the EU which exchanges some opt-outs for absence from the decision making processes and institutions. It might even lead to a suspension of Brexit, or a second referendum in which the electorate chooses between the exit package and staying in the EU.

At present, the most likely options in descending order are: 1. soft Brexit, outside formal association with the EU, but like that in practice, 2. formal association with the EU, maybe meaning membership of EFTA, 3. the complete breakdown of Brexit. This could change and so far change has been to move further and further away from hard Brexit.

Personally I support continuing membership of the EU. It is inevitable that large parts of the UK economy will ‘align’ with EU regulations, so it is best to be part of the institutions and processes which decide on these regulations. That is the most pragmatic version of my argument.

I am also a strong European integrationist, even a federalist romantic. The qualification of this idealism is that integration should not go further than public opinion or institutional capacity can accept at any one moment and that economic realities should guide the relationship with Europe for and against the kind of integration I favour at heart.

My own ideal is a kind of revival of the medieval dreams of ‘universal’ (i.e. European) Empire. The poet Dante was a great exponent of such a vision in his classic of political thought On Monarchy, which does not exclude city republics, even favours them under a high European sovereign. We can join it with Marsiglio of Padua’s slightly later call for an empire with elections to have something like democratic federation for Europe.

Leaving my European romanticism aside for the moment, the current realities are that the UK’s exit from the EU has become more and more complicated by the disadvantages of disentangling complex and far reaching institutional and economic links, particularly when most people involved want to keep an open border with the Republic of Ireland and keep 100% of the current level of access to the internal market.

Turkey at the start of one-man rule

1. Yesterday (Monday) Recep Tayyıp Erdoğan took office under the system of executive presidency, which gives him arbitrary personalised powers, based on the claim that a system of such extreme powers for one person is the most democratic system if that person is elected. The changes came about as the result of a referendum last year, which gave a narrow victory for the constitutional changes. It seems to me, and many others, that rigging allowed victory in the election. For the first time in Turkey, all ballot papers unstamped by an electoral officer were counted, allowing unlimited fraud. There are other issues about intimidation and irregularities, but this is not the moment to go into further detail, but I will just point out that radical changes to the constitution were ‘legitimised’ by pseudo-democratic fraud.

2. The constitutional changes enable the President to: legislate by decree, appoint most Constitutional court judges, appoint the army chiefs, appoint police chiefs, appoint all higher level members of the bureaucracy, appoint government ministers and vice-presidents without reference to the National Assembly. There is no Prime Minister. The President, Vice-Presidents, and Ministers are not obliged to answer questions in the National Assembly. In principle the National Assembly can reverse decrees as laws, but to allow the President to legislate in such an unaccountable way in the first place undermines all understanding of what a national assembly is for and what the limits on the head of government or head of state (now the same person) should be in a state which is constitutional and democratic.

3. Ministerial appointments have most notably included the elevation of Erdoğan’s son-in-law, Berat Albayrak, to the Ministry of Treasury and Finance. Albayrak is a major businessman whose rise in business and then politics have taken place since Erdoğan became the most powerful man in Turkey in 2002.

4. Other appointments have given business people ministerial posts for areas of the economy in which they have a dominant market position. Erdoğan’s own family doctor who owns a medical business is health minister. The education minister owns a private college.

5. The appointments of business people and a son-in-law show carelessness about propriety in the separation of the administration of public affairs from private and family interests, to put it in the mildest way possible. It also suggests that Erdoğan thinks he is too big for the party which brought him to power, AKP. It has been clear for some time that the most powerful people in the AKP are this son-in-law and one of the sons. That is, the AKP exists as a vehicle of one family, and its businesses associates. In this case, it is hardly a properly functioning democratic party.

6. The appointments were preceded by a presidential decree on the appointment of the governor and vice-governors of the central bank, which reduces its autonomy and makes it more vulnerable to Presidential pressure. Erdoğan has clearly been struggling to live with central bank decisions to raise interest rates in response to inflation and the falling value of the Turkish Lira. Anyway, the currency lost 20% of its value and inflation is at nearly 16% though the central bank’s target is 5%.

7. Market confidence in Turkey, even of a very minimal kind, was resting on one man, Mehmet Şimşek, who has western training in economics and is the last remnant of the days when the AKP appeared to many to be a centre-right reformist party, and did manage to behave in part like such a party. Şimşek appears to have been increasingly unhappy with his situation, putting a rational face on polices he knows are going in the wrong direction, occasionally winning battles to raise interest rates. One of Erdoğan’s main obsessions is that interest creates inflation. He has found it necessary to curtail that belief on occasions. Şimşek apparently wanted to resign from government recently, but no one ‘betrays’ Erdoğan in that way. Şimşek was bullied into staying and has now been sacked. His replacement is Erdoğan’s son-in- law. The markets have been spooked and the lira fell very sharply yesterday evening.

8. The Erdoğanists do have a solution to lack of international market confidence in Turkey. It is to create a Turkish ratings authority which will rate Turkish government credit as the government wishes! This absurd proposal, which will only reduce the credibility of the lira and government debt, shows the depths to which economic policy run on political paranoia has sunk in Turkey. Political paranoia because low credit ratings are due to foreign conspiracies!

9. Going back to last month’s election, about 2% of ballots cast have been declared invalid by the Supreme Electoral Council. HDP (Kurdish rights and leftist party) has pointed out that most ‘invalid’ ballots are from polling stations where it did not have observers. The HDP is defined as ‘terrorist’ by the followers of Erdoğan and its presidential candidate is in prison on ‘terrorism’ charges. This is all based not on credible evidence of co-operation with the PKK, which does have common roots with HDP, but on absurdly broad definitions of terrorism which take in people who do not oppose the PKK enough or which offer any criticism of state policy towards the PKK.

10. Based on point 9, it looks very much like 2% of votes cast were spoiled to take votes from the HDP. It hardly seems likely that would be the limit of fraud. As mentioned in point 1, all ballots were counted which did not have the basic security guarantee of a stamp from an electoral official on the ballot itself or the envelope containing the ballot. It is inherently difficult to arrive at accurate figures in this matter, but it looks very much like at least 4% of the ballot was fixed (that would merely double the most obvious form of rigging, which I do not think is an extravagant assumption, after all most rigging will take place in very hidden ways). If I am correct then the pro-Erdoğan electoral list for the National Assembly did not get a majority of votes and Erdoğan did not get a majority of votes in the presidential election.

11. The government-state machine extends claims that the HDP is terrorist to the main opposition party, CHP, on the grounds that the CHP has offered some criticisms of the detention of the HDP presidential candidate, and that some CHP supporters voted HDP to help it overcome fraud and reach the 10% of votes necessary to enter the National Assembly. CHP provincial leaders have been banned from attending the funerals of soldiers killed by the PKK, soldiers who in some cases will be CHP supporters, showing the kind of spite, vengefulness, and abuse of state power driving the AKP.

12. The Istanbul municipal government has announced that public transport will be ‘only’ half price during next month’s Kurban Bayram (Sacrifice Festival; religious festival and public holiday) instead of free as has been normal for a long time. This shows the strains that public finances are under in Turkey. The AKP are specialists in providing ‘free’ benefits to electors, along with favours for individuals and families, building up a base in local government in this way before they came to power nationally. The Istanbul news is a small thing in itself, but is suggestive of a decline in the capacity of the AKP to use public money to buy votes.

13. Given increasing personal indebtedness, rising inflation, the falling value of the currency, the decline of foreign investment and the credibility of government debt instruments, we could see some very difficult economic times in Turkey. It is clear that this process was important in holding the recent election 18 months early. The loyalty of the AKP and Erdoğanist base is intense, but was formed at a time of economic growth and expanding public services. We see going to see what happens to loyalty in less happy circumstances.

Nightcap

  1. Lake Wobegon’s Ghost Churches Rod Dreher, The American Conservative
  2. The Russian affinity for American stuff continues unabated Guy Archer, Moscow Times
  3. Avoiding World War III in Asia Parag Khanna, National Interest
  4. Did government decentralization cause China’s economic miracle? Hongbin Cai, World Politics

Crediting Co-Authorship

“… Who worked with you”

“Didn’t you know? It was Tamwile Elar. He worked out the theory that made the device possible and I designed and build the actual instrument.”

“Does that mean he took the credit, Dr. Monay?”

“No, no. You mustn’t think that. Dr. Elar is not that kind of man. He gave me full credit for my share of the work. In fact, it was his idea to call the device by our names – both our names – but he couldn’t.”

“Why not?”

“Well, that’s Professor Seldon’s rule, you know. All devices and equations are to be given functional names and not personal ones – to avoid resentment.”

-Forward the Foundation, Isaac Asimov

Most of my research is co-authored. As I noted in my previous post, I strongly believe that science is a collaborative enterprise. I of course have a few solo authored working papers, mainly those that I hope to include in my dissertation, but for the most part my work is with others. A problem with this is deciding how to credit the paper. Who gets the prized first author spot? Is it the most senior member of the team? The person who came up with the initial idea? The former RA who got upgraded to co-author status to avoid having to pay them? All of these can be tricky and can lead to resentment among co-authors.

I’ve seen various alternative arrangements to try to side step the issue. There are those who list co-authors by alphabetical order or alternate first authorship (Landgrave & Christensen 2015, Christensen & Landgrave 2016, etc etc). A few, like my grand advisor, combine their names with frequent co-authors (e.g. McNollgast). As cool as Christgrave sounds, I think these alternatives ultimately fall short because they continue to personalize science. It’s not clear to me what the benefit of this is. Not only does this lead to resentment among co-authors but it, I think, slows down the revision process as people mis-interpret critic on a given idea as a personal attack.

It is entirely possible, for example, to dislike JM Keynes’ work but to be indifferent or even warm towards the man himself. Likewise, it is possible to praise someone’s work, but find them to be personally awful.

Would it not be better to refer to papers by institutions or ‘labs’? Coase’s theory of the firm would, for example, be referred to as LSE 1937, as opposed to Coase 1937.

Thoughts? Comments? As always, write in the comments section!

#microblogging

From the comments: the Ottoman Empire and its millet system

Barry’s excellent series on Ottomanism, nationalism, and republicanism has been so good it might be hard to keep up with the dialogues it’s sparked. Here’s something from Barry in regards to a question about the Ottoman Empire’s millet system (I’ve edited it slightly, breaking up the response into more easily-digestible paragraphs):

I think I’ve tried to address this in the post. I do say that the idea of a ‘milltet system’ is a retrospective idealisation of Ottoman version of classical Muslim concept of protected minorities. In a slightly less direct way I’ve cast doubt on the idea of a pluralist Ottomanism developing on a federal basis as you mention or on a less territorial cultural pluralist basis.

As I argue in the post, Ottoman accommodation of minorities was in collapse from the early 20th century, Serbian uprisings leading to Serbian autonomy and then a war leading to Greek Independence. I presume that Ottoman modernist pluralism/federalism was simply unobtainable by then, it was just far too late for the Ottoman state to become a kind of Switzerland or even a liberalised highly pluralised unitary state.

The movement towards a national republic for the core Ottoman lands, i.e. what is now Turkey, can be traced back at least to the destruction of the Janissary order and the Serb/Greek break aways. Part of what I am arguing overall, as I hope will be clear as proceed, is that it is very very difficult for a traditional state based on a traditional hierarchy of traditional communities/estates/corporations existing over a large varied territory can exist in the modern world without some kind of top down homogenisation (think of the way China expanded over the centuries assimilating conquered peoples into Han culture) or a Russian style solution of constant political autocracy in different forms in which Slavic Orthodox Russian identity is at the centre even where Orthodox Christianity is apparently replaced by Bolshevism/Marxism-Leninism.

In short what I’m assuming and arguing is Ottoman pluralism/cosmopolitanism is an illusion, that there was never anything more than a temporary balance between components, fragmentation and separatism kept growing and separation between ‘nation states’ was inevitable. If we look at the world now, we might take India as the closest thing to a federalised liberalised Ottomanism, but India still rests on a massive predominance of Hinduism, a de facto hierarchy in which Hinduism is above other religions, regional and caste based violence, and a persistent element of Hindu chauvinism which is now explicitly in power and has never really been out of power even when the governmental ideology was apparently something else.

I’m not suggesting there is some alternative conception of what could have happened in the sub-continent which would work better than what there is now, but I can’t see that Indian neo-imperial (because based on the work of imperial regimes over the centuries) federalism works better than Turkish national-republicanism.

There is more on the millet system at NOL here, here, and here. And here is an excellent Barry essay on imperial nostalgia that’s on topic and worth reading (or re-reading).

Could free speech have led to overseas empires?

Tridivesh’s recent post on China’s multilateral struggles got me thinking about the difference between the United States and China when it comes to coalition-building and international affairs more broadly.

I don’t think the Chinese are purposely attempting to smaller countries in debt so that Beijing may have a shorter leash for them. I think Beijing simply doesn’t know what it’s doing, and is proceeding apace with multilateral initiatives like the BRI through a trial-and-error process. Unfortunately, trial-and-error processes only work if there is a mechanism to identify the error that takes place during the trial. In the West, we call this mechanism “free speech.” In China, free speech ruins order and is thus discouraged at best and disposed of at worst.

China’s expansionist efforts will probably, as a result of the lack of free speech, end poorly for the regime. Beijing’s reputation will suffer, and it will have to resort to more coercive tactics to secure its alliances and influence over its smaller neighbors.

This thought process, in turn, got me thinking about how the West came to churn out so many powerful worldwide empires in such a short span of time, and how these empires managed to coexist with each other at various points in time. Given China’s troubles with establishing hegemony, the fact that the United Kingdom, the Netherlands, France, and the United States were able to achieve what they achieved is amazing. Throughout most of history, empires (or wanna-be empires) have sought to expand abroad while keeping order at home, just like China is doing today. In the sixteenth-century West, order at home was rejected in favor of liberty at home, and as a result the few societies that tried liberty ended up being able to afford overseas empires, where order was sought instead of liberty!

The short-sightedness of imperialists continues to astound me. If liberty at home leads to opportunities to establish colonies abroad, why on earth would you try to stamp out liberty in the colonies you’ve been able to establish thanks to liberty? Imagine if the people living in Indonesia, or India, or Algeria, or the Philippines, had all the liberty that Americans and western Europeans had. Alas…

Nightcap

  1. If Hillary Hates Populism, She Should Love the Electoral College Ryan McMaken, Power & Market
  2. Why Are Some Libertarians So Conservative About Immigration? Christopher Freiman, Bleeding Heart Libertarians
  3. The Idea and Destiny of Europe Nick Nielsen, The View from Oregon
  4. Jobs, technical progress & productivity Chris Dillow, Stumbling & Mumbling

Eye Candy: Mexican election results (2018)

NOL Mexican elections
Click here for data

Yikes, the red team is a left-wing populist party (like the one that governs Venezuela). How did it come to this? Here’s a more optimistic take.

Ottomanism, Nationalism, Republicanism IV

The previous post in this series covered the early stages of the formation of the Republic of Turkey out of the debris of the Ottoman state on the basis of ethnic nationalism combined with republicanism. Ottoman reformers were influenced by the western model. The new republicanism expressed itself in the forms of constitutionalism and representative democracy on a strictly western model, with an elected national assembly, a prime minister responsible to the assembly, and a president elected by that assembly. This post continues with an account of the early Republic which is mainly descriptive and with the aim of more analytic and evaluative comments in later posts in this series.

The nature of the fledgling state was very French influenced, in that it was a very unitary state with a very assimilationist attitude towards non-majority cultures and languages, along with a project for creating citizens of an enlightened republic. The comment of the 19th century Piedmontese-Italian politician Massimo d’Azeglio, ‘we have made Italy, now we must make Italians’ applies in a more radical way to Atatürk’s Turkey, who was someone of much more radical republican inclination than d’Azegio. Roughly speaking the work of French republicanism and reformism from 1789 to the 1920s was squeezed into Atatürk’s period of leadership, from 1919 until his death in 1938.  For this reason, the Kemalist program is sometimes referred to as Jacobin in Turkey.

Sharia law was abolished and previous adaptations from western law were turned into the complete incorporation of the Italian criminal code and the Swiss civil code as Turkish law codes. The first republican constitution made reference to Islam as the language of the state, but from the beginning it was the intention of Atatürk (who in Enlightenment style was a deist) and his associates to weaken the role of religion in public life, as in France. The laicist ambition became more explicit over time and mosque was separated from state. The Ottoman Empire, particularly in its later centuries, was regarded negatively as non-Turkish and decadent. State education reflected this along with positive attitudes towards science and the modern. Co-education of the sexes became normal.

The language itself was transformed, as the Ottoman use of the Arabic alphabet was replaced by a version of the Latin alphabet for a language that was sufficiently changed in both grammar and vocabulary to become a distinct language. Persian and Arabic grammatical influences were removed along with many words from the Persian and Arabic languages. New vocabulary was based on old Turkish roots going back to central Asia. Surnames for Muslims were legally enforced for the first time. President Mustafa Kemal (Kemal is a name given by his school teacher, according to Ottoman Muslim practice of the time) became the first person to receive a surname under this law: Atatürk.

Religion was not just pushed out of the public sphere, as the state sought to reduce the general social influence of religion, prohibiting religious brotherhoods and saints’ tombs. A religious affairs ministry was set up to regulate Sunni Islam, controlling the Friday midday sermons and repressing the more radical expressions of religion. Civil marriage was made compulsory on the French model, so that religious marriages were no longer recognised.

These changes, usually known in Turkey as the Atatürk Reforms or Turkish Revolution, were accompanied by a very strong drive towards assimilation into a majority Turkish culture, as defined by the republican elite. The Kurdish language (or languages), most the Kurmanji dialect (or language) in Turkey was not made part of the education system and was actively discouraged by the state. The same applies to the Zazaki language, or dialect, of the Tunceli region which as far as I can see is more a dialect of Farsi than Kurdish (or is a language closer to Farsi than the Kurdish language, which are certainly all related).

Not surprisingly, given such radical state led changes, violent resistance and state violence to overcome resistance is a major issue at this time. In 1925 Sheik Said Nursi led a revolt of Kurds to defend religious tradition and the traditional tribal-patriarchal power structures the state was challenging. This was put down with considerable violence. A rebellion around Tunceli (which was previously known as Dersim and is still frequently referred to as such) in 1937 to 1938, was in reaction to a 1925 law requiring the dispersal of the population to ensure Turkification. The rebellion was put down with considerable counter-insurgency state violence, which killed civilians as armed rebels. In the end, the law was never enforced in Tunceli or anywhere else.

Politically, Atatürk welcomed the principle of pluralism, but was not willing to follow it in principle. At Atatürk’s own initiative a Free Republican Party was founded as an opposition to his own Republican People’s Party in 1930. The intention was that it would be a loyal opposition concentrating on economic issues, but it became radicalised beyond the intentions of its leaders as it became a gathering point for various kinds of radical opposition including religious conservatives and leftists. The party was dissolved in the same year and the Republican People’s Party was uncontested in national elections until 1946 and first conceded electoral defeat in 1950.

Nightcap

  1. Functional Illiteracy Stephen Cox, Liberty Unbound
  2. Hydraulic Monetarism Nick Rowe, Worthwhile Canadian Initiative
  3. The “New” Monopsony Argument and the Suppression of Wages Mario Rizzo, Think Markets
  4. The Computer-Glitch Argument for Central Bank eCash George Selgin, Alt-M

Ottomanism, Nationalism, Republicanism III

Previous posts in this series have looked at the preconditions for the proclamation of the Republic of  Turkey in 1923. The Ottoman Empire was in a very difficult situation from the early 19th century, effectively lacking the capacity to prevent erosion of its territory, extraterritorial legal rights for the stronger Great Powers which were extended to non-Muslim subjects the powers claimed to protect, and ‘mediation’ regarding break away groups within the Empire. The survival of the Empire was certainly in doubt by 1914 and World War One killed it, along with three other empires: Russian, German, and Austro-Hungarian. In a more long term way, the war hastened the end of colonial European empires, though the French and British Empires gained territory from the Paris Peace Treaties.

It is hard to see how the Ottoman Empire could have survived except as a rump state, even without the war. It might have been smaller than the current republic and certainly would not have been larger. Had its German and Austro-Hungarian allies won the war, it would have survived with some territorial gains in north Africa, but as an effective dependency of Germany.

Defeat in the war destroyed the power of the Trio (Enver, Talat and Cemal) of military and bureaucratic figures who ran the Empire under the continuing nominal sovereignty of the Sultan in a secretive and unaccountable manner. They came of the Committee of Union Progress, the political party expression of the Young Turks who came to power in 1908. The methods of the trio are the culmination of the rapid movement of the CUP from a constitutional party to a conspiratorial and authoritarian political force: Kemal Atatürk was a member of the CUP but resigned because of its lack of republican radicalism, with perhaps some motivation from more personal kinds of dispute.

As World War I ended in 1918, the Sultan regained powers and followed a policy of appeasement towards Britain, continuing the logic of earlier dependency on Germany, that is the logic in which the state could only survive through appeasement of at least one Great Power. The government was superficially more liberal than what came before, but had so little basis in the residual Empire it’s hard to see any circumstance in which it would not have collapsed or resorted to state violence to replace the power of Britain, which was occupying Istanbul.

The 1920 Treaty of Sèvres gave all the remaining Arab provinces to Britain and France, who also occupied parts of Anatolia along with Italy and Greece (which was given most of eastern Thrace). An American backed Armenian state was envisaged in eastern Anatolia and a confederation of Kurdish majority provinces in the southeast with the British mandate in Mesopotamia-Iraq. As far as the elements of the Ottoman elite influenced by nationalism and republicanism were concerned, particularly those who were, or had been, active in the CUP this was entirely unacceptable, leaving a rump Ottoman state in the central and northern parts of Anatolia, separated from Istanbul in the southeast, the east, the south, and the west. A Greek invasion of Izmir and other parts of the west to enforce its Sèvres gains met with armed force.

Though the Ottoman state appeared to be completely defeated and helpless, the CUP had left a legacy of public and conspiratorial political and security organisation which led to considerable resistance. A general known as Mustafa Kemal Paşa, later Kemal Atatürk, was able to leave Istanbul and join up with anti-Sèvres forces in the east, under cover of ‘inspection’ of Ottoman forces, possibly with the connivance of elements of the residual Sultan regime. Atatürk’s strength of personality and political vision, along with military prestige from the Battle of Gallipoli, enabled him to become the military and political leader of these forces, so that a secularist radical vanguardist republican was at the head of a national assembly full of traditional Ottoman Muslims.

The consequences of this formative national movement (which had Kurdish as well as Turkish support) was that Mustafa Kemal was able to defeat the Greek expansion into Anatolia, push other occupying forces out, and that he was able to insist on a replacement for the Treaty of Sèvres, which is the Treaty of Lausanne. The whole process continued the ethnic violence which marked movements of rebellion against the Ottoman Empire and state counter-violence. It is very had to see how any postwar Ottoman or republican state could have avoided the continuation of early ethnic violence.

The republican regime emerged from a national movement against ethnically inspired partition and occupation, so was not going to aim for a consociational or federalist state to get ethnic groups to share a state. It was not even going to aim for pluralism within a unitary state. Turkish republicanism was based on nationalism, and ethnic nationalism at that, as the only likely basis for an enduring state. The means by which this was obtained during the War of Independence and the early republican regime were ugly, but the alternative was ugly attacks on Anatolian Muslims, principally Turks and then Kurds.

With all due respect to the dangers of ‘whataboutery’, the process in which parts of the Ottoman state kept breaking away to form Christian majority states was no more pleasant. The same applies to the Russian annexation of what had been Ottoman lands in the Caucasus, which appears to have led to the killing of one million, or more, Cherkez (Circassian) Muslims.

From the time of  Albanian revolts of the early years of the 20th century, the Ottoman Empire was beginning to part ways with its Muslim population outside Anatolia and Thrace. The conflict between Arabs and the Ottoman state was extremely ugly on both sides. As I have mentioned, the Austria-Hungary fragmentation at the end of the First World War was unique in not leaving a state which represented the core of the Empire.

It is not an easy subject, but the evidence of the First World War and the 1920s is that a state needs some kind of core nationality and territory to survive, which we see even in a the multi-ethnic Yugoslav state, which had Serbs at its core. In Turkey the ethnic core of Turks, in alliance with a lesser number of Kurds and various ethnicities including Cherkez and Bosnşian which had been refugees from the post-Ottoman states, based in the territorial core of Anatolia, provided a basis for a national movement. The national movement was strongly influenced at elite levels by republican ideas of unified popular will, which could fit with nationalism.

To be continued

Nightcap

  1. How cotton unraveled the Chinese patriarchy Melanie Meng Xue, Aeon
  2. Trump, conservatives, and human rights Seth Kaplan, American Affairs
  3. On paper, federations generally seem like a good idea Emiliano Travieso, Decompressing History
  4. Switzerland’s mysterious fourth language Dena Roché, BBC

Hegemony is hard to do: China, globalization, and “debt traps”

As a result of an increasingly insular United States, with US President Donald Trump’s imposition of tariffs, China has been trying to find common cause with a number of countries, including US allies such as Japan, India and South Korea, on the issue of globalization.

While unequivocally batting in favor of an open economic world order, Chinese President Xi Jinping has also used forums like Boao to speak about the relevance of the Belt and Road Initiative (BRI) (also known as the One Belt and One Road Initiative, or OBOR). At the Boao Forum (April 2018), the Chinese President sought to dispel apprehensions with regard to suspected Chinese aspirations for hegemony:

China has no geopolitical calculations, seeks no exclusionary blocs and imposes no business deals on others.

There is absolutely no doubt that the BRI is a very ambitious project, and while it is likely to face numerous obstacles, it is a bit naïve to be dismissive of the project.

Debt Trap and China’s denial

Yet China, in promoting the BRI, is in denial with regard to one of the major problems of the project: the increasing concerns of participant countries about their increasing external debts resulting from China’s financial assistance. This phenomena has been dubbed as a ‘debt trap’. Chinese denialism is evident from an article in the English-language Chinese daily Global Times titled ‘Smaller economies can use Belt and Road Initiative as leverage to attract investment’. The article is dismissive of the argument that BRI has resulted in a debt trap:

It is a misunderstanding to worry that China’s B&R initiative may elevate debt risks in nations involved in massive infrastructure projects. Countries are queuing up to cooperate with China on its B&R initiative, but many Western observers claim the initiative will create a problem of debt sustainability in countries and regions along the routes, especially those with small economies.

The article begins by citing the example of Djibouti in Africa, and how infrastructure projects are generating jobs and also helping in local state-capacity building. It then cites other examples, like that of Myanmar, to put forward the point that accusations against Beijing of promoting exploitative economic relationships with participant countries in the BRI is far from the truth.

The article in Global Times conveniently quotes Myanmar’s union minister and security adviser, Thaung Tun, where he dubbed the Kyaukpu project a win-win deal, but it conveniently overlooked the interview of Planning and Finance Minister, Soe Win, who was skeptical with regard to the project. Said Soe Win in an interview with Nikkei:

[…] lessons that we learned from our neighboring countries, that overinvestment is not good sometimes.

Soe Win also drew attention to the need for projects to be feasible, and for the need to keep an eye on external debt (Myanmar’s external debt is nearly $10 billion, and 40 percent of this is due to China).

The case of Sri Lanka, where the strategically important Hambantota Port has been provided on lease to China (for 99 years) in order to repay debts, is too well known.

The new government in Malaysia, headed by Mahathir Mohammed, has put a halt on three projects estimated at over $22 billion. This includes the $20 billion East Coast Railway Link (ECRL), which seeks to connect the South China Sea (off the east coast of peninsular Malaysia) with the strategically important shipping routes of the Straits of Malacca to the West. A Chinese company, China Communications Construction Co Ltd, had been contracted to build 530km stretch of the ECRL. On July 5, 2018 it stated that it had suspended work temporarily on the project, on the request of Malaysia Rail Link Sdn Bhd.

The other two projects are a petroleum pipeline spread 600km along the west coast of peninsular Malaysia, and a 662km gas pipeline in Sabah, the Malaysian province on the island of Borneo.

During a visit to Japan, Mahathir had categorically said that he would like to have good relations with, but not be indebted to, China, and would look at other alternatives. The Malaysian PM shall also be visiting China in August 2018 to discuss these projects.

Conclusion

While Beijing has full right to promote its strategic interests, and also highlight the scale and relevance of the BRI, it needs to be more honest with regard to the issue of the ‘debt trap’ (especially if it claims to understand the sensitivities of other countries, and does not want to appear to be patronizing). While smaller countries may be economically dependent upon China, the latter should dismiss the growing resentment against some of its projects at its own peril. Countries like Japan have already sensed the growing ire against the Chinese, and have begun to step in, even in countries like Cambodia (considered close to China). A number of analysts are quick to state that there is no alternative to Chinese investment, but the worries in smaller countries with regard to Chinese debts proves the point that this is not the case. China needs to be more honest, at least, in recognizing some of its shortcomings in its dealings with other countries.

Ottomanism, Nationalism, Republicanism II

In the last post, I gave some historical background on how the Ottoman state, whether in reformist or repressive mode (or some combination of the two), was on a road, at least from the early nineteenth century, that was very likely to end in a nation-state for the Turks of Anatolia and the Balkan region of Thrace, which forms a hinterland in its eastern part for the part of Istanbul on the Balkan side of the Bosphorus. Despite the centuries of the Ottoman dynasty (the founder Othman was born in 1299 and this is usually taken as the starting point of the Ottoman state, though obviously there was no such thing when Othman was born), it was also an increasing possibility that the nation-state would be a republic on the French model.

The obvious alternative being a style of monarchism mixing populism and (rather constructed) tradition, born out of a national movement and accommodating the idea of a popular will represented by the monarch, mixed in varying degrees with constitutional and representative institutions. The clearest example of this style is maybe Serbia, to which can be added Montenegro, Bulgaria, Romania and Greece. The older monarchies of imperial Germany and Russia incorporated elements of populist-national monarchy. The Austro-Hungarian Empire, as the Habsburg empire based in Vienna for many centuries became known in 1867, was the Empire most lacking in a core and not surprisingly suffered the most complete disintegration after World War One (that great killer of Empires).

France was the exception in Europe as a republic, particularly as a unitary republic, and was only continuously a republic from 1870. In 1870, Switzerland was the only other republic, but known as the Swiss Confederation, with strong powers for the constituent cantons. The example of French republicanism was still supremely important because of the transformative nature of the 1789 French Revolution, and the ways its development became central events in European history. Part of that came out of the preceding status of France as the premier European nation and the biggest cultural force of the continent. Educated Ottomans were readers of French, and Ottoman political exiles were often in Paris.

High level education often meant studying in Paris. This had such a big influence on the fine arts, including architecture, that apparently 19th century architecture in Istanbul was more based on French Orientalism than earlier Ottoman architecture. The religious conservatives and neo-Ottomanists in power today, who claim to represent authenticity and escape from western models, in reality promote imitation of these 19th century imports.

Ottoman intellectuals and writers read French and were familiar with the idea of France as intellectual and political leader. There were other influences, including important relations with Imperial Germany, but French influence had a particular status for those aiming for change.

Namık Kemal, the ‘Young Ottoman’ reformer who has some continuing appeal to the moderate political right in Turkey, as demonstrated in the foundation of a Namık Kemal University in Thrace 4 years after the AKP came to power, appearing more moderate conservvative than it does now, translated Montesquieu’s The Spirit of the Laws into Ottoman Turkish (modern Turkish is based on major changes from Ottoman).

The more radical reformers who came to power in 1908 were known as Young Turks, that is Jeunes Turcs, often now written in half-Turkish, half-French style as Jön Türkler. The more radical reformers wanted less role for Islam in public life and at the most radical end even regarded Islam as responsible for backwardness. French laicism was therefore a natural pole of attraction, as were the ways nationalism and republicanism came together in the French revolutionary legacy as an expression of the sovereignty of the people.

The Ottomans studying in France were strong influenced by the sociology of Emile Durkheim, who is usually counted as one of the three founders of the discipline of sociology, along with Karl Marx and Max Weber. Durkheim’s social thought was very influenced by an understanding of Montesquieu and Jean-Jacques Rousseau as precursors of sociology. This partly reflects the social analysis they engaged in, but also their idea of how a society is constituted legally and politically, particularly Rousseau’s theory of the social contract. Durkheim’s social thought is permeated by concerns with what kind of social solidarity there can be in modern societies in ways which build on the long history of republican thinking about a community of citizens. This was very important in the late Ottoman and early republican period.

The German

Max Weber was also a major influence. His ideas about disenchantment (a version of secularisation) and the role of the nation-state were of definite interest to Turkish thinkers inclined towards republicanism, nationalism, and secularism. One of the consequences of this is that criticisms of the Turkish republican tradition, as it passed through Kemal Atatürk (‘Kemalism’), are tied up with criticisms of Weber. Some of this Turkish absorption of Durkheim and Weber can be found in English in the work of Ziya Gökalp (1876-1924) and Niyazi Berkes (1908-1988).

It is also worth finding Atatürk’s Great Speech of 1927 (a book length text read out over several days), which is a political intervention not a discussion of social theory, but does show how ideas connected with social theory enter political discourse in Turkey. It is very widely distributed in Turkey, I’ve even seen it on sale in Turkish supermarkets; and it has been translated into English. Berkes is the social scientist and has a rather more academic way of writing than Gökalp (a famously ambiguous thinker) or Atatürk. His The Development of Secularism in Turkey (published in English 1964, while he was working at McGill University in Montreal) must be the single most influential work of social science by a Turk or about Turkey.

Unfortunately a discussion  of republicanism in relation to Durkheim, Weber, or any other major thinkers declined after the 1920s and Berkes is really the last great flowering of this tradition in Turkey. This is part of the story of how Turkish republicanism as a mode of thinking declined into defensive gestures and the repetition of dogmas, so is also the history of how extremely superficial gestures towards liberalism by leaders of the Turkish right had undue influence over the more liberal parts of Turkish thinking.

The weakness of thought about republicanism and the superficial absorption of liberalism was the main thread on the intellectual side leading to the disaster of Erdoğan-AKP rule. The rise of AKP was welcomed by many (I suspect most, but I don’t know any ways in which this has been quantified) Turkish liberals until the suppression of the Gezi movement in 2013 and even in some cases until the wave of repression following the coup attempt of 2016.

To be continued