Where the state came from

One of the questions that led me to libertarianism was “what is the state?” More than that: Where did it come from? How it works? What’s the use? Analogous questions would be “what is politics?” and “what is economics?” If my classroom experience serves as a yardstick for anything, the overwhelming majority of people never ask these questions and never run after answers. I do not blame them. Most of us are very busy trying to make ends meet to worry about this kind of stuff. I even sought an academic training in politics just to seek answers to these questions. For me it’s nothing to have answers, after all, I’m paid (albeit very poorly paid) to know these matters. Still, I wish more people were asking these types of question. I suspect that it would be part of the process to review the political and economic situation in which we find ourselves.

Many times when I ask in the classroom “what is the state?” I receive in response that Brazil is a state. In general I correct the student explaining that this is an example, not a definition. The modern state, as we have it today, is mainly the combination of three factors: government, population, and territory. The modern state, as we have it today, can be defined as a population inhabiting a specific territory, organized by a centralized government that recognizes no instance of power superior to itself. Often, in the academic and popular vocabulary, state and government are confused, and there is no specific problem in this. In fact, the two words may appear as synonyms, although this is not a necessity. It is possible to distinguish between state and government thinking that the state remains and governments go through.

The state as we know it today is a product of the transition from the Middle Ages to the Modern Age. I believe that this information alone should draw our attention enough: people have lived in modern states only in the last 500 years or so. Throughout the rest of human history other forms of political organization have been used. I am not saying (not here) that these other forms of organization were better than the modern state. I am simply saying that the modern state is far from being natural, spontaneous, or necessary. Even after 1500 the modern state took time to be universally accepted. First, this model of organization spread throughout Europe at the beginning of the Modern Era. It was only in the late 18th century and early 19th century that this model came to be used in the American continent. The modern state spread globally only after the decolonization movement that followed World War II. That is: the vast majority of modern states are not even 70 years old!

What is the purpose of the state? At least in my experience, many people respond by “providing rights” or “securing rights.” People think about health, education, sanitation, culture, security, etc. as duties of the state towards society. It is clear that many people think about health, education, housing, etc. as rights, which in itself is already questionable, but I will leave this discussion for another time. The point I want to put here is that empirically states have only cared about issues like health and public education very recently. In the classic definition of Max Weber (late 19th century), the state has a monopoly on the legitimate use of violence. In other words, virtually anyone can use violence, but only the state can do it legally. That is: the primordial function of the state is to use violence within a legal order. Other functions, such as providing health and education, came very late and only became commonplace with the welfare state that strengthened after World War II.

I find it always interesting to see how we live in a young world. Basically the entire world population today lives in some state and expects from this state a minimum level of well-being. However, this reality is only about 70 years old. The idea that we need to live in states that provide us with a minimum of well being is not natural and far from obvious. To understand that the modern state is a historical institution, which has not always existed, it is fundamental to question its validity. Moreover, to note that the functions of the state that seem obvious to us today did not exist 70 years ago leads us to question whether it is valid to expect things such as health and education from the state.

My personal perception is that the modern state (defined by territory, population, and government) is better than any alternative that has already been proposed. However, the state of social well-being is only a sugar-watered socialism. Socialism, by definition, does not work, as Ludwig von Mises very well shows. Partial socialism is as likely to function as full socialism. Expecting the state to use violence within legal parameters is valid and even fundamental. But to expect that this same state may successfully diversify its activities entering the branches of health, education, culture, etc. is a fatal conceit.

The problem with conservatives in Latin America

Shortly after the declaration of independence of the USA, in 1776, several independence movements in Iberian America followed. Basically between the 1800s and the 1820s almost all of Latin America broke its colonial ties with Spain and Portugal, giving rise to the national states we know today, from Mexico to Chile. This disruption of colonial ties, however, was only the beginning of the process of formation of Latin American national states. The borders would still undergo many transformations, and especially there would be a long and tortuous task of forming national governments in each country.

In general there was much influence from the USA and the French Revolution in the formation of Latin American national states. The constitutions that emerged on the continent were generally liberal in their essence, using a theoretical background similar to that which gave rise to the American constitution. However, in the case of Latin America, this liberalism proved to be only a veneer covering the surface. Below it Latin America was a region marked by oligarchy, paternalism, and authoritarianism.

Using Brazil as an example, one can observe how much the French Revolution was a strong influence on Latin America. In the Brazilian case, this influence was due to the fear that there would be a radicalization of liberalism that guided the process of independence, leading to a Jacobinism such as that which marked the period of Terror in France. The fear that a Brazilian Robespierre would emerge at some point forced Brazil’s founders to cooperate in such a manner that the formation of the Brazilian state was more conservative and less liberal.

One problem with Latin American conservatism lies in what it retains in trying to avoid liberal radicalization. There is a conservative Anglo-Saxon tradition identified primarily with Edmund Burke. As in Latin America, Burke was critical of the radicalization of the French Revolution (with the advantage that Burke predicted radicalization before it actually occurred). However, Burke had an already liberal country to conserve. In his case, conservatism was a liberal conservatism. In the case of Latin Americans, preserving meant maintaining mercantilism and absolutism, or at least avoiding a more rapid advance of liberalism.

Another problem with Latin American conservatism is to confuse Rousseau with true liberalism. The ideas of Jean-Jacques Rousseau were behind the most radical period of the French Revolution. Burke criticized the kind of thinking that guided the revolution because of its abstract nature, disconnected from the traditions. But this was not really Rousseau’s problem. His problem is that his ideas do not make the slightest sense. John Locke also possessed an abstract but perfectly sensible political thought. Rousseau does not represent liberalism. His thinking is a proto-socialism that we would do well to avoid. But the true liberalism of John Locke and the American Founding Fathers still needs to be implemented in Latin America.

In short, the problem of conservatism in Latin America lies in what we have to conserve. My opinion is that we still need to move forward a lot before having liberal societies that are worth thinking about being preserved. Meanwhile, it is better to avoid the idea of a Latin American conservatism.

The Roots of Truth and the Roots of Knowledge

John Oliver raises a Hayekian point on the roots of knowledge:

Just because they believed you and you believed them, doesn’t make it true! This isn’t like Peter Pan where believing in fairies will keep Tinker Bell alive. This isn’t a magic thing Peter, she has Lou Gehrig’s Disease.

He’s rightly picking on Donald Trump, who has a) been a particularly bad epistemologist, and b) should be held to a higher standard because he’s the president.

But the truth is that we’re all in the same boat: we believe what we hear from what we believe are reputable sources (because we heard those sources were reputable from sources we believed to be reputable). Most of our knowledge we take on faith from other people. In essence, we can’t simply know the truth in a vacuum; we depend on the context created by our culture, language, and personal experience. It’s only by trusting others that we can stand on the shoulders of giants.

What’s so special about science is that the standards are higher than in other domains. Knowledge has been carefully curated over generations by fallable humans engaged in a particular subculture of society. To the extent science makes good predictions, it creates value in society, and to the extent it can verify and capture that value, its practitioners get funding and get taken (mostly) seriously by the educated public.

You might notice that there are many places where science can go wrong. And the history of science is replete with blind alleys and shameful episodes. But also glorious advances in our knowledge, capability, and humanity. The same is true of all areas of life that deal with knowledge from politics and journalism to how you clean your kitchen. To the extent we see both competition and cooperation (in a variety of institutional forms) we will tend to see knowledge and truth converge. (I think.)

In this respect, we’re all, essentially, in the same boat. We should expect fallability and adopt a humble attitude. As surely as I want to believe John Oliver’s portrayal of current events (most of the time), I’m not about to fly to DC to check things out for myself.

Because, this isn’t about belief, it can’t be… Faith and Fact aren’t like Bill Pullman and Bill Paxton. When you confuse them it actually matters. Real people get hurt when you make policy based on false information.

We face trade offs when it comes to knowledge. Received wisdom might be correct enough to operate a bed and breakfast. But we’ve created real fragility in our political system by vesting so much power in the White House. It means that the standard of truth has to be so high that not even a crazed billionaire hell-bent on becoming president (a segment of society usually celebrated for their levelheadedness!) can be trusted to pursue.

Let me sum up:

  1. Our knowledge is always based on the trust we place in others. As such we can be more or less certain about any thing we might know. I am very certain (0.99×10^-100) that gravity exists and keeps me rooted to the earth, but less certain (0.05) that I am organizing my bookshelves correctly.
  2. We can, and do, have different standards of truth in different areas of our lives. I don’t make any important decisions that don’t account for the severity of gravity. But I’m not going to sweat it if I put a new book on an inappropriate shelf.
  3. We absolutely need to hold our government to very high standards. Nuclear weapons are scary, but lesser powers also call for very high standards. The level of certainty I’d insist on for nukes is at least an order of magnitude higher than the level for regulating pollution. But the level of certainty for the latter is orders of magnitude higher than might be possible under alternative arrangements.
  4. At the same time, we have to accept our own fallability, particularly when it comes to our ability to accurately know the truth. But that’s no reason to be nihilistic; it should inspire a striving for constant improvement in general (while making the appropriate trade offs on the margin).

Carta de Voltaire dirigida a Rousseau, em resposta a ele

Um excelente texto mostrando o contraste entre dois conceitos de liberdade. Voltaire representa a liberdade do liberalismo clássico: o indivíduo deve ser livre de constrangimentos externos, ser livre para buscar sua concepção individual de felicidade. Rousseau representa outra concepção de liberdade: o indivíduo só será livre se acatar um conceito de felicidade que os demais irão lhe impor. Rousseau está por trás de basicamente todas a ditaduras estabelecidas desde então, principalmente as de esquerda, formadas por pessoas de bem que sabem o que é bom para os outros, que falam que o capitalismo só cria problemas e que deveríamos fazer um governo mais “democrático”. Em outras palavras, pessoas chatas, agressivas, que não respeitam as decisões alheias e sentem uma incontrolável vontade de ensinar para os outros o que é bom.

30 de Agosto de 1755

Recebi, senhor, vosso novo livro contra o gênero humano, e vos agradeço por isso. Vós agradareis aos homens, sobre quem fala vossas verdades, e não os emendará. Ninguém poderia pintar um quadro com cores mais fortes dos horrores da sociedade humana, para os quais nossa ignorância e debilidade tem tanta esperança de consolo. Ninguém jamais empregou tanta vivacidade em nos tornar novamente animais: pode-se querer andar com quatro patas, quando lemos vossa obra. Entretanto, como já faz mais de sessenta anos que perdi este costume, percebo, infelizmente, que é impossível recomeçar, e deixo essa maneira natural àqueles que são mais dignos que vós e eu. Já não posso mais embarcar para encontrar os selvagens do Canadá, em primeiro lugar, porque as doenças de que sofro me prendem ao redor do maior médico da Europa, e não encontraria a mesma assistência junto aos Missouris. Em segundo, porque a guerra está sendo travada lá naquele país, e o exemplo de nossas nações tornou os selvagens quase tão perigosos quanto nós. Devo me limitar a ser um selvagem pacífico, na solidão que escolhi, perto de vossa pátria, onde vós devíeis estar.

Concordo convosco que a literatura e as ciências causaram ocasionalmente muitos danos. Os inimigos de Tasso fizeram de sua vida uma longa série de infortúnios. Os de Galileu fizeram-no gemer dentro da prisão, aos setenta anos de idade, por haver entendido como a Terra se movimenta; e o que é ainda mais desonroso, obrigaram-no a desdizer-se. Desde que vossos amigos começaram a publicar o Dicionário Enciclopédico, os rivais os desafiam com o tratamento de deístas, ateus e mesmo de jansenistas.

Se porventura eu puder me incluir entre aqueles cujos trabalhos não trouxeram mais do que a perseguição como única recompensa, poderei mostrar-vos o tipo de gente perseguidora que me prejudica desde que produzi minha tragédia Édipo; uma biblioteca de calúnias ridículas impressas contra mim. Um ex-padre jesuíta, que salvei da desgraça total, me pagou o serviço que lhe prestei com um libelo difamatório; um homem, ainda mais culpado, imprimiu minha própria obra sobre o século de Luís XIV com notas nas quais a mais crassa ignorância vomitou as mais baixas imposturas; um outro, que vendeu a um editor, usando meu nome, alguns capítulos de uma pretensa História Universal; o editor, ávido o suficiente para imprimir esse amontoado de erros crassos, datas erradas, fatos e nomes mutilados; e, finalmente, os homens covardes e vis o suficiente para me responsabilizar pela publicação desta rapsódia. Eu mostrar-vos-ei a sociedade contaminada por este tipo de homens – desconhecido em toda a antiguidade – que, não podendo abraçar uma profissão honesta, seja de trabalho manual ou de serviço, e desafortunadamente sabendo ler e escrever, se tornam agentes literários, vivem de nossas obras, roubam os manuscritos, alteram-nos, vendem-nos. Eu poderia lamentar-me porque fragmentos de uma zombaria, feitos há pelo menos trinta anos, sobre o mesmo sujeito que Chapelain foi burro o bastante para tratar seriamente, circulam hoje pelo mundo, graças à traição e avareza desses infelizes, que misturaram suas grosserias às minhas pilhérias, e preencheram as lacunas com uma estupidez equiparada somente à sua malícia e que, ao cabo de 30 anos, vendem por toda parte um manuscrito que é apenas deles, e digno tão somente deles.

Eu poderia acrescentar, em último lugar, que roubaram uma parte do material que eu juntei nos arquivos públicos para usar na História da Guerra de 1741, quando era historiador da França; que venderam a uma livraria de Paris esse fruto de meu trabalho; que nessa época invejaram minhas posses, como se eu estivesse morto e pudessem colocá-las à venda. Eu poderia mostrar a ingratidão, a impostura e o roubo me perseguindo por quarenta anos, do pé dos Alpes ao pé do meu túmulo. Mas o que eu concluiria de todos esses tormentos? Que não tenho o direito de reclamar; que o Papa, Descartes, Bayle, Camões e centenas de outros sofreram injustiças iguais, ou ainda maiores; que este destino é o de quase todos daqueles que foram inteiramente seduzidos pelo amor às letras.

Admita, senhor, que estas coisas são pequenas desgraças particulares de que a sociedade pouco se apercebe. Que importa para a humanidade que alguns zangões roubem o mel de poucas abelhas? Os homens das letras fazem grande estardalhaço de todas estas pequenas querelas, enquanto o resto do mundo ou os ignora ou disso gargalha.

De todos os desgostos afetando a vida humana, esses são os menos graves. Os espinhos ligados à literatura, ou um pouco menos de reputação, são flores quando comparados aos outros males que a todo momento inundam a terra. Admita que Cícero, Varrão, Lucrécio ou Virgílio não tiveram a menor culpa nas proscrições. Mário era um ignorante, Sila, um bárbaro, Antônio, um crápula, o imbecil Lépido leu um pouco de Platão e Sófocles; enquanto Otávio César, covardemente apelidado de Augusto, esse tirano sem coragem, agiu apenas como um assassino detestável no momento em que privou a sociedade dos homens de letras.

Admita que Petrarca e Boccaccio não fizeram nascer os problemas da Itália; que as brincadeiras de Marot não produziram São Bartolomeu, e que a tragédia de Cid não produziu a guerra da Fronde. Os grandes crimes são cometidos apenas pelos grandes ignorantes. O que faz e fará sempre deste mundo um vale de lágrimas é a avidez e o indomável orgulho dos homens, desde Thamas-Kouli-Kan, que não sabia nem ler, até um oficial de alfândega, que não sabe nem contar. As letras alimentam, endireitam e consolam a alma; elas vos servem, senhor, durante o tempo que escreveis contra elas. Vós sois como Aquiles, que se encolerizava contra a glória, e como o padre Malebranche, que, com sua imaginação brilhante, escrevia contra a imaginação.

Se alguém tem o direito de queixar-se da literatura, sou eu, porque em todos os momentos e em todos os lugares ela serviu à minha perseguição; mas deve-se amá-la, não obstante o mau uso que dela fazem; como deve-se amar a sociedade na qual tantos homens maldosos corrompem os suscetíveis; como deve-se amar a sua pátria, mesmo que ela nos trate com alguma injustiça; como se deve amar o Ser Supremo, apesar das superstições e do fanatismo que desonram tão freqüentemente o seu culto.

M. Chappuis disse-me que vossa saúde anda muito mal, deveis restabelecê-la na terra natal, aproveitando junto à sua liberdade, beber comigo o leite de nossas vacas, e passear em seus campos.

Muito filosoficamente e com a mais alta estima, etc

On the trade off between the rule of law and lower taxes

The recent Carrier deal has caused some controversies in liberty-oriented circles. For example, The Mises Institute published a defense of the deal, arguing (along other lines, please read the article yourself):

there is nothing inherently wrong with an administration focused on keeping jobs in America — especially if this is accomplished by relieving tax and regulatory burdens.

The point I wish to make here is a general point, so I won’t go into the specifics of the Carrier deal. Among other reasons: I don’t know the specifics of the deal (I don’t know the content and I don’t know how the deal came to pass.) What I wish to do here is to argue the general case on how to view these kinds of tax exceptions.

The point we ought to remember, I think, is that there are a trade offs between two important liberal values, although they are important in different ways. On the one hand, we have the idea of rule of law, the idea that the law is general, not specific, applies to everyone rather than some, and that it’s not designed to favor some because it should serve an open-ended order. Things that contribute to such a legal order are ipso facto prima facie good, things that take away from such a legal order are ipso facto prima facie bad.

On the other hand we have the idea that taxes are bad. Things that lower taxes are prima facie good, things that increase taxes are prima facie bad.

But neither of these things trump all other considerations. Let me give you two examples.

  • Suppose there was a law that said that the taxes on, for example, business started by family members of politicians are automatically exempted from taxes. Would this be a good law?
  • Suppose there was a law that said that everyone has to be drafted and has to serve mandatory military service overseas, except the family members of politicians. Again: would this be a good law?

In both of these questions, the answer depends on the liberty-inspired framework you use to answer the question. If you think the value of the rule of law outweighs the value of individual liberty of those family members (who are, after all, not responsible for the actions of their political family members) than you think these are bad laws. If you think the increase in individual liberty for those family members is more important than the violation of a rule of law principle, than you think these are good laws. My point is not to say how one should determine this, my point is that there are two liberty-inspired frameworks that can justify an outcome, and both of these frameworks are relevant in determining what kind of laws we ought to support.

To make the issue slightly more applicable: is the increased damage on the rule of law (created by allowing a specific exception on the general laws on taxes) larger or smaller than the benefits that allow a company to have less taxes?

Some people have tried to argue by analogy – for example, comparing it to the draft. The problem is that analogies quickly run into the problem of changing the relative values of the two important concepts. For example: is it a good thing that women are exempted from the draft? Yes, this seems like obviously a good thing. Would it be a good thing that male children of politicians would be automatically exempted from the draft? This seems like less obviously a good thing.

Would it be a good thing if white people were automatically exempted from the draconian drug laws? Maybe it would, but maybe that also lowers the chance of getting rid of the drug laws altogether. Different margins matter in these kinds of evaluations.

The wrong thing to think is that all policies are pro tanto good just because they increase liberty on some margin for some people, especially if this allows for the prolonging of bad policies by the current ruling class. Some policies can be bad on some margins and good on others and reasonable people can disagree whether the complete net effect of this is good for all.

Maybe it’s a good thing that some people are exempted from evil laws (such as taxes), but it’s not good that the political class gets to choose who does so. Because those who will be exempted will be those who are connected to the political class. So one can absolutely like lower taxes, oppose politicians’ power to choose who is exempted and oppose that, and still be happy for a company that they got a tax cut. (Unless, of course, the company itself is evil. This is certainly possible if they are partners in, for example, the wars that the USA commits.)

So tl;dr. As I posted somewhere on facebook:

Rule of law and lower taxes are two good things. A president (or important person connected to the ruling class such as the president elect) getting to pick and choose winners isn’t desirable, but a tax break is. A higher tax isn’t desirable, but a rule of law is.

Trying to argue the case based on principle seems wrong. It depends on the margins. In the case of the draft, the margin *against* rule of law seems important enough to say it’s a clear victory for liberty to not have women included.

In the case of tax breaks, this is less obvious and reasonable people can come out on different sides of this, I think.

Socialism is just a new form of slavery

When Fidel Castro died he was totally alone. It doesn’t matter if relatives or friends were standing beside him: in the end, we are all alone. We experience the world through our sense of perception. Of the things themselves we have no experience. On the other hand, all humans have perception of themselves. We just know that we are. This self awareness is a fundamental aspect of what it is to be human. Castro’s death already received a lot of attention, but I believe it is a moment really worthy of reflection. Under his half-century regime millions died or suffered, and it’s always important to remember that we are talking about a little country, an island in the Caribbean. Cuba was one of the most prosperous nations in the Americas, and today it is one of the most miserable.

It is really sad to see that most of my colleagues are unable to call evil by its name. In the mid-nineteenth century Karl Marx predicted that capitalism was going to collapse because of its internal contradictions. He was not saying that he wanted capitalism to collapse. He was saying that this was a scientific fact, as sure as the next eclipse predicted by an astronomer. Capitalism, of course, didn’t collapse. Marx’s economic theory was simply nonsensical, and was contradicted by logic and facts. But Marxists couldn’t admit it. Instead they replaced economics with culture, and the working class with Others as the oppressed. Blacks, women, Native Americans, underdeveloped countries and many others became the new oppressed class. Fidel Castro fit beautifully in the Marxism of the New Left. He was the charismatic dictator of the charming island nation of Cuba. The US, ruled by leftists in the 1960s and 1970s, was unable to give a consistent answer to it. Latin America, ruled by dictatorships that the left called “right” (no one wants to take their dictators home), was also not in place to contrast the evils of the Castro regime. A perfect storm.

Castro, for all we know, died with no regrets for the evils he committed in life. Political commentators say that history will judge him. But this is a lie. History can’t judge anyone. Only people can judge people. And it is fundamental that political commentators today judge Castro for all the evil he has done. Castro didn’t kill people in Cuba only. He supported, in one way or another, brutal regimes all over the world, mostly in Latin America. To this day he is partly responsible for the evils of Foro de São Paulo. But many political commentators insist in the lie that in Cuba there’s true freedom: they have enough to eat, universal healthcare and universal education. Why would they want freedom?

Freedom is the fundamental state of human beings. We are, in the end, all alone. Of what goes in our hearts, only we are aware of. Sometimes not even us. All of us make choices based on knowledge that’s unique. Circumstances of time and space shape the choices that we make. And life is made of choices. Marxism, socialism, and all forms of statism go against these fundamental truths.

People in Cuba are not free. They are all slaves to the Castro family. Some people want to have life in a cage, as long as they receive food every day. Of course this is a lie. In order to live in a cage you need to have someone outside the cage bringing the food. Someone has to be free. This person becomes your slave as well, and this constitutes a fundamental contradiction of socialism: Alexis de Tocqueville mentioned that socialism is just a new form of slavery. In slavery someone is forced to work for somebody else under the threat of physical violence. Under socialism everybody is forced to work for everybody else. Let’s hope that Castro’s death may help put socialism in the past, where slavery is, and that Latin America may finally see the light of freedom.

Identity Politics, the Alt-Right, and Empathy in Cultural Discourse

“Identity politics” have been an intensely large obsession of the American left or the past forty or so years. Academic leftists have devoted their entire careers and even the organizations of their departments to studying notions of identity and the specific history and interests of certain identity groups—such as women’s studies, African-American studies, and other similar programs. The Democratic Party has put special emphasis on mobilizing various minority groups based on identity, focusing on “Women’s issues” such as abortion or “the needs of the African-American community” such as police reform or “gay rights” to get a certain of segment of voters to turn out in elections.

Yet, with the election of Trump, many moderate leftists are questioning the utility of identity politics. Mark Lilla had a prominent recent piece in The New York Times declaring the “end of identity liberalism.” Lilla’s main criticisms of identity politics focus on it as a “strategic mistake” in electoral politics and how it has made liberals and progressives “narcissistically unaware of conditions outside of their self-identified groups,” particularly white, middle class, working men in the Midwest. Matt Yglesias, meanwhile, responded by sounding off that all politics is identity politics, people always organize themselves in interest groups, writing that “any plausible account of political behavior by actual human beings needs to concede that politics has always been practiced largely by mobilizing people around salient aspects of group identity rather than detailed policy proposals.” The left, he says, can’t abandon identity politics because “[t]here is no other way to do politics than to do identity politics.”

Those on what is traditionally considered the “right” end of the political spectrum (ignoring the specific phenomena of Trump voters and alt-righters, that is) tend to be dismissive of the whole project of identity politics. This approach is embodied by Robby Soave’s recent article in Reason claiming that identity politics is just a form of tribalism that seeks to subvert individual rights and overall social welfare to  the tribalist demands of some salient group people self-identify with. Soave also sees the rise of Trumpism as itself a form of identity politics for white men, a claim which I’ll address at length in a moment.

What is one to make, then, of identity politics in the Trump era? First, it seems there is considerable confusion about what identity politics even is in the first place. Lilla, for an example, seems to imply that the left’s obsession with appealing to minority political coalitions is merely a strategy for winning elections. Soave thinks it’s pure tribalist and collectivist ideology, and Yglesias defines it so broadly that any political mobilization at all is considered identity politics. How are we to understand what operative definition of what is commonly called “identity politics” is most useful, or at least is closest to how its commonly used in political discourse?

Lilla and Yglesias understanding, it seems, misses the point about why so many leftists are so passionate about identity politics. People who are interested in cultural dramas and issues related to group identity are not just Democratic strategists in campaign war-rooms, but, as I mentioned earlier, academics, and “true believer” bleeding-heart progressive activists. It seems to me that identity politics—at least at first (and still is in the minds of the true believers post-1960s progressivism)—is not about an election strategy. It’s certainly become that for Democratic strategists, but it originally was motivated by the old liberal concern with ending the misery for stigmatized groups. Identity politics is not merely a political strategy, but a strategy the left used for getting rid of racism, homophobia, and otherization of outgroups in society at large.

The idea is like this: try to get, for example, white people to sympathize with black people by getting whites to recognize that black people have their own meaningful web of cultural associations which is just as valid as those of the dominant culture. Its roots are in cultural studies academia, such as the writings of Judith Butler and Nancy Fraser. Essentially, identity politics is rooted in philosophical attempts to end prejudice through emphasizing “cultural recognition” of despised groups. As Richard Rorty wrote in describing this strategy:

It helps, when trying to recognise a common humanity in a person of another gender, class, or ethnicity, to think of them as having as rich an inner life as one does oneself. To picture such an inner life, it helps to know something about the web of memories and associations which make it up. So one way to help eliminate prejudice and erase stigma is to point out that, for example, women have a history, that homosexuals take pride in belonging to the same stigmatised group as Proust, and that African-Americans have detailed memories of the battles which make up what Russell Banks calls “the three hundred year War Between The Races in America” – the sort of memories whites are currently learning about from Toni Morrison’s novels. It helps to realise that all such groups wrap a comforting blanket of memories and traditions, customs and institutions, around themselves, just as do classical scholars, old Etonians, or members of the Benevolent and Protective Order of Elks.

Thus treating identity politics just as a way to get electoral coalitions out to vote, and also (as Soave does) as simply tribalism ideology when it was started as a strategy to mitigate tribalism, misses the point about why the left is so passionate about these cultural issues. It isn’t simple collectivism nor Machiavellian political strategy, but (hopefully) genuine concern for stigmatize groups that mobilizes this obsession.

Of course, as Rorty well-recognized, this way of ending prejudice is not the only way nor is it the most effective. First, it does make the left appear as this overly sensitive “politically correct” group of elitists who care little for the concerns of working class whites. As Rorty wrote that the left’s preoccupation with cultural identity politics would mean “the straight white male working class in America may find it tempting to think that the leftist academy is uninterested in its problems.” Indeed, most of why Lilla is concerned that identity politics has failed so spectacularly as an electoral strategy is that it has isolated progressives from middle America.

More importantly, however, is that emphasizing cultural difference has failed spectacularly at its initial aim of ending prejudice. The whole point of Soave’s Reason column is that leftist identity politics has become its own form of tribalism and have given rise to the right-wing identity politics of Trump. Not only have leftists often gotten so caught up in the identity politics language game that they call their own (such as Bernie Sanders) white supremacists for not playing along, it has created its own prejudice backlash. If your way of getting straight white males to recognize non-straight white males as worthy of equal treatment is to say “Those who are unlike you have different cultural values that are worth being celebrated and protected,” the response of straight white males is to say “Do not I also have a different culture worthy of being celebrated and protected?”

Indeed, this type of rhetoric is at the heart of the rise of the alt-right. It isn’t mere hatred of others that is animating this new populist, fascist movement (though that is certainly a concerningly large part of it), it is that they are making this hatred seem legitimate by couching it in terms of advancing “white interests” in a very similar rhetorical manner that the left has pushed the interests of minority groups. Richard Spencer’s “mantra” for the alt-right is “race is the foundation of identity” (emphasis mine) and calls himself an “identarian.” Even outside the small niche of the alt-right, average Trump voters often say they want a way to express and defend their identity—whether it is in the form of white nationalism or in forms of defending Christian “religious liberties” as its own identity coalition against gay rights.

Soave is correct that left-wing identity politics has given us this right-wing identity politics, and it is something Rorty himself saw as a potential consequence of this approach. In his 1998 book Achieving our Country, he explicitly predicted that the white working class would become disconnected from the academic left, and would “start looking around for a strongman to vote for—someone willing to assure them that, once he is elected, the smug bureaucrats, tricky lawyers, overpaid bond salesmen, and postmodernist professors will no longer be calling the shots[.]” He also predicted that when this strongman assumes office, “gains made over the past forty years by black and brown Americans, and by homosexuals, will be wiped out.” It is no coincidence that this sounds quite a bit like Trump.

It’s not surprising that emphasizing differences between the majority and a scapegoated group would mean that the majority group would start taking “pride” in its difference from the scapegoated. Of course, anyone who understands systemic power structures or how sociological hierarchy works understands why this response is not the same. There is a difference between cherishing the cultural differences of a scapegoated minority and using institutional power to coercively protect the cultural interests of the majority group at the expense of the minority. But you can’t expect a white adolescent basement-dwelling troll on 4-Chan or even a working class white voter from central Michigan to understand and fully internalize that difference, and they are likely to be very reluctant or overtly hostile to acknowledging it. All the alt-right has done is take identity politics and turn it against its original aim to advance the exact tribalism leftists have been trying to use identity politics to end.

A better strategy the left could have used was the strategy the old left used through classical feminism, abolitionism, the sixties Civil Rights movement, or some new progressives through the more pop-culture current of the gay rights movement. Rorty describes it beautifully:

Another way is to get the prejudiced to see the stigmatised as having the same tendency to bleed when pricked as they themselves: they too worry about their children and parents; they are possessed by the same self-doubts, and lose self-confidence when humiliated; their difficulties in moving from one stage of life to another are much like everyone else’s, despite the fact that their life-chances may be minimal. These ways of emphasising commonality rather than difference have little to do with “cultural recognition.” They have to do with experiences shared by members of all cultures and all historical epochs, and which remain pretty much the same despite cultural change.

There’s no real way for bigots to co-opt this approach to advance their bigotry. In fact, it explicitly avoids framing the discussion not as some necessary “culture war” between an oppressive majority and an oppressed minority as current identity politics rhetoric implies and alt-right identitarians have assumed as their rallying cry. Instead, it emphasizes the need to end culture wars in the first place by progressing people’s sentiments to stand in solidarity with an ever-growing chunk of humanity—it seeks to replace simple identity with empathy.

Is this approach still in the vein of “identity politics” as we currently understand it? If we take Yglesias’ understanding, sure it still “concede[s] that politics has always been practiced largely by mobilizing people around salient aspects of group identity,” but it seeks to make salient aspects of group identity as banal as possible, to make people stand in solidarity based off empathy for everyone’s common human shortcomings rather than based off who they happen to be culturally similar to, to make one’s ingroup as inclusive as impossible. It certainly isn’t tribalist or collectivist as Soave is concerned. Though it still recognizes diversity as important, Rorty still explicitly says that we should see this diversity “as a diversity of self-creating individuals, rather than a diversity of cultures[.]” This liberal (and classical liberal as I see it as drawing off of Hume, Smith, and Mill more than anything) vision is one that is both pluralistic and individualistic.

Is this, however, a winning electoral strategy, as Lilla is concerned? I’m not sure. Tribalist urges of racism are certainly very powerfully woven into how humans have psychologically evolved, and perhaps in our current broken discourse of race relations it isn’t the best electoral strategy. There is, however, some reason for optimism; popular support for gay rights is at an all-time high, after all, and this was probably more a function of the victory of emphasizing the similarity of love between gays to that of straights then getting straight allies to march in gay pride parades. Regardless of electoral outcomes, shouldn’t the goal of civil discourse not be to win elections, but to ensure the most just, peaceful, and prosperous civil society—the zero-sum game of coercive politics be damned? Leftists should try to change the current broken discourse, rather than try to work within it to gain political power.

The Homo Economicus is “The Body” of the Agent

The model of the decision-making agent known as homo economicus is a trivial truth, but not a misconception. All agents are supposed to maximize the utility of their resources – that is true in every geography and in every age. But because it is a tautology, it is a mistake to give to the deductions brought about from this sole model the value of a description of a particular reality. As Wittgenstein had pointed out in his Tractatus, the tautologies do not convey any relevant information of any particular world, but of every possible world. The error consists on qualifying a common note to every possible situation as a distinctive characteristic of a particular set of events. To say that every agent acts to maximize his utility is true, but to state that this observation tells us something of a particular world that distinguishes it from every other possible world is the most extended misconception about the use of the model of the rational agent.

In another post, I mentioned the importance of having a body in order to develop a personal identity. In the same line as Hayek’s Sensory Order, the body enables us with the most elementary system of classification that makes our perceptions possible, or – to express it in a more radical empiricist strain – that brings the experience to happen. Upon this system of classification will sediment more abstract layers, or degrees, of systems of classification. Our knowledge is expressed at a level of abstraction that our mind can handle, whereas the law, the market, and the language are examples of phenomena that might achieve increasing degrees of complexity that mark blurred boundaries to our knowledge. The former are named “simple phenomena” and the latter “complex phenomena” in the Hayekian terminology. Our personal identity is continuously developing on that stratus set between the simple and the complex phenomena.

In this sense, we need the conclusions brought about by the rational agent model as the stem upon which lay further strata of increasingly complex analysis. Paradoxically, the more particular the social reality we seek to describe, the more abstract has to be our layer of analysis. Notwithstanding, it would be impossible to us to conceive any image of the social experience if we lack of the fixed point of the rational agent model.

Max Weber’s ideal types could be interpreted as instances of social arrangements based on the rational agent model, which incorporate particular – and abstract – characteristics depending on the historical circumstances under scrutiny. At the bottom of both adventurous capitalism and traditional society, beneath successive strata of different social and institutional designs, we will find an agent who maximizes utility. Perhaps that is why the term “rational capitalism” is so controversial. If rationality concerns subjective reason, then rational capitalism encloses a circular definition.

In this line of ideas, I hope this quick reflection might shed some light upon the old discussion about instrumental rationality and substantive reason. Since the instrumental rationality is common to every possible world, we might look for the substantive reason that gives order to this actual world in the increasing layers of complexity that reach degrees of abstraction that are superior to the subjective reason. Although that does not mean that we will ever be able to find it.

O que é socialismo?

Alguns posts atrás fiz uma exposição sobre o que é capitalismo, e também procurei expor e desmistificar alguns equívocos a respeito dele. Nos próximos posts pretendo fazer algo semelhante com o socialismo: explicar o que é e desfazer alguns mitos e equívocos. Falando a respeito de capitalismo, expliquei que esta palavra é utilizada de forma bastante livre, e assim há muitas variedades de capitalismo. Optei por expor um tipo de capitalismo associado ao pensamento de Adam Smith e à tradição liberal, algo que pode ser chamado de liberdade econômica, liberdade de mercado ou liberdade de escolha. O socialismo também aparece em variadas formas. O que exponho aqui é a variedade associada a Karl Marx. Marx foi um historiador, filósofo e sociólogo, mas o que me interessa aqui é principalmente sua teoria econômica.

A teoria econômica de Marx começa com a teoria do valor trabalho. De acordo com esta pressuposição, o que dá valor a um produto é a quantidade de trabalho envolvida na produção. Em outras palavras, o trabalho (trabalho braçal, entenda-se) é a fonte de todo valor. Esta percepção de valor trabalho pressupõe uma ligação entre mais valia e acumulação de capital. Marx argumentou que toda a riqueza é fruto do esforço dos trabalhadores. No entanto, os trabalhadores não recebem um salário correspondente ao valor pelo qual sua produção é vendida. Na percepção liberal, a diferença entre custo de produção e valor de venda é chamada de lucro. Na percepção de Marx, isto é mais valia: os donos das fábricas (ou donos dos meios de produção) enriquecem a custa do esforço dos trabalhadores. Mas esta é uma relação insustentável: para lucrar os empresários precisam pagar aos trabalhadores o mínimo possível, somente o suficiente para garantir a sobrevivência e reprodução dos trabalhadores. Com o tempo, os lucros iriam cair, o capital (ou os recursos de produção) iriam se concentrar em poucas e imensas fábricas (fabricas menores seriam levadas à falência pela competição), haveria dificuldade de transferência de capital (os investimentos seriam cada vez menos rentáveis), o número de desempregados se elevaria, a capacidade de venda cairia, crises cada vez mais profundas e frequentas ocorreriam, todo o sistema iria inevitavelmente chegar ao fim. Uma sociedade socialista, onde os trabalhadores seriam donos dos meios de produção, surgiria.

No coração da teoria econômica de Marx está o conceito de mais valia: os trabalhadores não recebem o que merecem pelo seu trabalho. Ao invés disso, eles são explorados pelos patrões. Acredito que esta noção de exploração comove muitas pessoas, mas ela não faz o menor sentido. Marx não está dizendo que alguns patrões exploram os trabalhadores. Ele está dizendo que, por definição, todos os patrões exploram os trabalhadores, pois retém na mais valia uma riqueza que não lhes pertence.

A pedra fundamental da teoria econômica de Marx é a teoria do valor trabalho: o que confere valor a um produto é o trabalho que se tem para produzi-lo. Daí que necessariamente haja exploração. Mas a teoria do valor trabalho está certa? Ela corresponde à realidade? Acredito que está bem claro que não: posso ter muito trabalho para produzir uma escultura de palitos de fósforo no meu quintal, e nunca conseguir vende-la, pois ela não tem valor para mais ninguém. Todo o meu trabalho, todo o meu esforço, é inútil e sem valor se eu não estiver produzindo algo que seja do interesse de outra pessoa. Além disso, a revolução marginalista do final do século 19, e particularmente a Escola Austríaca, veio demonstrar que valor é algo subjetivo e sujeito a condições de tempo e espaço.

A questão clássica a respeito de valor é: “porque diamantes, que não alimentam, são tão caros, enquanto que água, que é essencial à vida é tão barata?”. A resposta do valor trabalho é que dá muito trabalho conseguir diamantes, enquanto que água literalmente cai do céu. Mas esta resposta é incompleta: em alguns lugares água não cai do céu. No deserto do Saara, morrendo de sede, uma pessoa pode trocar muitos diamantes por copo de água. Em outras palavras, se a teoria do valor trabalho está correta, então há um valor objetivo: é possível calcular com precisão o valor de alguma coisa considerando o trabalho empregado em sua produção. Mas é manifesto que isto não é verdade: produtos tem seu valor afetado por muitas circunstâncias, e o esforço empregado na produção pode não ter qualquer relevância no valor final.

A conclusão é simples: se a teoria do valor trabalho está errada, toda a teoria econômica de Marx está errada. Isto quer dizer que patrões nunca exploram seus empregados? Claro que não! Isto quer dizer apenas que esta exploração não ocorre segundo a explicação de Marx.

As previsões de Marx (salários menores, maior desemprego, crises econômicas recorrentes e profundas) foram desmentidas uma a uma: a Europa do final do século 19, progressivamente marcada pelo liberalismo econômico, experimentou uma prosperidade impar em sua história. Num quadro mais amplo, nações que optam pelo liberalismo econômico prosperam, e principalmente prosperam os trabalhadores. Basta comparar Coreia do Norte e Coreia do Sul, China e Hong Kong, Alemanha Ocidental e Alemanha Oriental, EUA e URSS e assim por diante. Entendo que muitas pessoas se encantam com o marxismo (e como o socialismo) por se apiedarem das condições muitas vezes precárias dos trabalhadores. Porém, não basta ter o coração no lugar certo. É fundamental ter uma compreensão correta da realidade. Caso a exploração dos trabalhadores seja uma preocupação para você, sugiro considerar o capitalismo e esquecer qualquer forma de socialismo.

Peter Singer vs The Poor

I am new at Notes On Liberty, graciously invited by Brandon Christensen. I’ll be blogging about a range of things, some of which will include political philosophy.

I am currently working on a paper on Peter Singer’s famous “Famine, Affluence and Poverty” paper that argues that we have a moral obligation to donate a lot of our current holdings to poor people. His argument is pretty straightforward.

Premise 1: I begin with the assumption that suffering and death from lack of food, shelter, and medical care are bad.

Premise 2: if it is in our power to prevent something bad from happening, without thereby sacrificing anything of comparable moral importance, we ought, morally, to do it. By “without sacrificing anything of comparable moral importance” I mean without causing anything else comparably bad to happen, or doing something that is wrong in itself, or failing to promote some moral good, comparable in significance to the bad thing that we can prevent. This principle seems almost as uncontroversial as the last one. It requires us only to prevent what is bad, and to promote what is good, and it requires this of us only when we can do it without sacrificing anything that is, from the moral point of view, comparably important. I could even, as far as the application of my argument to the Bengal emergency is concerned, qualify the point so as to make it: if it is in our power to prevent something very bad from happening, without thereby sacrificing anything morally significant, we ought, morally, to do it.

Example: An application of this principle would be as follows: if I am walking past a shallow pond and see a child drowning in it, I ought to wade in and pull the child out. This will mean getting my clothes muddy, but this is insignificant, while the death of the child would presumably be a very bad thing.

And therefore, he concludes, there is a strong moral imperative to donate a lot of money to poorer people who are in dire need of assistance.

However, there seems to be something obvious that is overlooked, something that I haven’t encountered in the literature on the topic. Namely, Singer discusses the implications this principle has for rich people, they have to donate a lot of money, because being poor and suffering because of lack of food is bad. However, this principle doesn’t limit itself to creating obligations for those in affluence. It should, ipso facto, also create implications for those in poverty.

Premise 1: Poverty and the suffering it causes is bad. (It seems hard for Singer to disagree with this.)

Premise 2: If it is in our power to prevent something bad from happening, without sacrificing something of comparable moral worth, we ought, morally, to do it.

Ok, fair enough. But if poverty is bad: why doesn’t this principle create a very strong moral obligation for people in poverty to not get children (and thus putting more people in this situation?) Maybe one could argue that getting children is a great moral good (or that not getting children is a great moral evil), but it seems weird to say that putting people into something that (by implication of Singer’s views) is considered a great moral evil is somehow a good thing.

So if I am right, Singer needs to accept that his views create a strong moral obligation towards poor people not to get children.

Even more so. If this is the case, it follows that everyone every has a strong moral implication not to get children, because we will always be poorer than we’ll collectively be 100 years in the future. (Were the original cave dwellers immoral people for getting children then?)

Maybe one can argue that even though suffering is bad, but on net, a human life is still a good thing. The marginal choice leads us to say ‘we need another life’ (that’s on net good) but when a specific human life is in need, we need to help that life, on that margin, because on that margin, we can still alleviate suffering (which is generating ‘less bad and more good’). The issue with this line of argument seems that it has a very strong assumption that a life is, on net, a good thing. But even ignoring that, it does open the gate towards a comment from the ‘rich people’ to say: ‘well, if those parents don’t have a moral obligation to not get children because on net a human life is still worth living, even if there is some suffering, why do we have an obligation then to help at the point of suffering? The life, on net, was still a good life.’ (This point follows from the assumption that it isn’t unethical for those parents to get children, despite their poverty and the suffering that results from it.)

I invite any and all comments on this issue.

Some afterthoughts on Rio Paralympics

Paralympics are over, and with them the cycle of Olympic Games in Rio de Janeiro. Once again the city was able to put up a good show, and thankfully all went well in the Cidade Maravilhosa. But not everything is alright in Rio: even more than the Olympics, the Paralympics were able to show the contradictions between the city where we live everyday and the city of the event: Rio is not welcoming for people with disabilities.

At least in Brazilian Portuguese, political correctness has done a mess with vocabulary concerning the kind of people who compete in Paralympics. We are not supposed to say they are disabled (don’t even think about saying they are crippled!). I think the correct vocabulary today is, as I used, “people with disabilities.” But even that is under political correct scrutiny, so it seems. All this discussion about words springs from cultural Marxism, postmodernism, relativism and the belief that there’s nothing objective beyond our vocabulary. But words can’t hide the reality: Rio is unequal. The way it treats the blind, the lame, and even the elderly or the young, is completely different from the way it treats people in middle-age and more able to walk. And all that despite strong legislation in this area.

One of the greatest debates in political philosophy in the 20th century happened between American philosophers John Rawls and Robert Nozick. Trying to build on classical liberal foundations (but moving to egalitarian liberalism), Rawls pointed out that “equality was supposed to be the moral benchmark for social and political institutions, and that any deviation from equality had to be specially justified.” Nozick answer was that liberty upsets patterns. Even if we have a starting point in society where we have a perfectly equal distribution of goods or assets, the moment that we allow people to be free to make their own choices (as liberalism prescribes) they are going to make choices we cannot possibly predict, and these choices are going to upset any kind of pattern we established in the first place. That happens because each one of us is unique in its own right: each one of us have a specific set of values, preferences and circumstances that upsets any would-be planner. So, if you want to respect human liberty to make choices, you have to give up on any plan for material equality.

Nozick’s answer to Rawls has a lot of Adam Smith in it. In The Theory of Moral Sentiments (1759) (preceding the more famous Wealth of Nations both in time and argument) Smith presented a character called “man of system.” This person sees society as an architect sees a blueprint for a construction. Smith says such person is “apt to be very wise in his own conceit; and is often so enamored with the supposed beauty of his ideal plan of government that he cannot suffer the smallest deviation from any part of it.” The problem is that humans have free will, the ability to make choices. And as such, they will upset any blueprint prepared for them. In other words, “individual people are not chess pieces you can move on a board with their dreams and desires ignored.” To the eyes of the would-be planner, “society must be at all times in the highest degree of disorder.”

So, material equality of outcomes (or at least of opportunities) is totally out of reach? Should we disregard it completely? Should the “invisible hand” prevail in spite of the weakest in our society? I don’t think so. Just the opposite! One of the very reasons I find classical liberalism morally appealing is the fact that no economic or political system ever conceived helps the weakest as it does. In other words, contrary to (what seems to me is) the popular belief, classical liberalism defends social justice more than any of its intellectuals alternatives. Answering John Rawls’s famous claim that “a just society will be one whose rules tend to work to the maximum advantage of the least well-off classes,” Friedrich Hayek pointed out exactly this. In The Constitution of Liberty, Hayek agreed with Rawls about the end at which social institutions should aim: the welfare of the least advantaged. He simply disagreed about the means Rawls thought would get us there.

Instead of thinking of us as chess pieces on a board, when can use the analogy of a soccer game (or football, or basketball – suit yourself). The outcome of the game is the result of the player’s individual abilities, but it is also the outcome of the rules. In other words, in a free society, where people are free to choose, the outcomes are not just the result of the innumerable decisions of countless individuals. They are also the result of the rules enforcing property rights, contracts, taxation, and so on. So, it’s important to think about the justice of these rules, as well as the outcomes they might have. The point is that we can embrace a theory of social justice, but that just tells us the end we are heading to, not the means to get there.

Contrary to egalitarians, progressivists and socialists claims, no theory “tends to work to the maximum advantage of the least well-off classes” as classical liberalism does. And that’s a great reason I support it. As I said in the beginning, Rio is very unequal, despite decades of egalitarian policies in the city and in Brazil as a whole. On the other hand, there’s plenty of evidence that classical liberal policies tend to help the very people others accuse it of ignoring. When it comes to doing social justice, it’s important to have not just the heart, but also the mind in the right place. And I believe classical liberal policies are this place.

References:
What’s Right about Social Justice?
Rawls and Nozick on Liberty & Equality
Adam Smith and the Follies of Central Planning
Fight of the Century

O que é capitalismo?

O Brasil é capitalista? O capitalismo é culpado por vários problemas que observamos no Brasil? E outros países? A China é hoje um país de economia capitalista, ainda que com política socialista (ou comunista)? O capitalismo prejudica os mais pobres enquanto beneficia os mais ricos? Estas são algumas questões com as quais me esbarro regularmente. Algumas pessoas mais sofisticadas observam que não há apenas um capitalismo, mas vários: o capitalismo brasileiro é diferente do sueco, que é diferente do japonês, que é diferente do norte-americano, e assim por diante. Vejo alguma pertinência nesta observação, mas penso que ela ainda deixa de lado a questão mais básica e fundamental: o que é capitalismo?

Suponho que sem recorrer a qualquer fonte podemos concluir que capitalismo é algo relacionado a capital. Segundo o Palgrave Macmillan Dictionary of Political Thought, de Roger Scruton, “o capitalismo é um arranjo econômico, definido pela existência predominante de capital e trabalho assalariado”. De acordo com esta definição, no capitalismo alguns ganham salários e outros ganham lucros. Capital por sua vez é definido como “os meios de produção produzidos, ou seja, commodities que foram produzidas e que por sua vez podem ser empregadas na produção de outras commodities”. Em outras palavras: capital são recursos que são empregados na produção de mais recursos. Capitalismo é um sistema econômico (e não predominantemente político ou social ou cultural) que gira em torna da alocação destes recursos.

Partindo de uma forma de pensar semelhante, Milton Friedman observou que todos os países são capitalistas. Os EUA são capitalistas. A China é capitalista. A URSS é capitalista (Friedman estava fazendo esta observação ainda no período da Guerra Fria). Não há país (ou sociedade) onde não haja capital e onde não ocorram decisões sobre como alocar o capital. Há bastante tempo Max Weber fez uma observação semelhante, afirmando que alguma forma de capitalismo esteve presente em todas as civilizações, com a diferença que mais recentemente o Ocidente produziu um capitalismo moderno, com características peculiares. Mas voltando para Friedman: todos os países são capitalistas. A questão é: quem controla o capital?

A pergunta de Friedman lembra uma observação de Friedrich Hayek: durante o período da Guerra Fria era comum afirmar que a economia da URSS era planejada, enquanto que a economia dos EUA não era. Mas esta afirmação está errada: ambas economias eram planejadas. A da URSS por um pequeno grupo de pessoas em Moscou; a dos EUA por milhões de indivíduos espalhados pelo país. O ponto de Hayek é que uma economia necessariamente envolverá decisões sobre como alocar capital (ou recursos). A questão é: quem tomará estas decisões? Um grupo de governantes num comitê centralizado, em nome de toda a população? Ou a própria população, numa esfera mais modesta, dentro de suas próprias vidas?

Adam Smith é popularmente considerado o pai do capitalismo (e também da Economia como disciplina acadêmica, além do liberalismo econômico. Adam Smith teve muitos filhos). Curiosamente, Smith não usou o nome capitalismo em seus escritos (este nome seria cunhado mais tarde por marxistas – o próprio Marx também não usou este nome, ao menos não regularmente), mas falava sobre sociedade de mercado. A observação de Smith era que em tempos recentes mais pessoas estavam se tornando mercadores. Em tempos antigos (sobretudo na Antiguidade Clássica de Grécia e Roma) as relações econômicas eram dominadas por donos de terras e escravos. Havia mercadores (ou comerciantes), mas estes ocupavam um espaço menor na sociedade (e também eram vistos com desconfiança por não produzirem nada – apenas trocarem o que outros produziram). Na Inglaterra do final do século 18 mais pessoas eram comerciantes, isto é, trocavam alguma coisa, ainda que “alguma coisa” fosse sua força de trabalho em troca de salários. Neste sentido, Smith não inventou o capitalismo moderno: apenas observou e descreveu seu nascimento – além de suas vantagens diante de outros arranjos econômicos.

Partindo de Adam Smith e chegando a Friedman e Hayek, podemos observar quatro elementos fundamentais do capitalismo moderno (ou do liberalismo econômico, ou as sociedade de mercado, ou do livre mercado): escolha pessoal; trocas voluntárias; liberdade para competir em mercados; direito de propriedade privada. A escolha pessoal se refere às decisões individuais que se toma a respeito dos recursos individuais (devo sair para trabalhar hoje? Ou devo ficar em casa?). Trocas voluntárias se refere ao fato de que posso livremente trocar meus recursos com outra pessoa que queira fazer o mesmo (havendo uma coincidência de vontades). Liberdade para competir significa que posso oferecer meus serviços (ou produtos, ou talentos) e aguardar que haja interessados. Propriedade privada se opõe a propriedade coletiva ou comunal, geralmente sob controle do estado.

Uma forma mais direta de sistematizar a teoria de Smith (e neste ponto de Friedman e Hayek) é dizer que no livre mercado a propriedade é privada (e não coletiva ou comunal) e o trabalho e assalariado (e não escravo). Mais simples ainda, o livre mercado opera pela máxima de “não faça aos outros o que você não gostaria que fizessem com você”, ou “não mexa com quem está quieto”. No livre mercado os indivíduos são livres para fazer trocas voluntariamente com outros indivíduos – que queiram voluntariamente fazer estas trocas, havendo coincidência de vontades.

Há muitos economistas que consideram que a sociedade de mercado é mais um tipo ideal do que uma realidade. Alguns países estão mais próximos desta ideal do que outros, e neste sentido é válida a observação de que há variedades de capitalismo. O capitalismo praticado no Brasil (ou na China) não é (nunca foi e nunca chegou perto de ser) o capitalismo liberal descrito ou almejado por Smith, Friedman e Hayek. O capitalismo praticado nos EUA está mais próximo disso, embora esteja num franco afastamento deste ideal há várias décadas.

Saber o que é capitalismo é um primeiro passo para sabermos se este é um modelo que desejamos ou não. Pretendo nos próximos posts continuar este assunto. Por ora, digo apenas que quando falo a respeito de capitalismo estou pensando na sociedade de mercado descrita ou almejada pela tradição liberal. Caso o que temos no Brasil seja capitalismo, certamente não é este capitalismo que defendo.

Pornography, virtual reality and censorship [II]: puritanism and videogames

[Continuing from my last post, noting that feminists have not behaved monolithically toward pornography, and statistics have not provided any justifiable inference from violent pornography to violent crime.]

Most feminists would align, however, in a condemnation of violent pornography, even if they do not attempt to use legal coercion to restrict it. It has been particularly controversial when material becomes first-person, or even playable. And thus pornography, and violent pornography, often makes an intersection with the videogame industry. To name one infamous example, RapeLay, a role-playing game from a company in Yokohama, Japan, allows the player to assault a defenseless mother and her two children. Some critics argued that the videogame breached the Convention on the Elimination of All Forms of Discrimination Against Women, agreed to by the United Nations.

New York City Council speaker Christine Quinn called RapeLay a “rape simulator.” Commenting on the game and other controversies, an IGN journalist added: “For many, videogames are nothing but simulators. They are literal replications, and, as such, should be cause for the same kind of alarm the real life equivalents would inspire.” Is this the same motive for consumers though – that of, essentially, practice? On the piratebay download link for RapeLay, a top commenter “slask777” writes: “I highly approve of this for two reasons, [sic] the first is that it’s a slap in the face of every prude and alarmist idiot out there and second, it’s a healthy outlet for the rape fantasy, which is more common than most people believe.”

I suspect that much of the appreciation for videogames is due to their simplicity, to be eventually supplemented by mild and mostly innocent addiction. Then – not to put too much faith in slask777’s psychological credentials – I suspect as well that violent videogames serve a “channeling” function, allowing some instinctual energies to exert themselves in a harmless environment and release some psychological tension. Perhaps the “rape fantasy” is not shared by the majority of the populace, but judging by the comments on the torrent site, the audience for this game cannot be confined to stereotypical images of basement N.E.E.Ts. (Studies of the occupations of internet trolls confirm as well the difficulty of pinning down an image for anonymous internet users). There was even an informative, civil discussion of reproductive anatomy on page one of the torrent site. Following this theory of channeling, we might find similar uses for virtual realities: nonreal locations to perform socially unacceptable acts. Locations for people with genuine sexual or sadistic pathologies, to release their desires and blow off steam without harming other people. The entire premise is empathetic.

Of course, throughout history, any activity which has the possibly of harmlessly releasing what could be described as primordial man, the “reptilian” side, the repressed id, or whatnot, has faced violent opposition from culture, religion, criminal law and various romantic-familial-social apparatuses. Here, we can already expect that, fitting into the category of “recreational and individuational,” virtual reality technologies will face a cultural blowback. RapeLay is an extreme example of both violence and sexuality in videogames: the high-profile protest it received could be expected. (Pornography has even been to the Supreme Court a few times (1957, ’64, ’89). In a separate case, Justice Alito, commenting on RapeLay, wrote that it “appears that there is no antisocial theme too base for some in the videogame industry to exploit.”) This moral outrage, however, is not simply content-based, but medium-based, and flows directly from the extant condescension and distrust toward videogames and pornography.

The simple fact that disparate ideological camps agree on, and compatible groups disagree on, the effects and what to do about pornography and videogames could be seen as demonstrative of the issue’s complexity; in fact, this implies that the nature of opinion on this is fundamental and dogmatic. The opinion provides the starting point for selectively filtering research. There are two logical theories concerning these violent media: the desensitization argument, and the cathartic/channeling argument. Puritans and rebels enter the debate with their argumentative powers already assigned, and the evidence becomes less important.

Before evidence that might contradict either primitive position on pornography interferes, many people have already formed their condescension and distrust. The desensitization theory is particularly attractive due on the most publicly-understood thesis of cognitive-behavioral psychology: mental conditioning. Thus when violence or abusive language is used as a male advance in adult videos and games, and women are depicted as acquiescing rather than fighting back, boys must internalize this as reality. Of course, media itself has no interest in depicting legitimate representations of reality; it is inherently irreal, and it would be naïve to expect pornography directors to operate differently. This irreality I think is poorly understood, and thus the “replicator” argument as adopted by the IGN reporter becomes the most common sentiment for people that find pornography affronting to their morals and are also disinterested in research or empirical data. Glenn Beck, commenting on the release of Grand Theft Auto IV, said “there is no distinction between reality and a game anymore.”* He went on to say that promiscuity is at an all-time high, especially with high school students, when the number of sexual partners for young people is at a generational low. The seemingly a priori nature of a negative pornographic effect allows woefully out-of-touch rhetoric to dominate the conversation, appealing also to the emotional repulsion we may experience when considering violent porn. It encourages a simplifying effect to the debate as well. Again, were it simply true that nations with heavy pornography traffic face more frequent sexual violence (as a result of psychological conditioning, etc.), we would expect countries like Japan to be facing an epidemic – especially given the infamous content of Japanese porn (spread across online pornography, role-playing games and manga). Yet, among industrialized nations, Japan has a relatively low rape frequency. The rape ratio of a nation cannot be guessed simply from the size or content of its pornography industry.

Across the board, the verdict is simply still out, as most criminologists, sociologists and psychologists agree. There are innumerable religious and secular institutions committed to proving the evils of pornography, but contrasting them are studies that demonstrate that, alongside the arrival of internet porn, (1) sexual irresponsibility has declined, (2) teen sex has declined (with millennials having less sex than any other group), (3) divorce has declined, and – contrary to all the hysteria, contrary to all the hubbub – (4) violent crime and particularly rape has declined. Even with these statistics, and of course compelling arguments might be made against any and all research projects (one such counterargument is here), violent efforts are made to enforce legal restrictions – that is something that will probably persist indefinitely.

I first became interested in debating pornography with the explosion of “Porn Kills Love” merchandise that became popular half a decade ago. The evidence has never aligned itself with either side; if anything, to this day it points very positively toward a full acquittal. Yet, young and old alike champion the causticity of pornography toward “society,” the family, women, children, and love itself (even as marriage therapists unanimously recommend pornography for marriage problems). Religion has an intrinsic interest in prohibiting pleasurable Earthly activities, but the ostensible puritanism of these opposing opinions is not present in any religiously-identifiable way for a great number of the hooplaers. So an atheistic condemnation of pornography goes unexplained. One might suppose that, lacking the ability to get pleasure (out of disbelief) from a figure-headed faith (which sparks some of the indignation behind New Atheism), people move to destroy others’ opportunities for pleasure out of egalitarianism, and this amounts to similar levels of spiritual zeal. Traces of sexist paternalism are to be found as well, e.g. “it’s immoral to watch a woman sell her body for money,” and through these slogans Willis’ accusation of moral authoritarianism becomes evident. Thus the attitudes which have always striven to tighten the lid on freedom and individual spirituality – puritanism, paternalism, misogyny, envy, etc. – align magnificently with opposing pornography, soft-core or otherwise.

*I try to avoid discussion of GamerGate or anti-GG, but it is almost impossible when discussing videogames and lunatics. Recently, commenting on Deus Ex‘ options for gameplay, which allow the player to make decisions for themselves, Jonathan McIntosh described all games as expressing political statements, and that the option should not even be given to the player to make moral decisions about murder, etc. It’s immoral that there is a choice to kill, was his conclusion. He’s right about all games expressing political statements. But he’s a fucking idiot for his latter statement.

[In my next post I’ll conclude with an investigation into the importance of virtual reality technology and the effect it will have on society.]

Cristianismo, socialismo, heresia e vale da estranheza

Eu sou viciado em YouTube. Uma das coisas que mais gosto de fazer nas horas livres é assistir vídeos, e assim, ao longo dos anos tenho aprendido muitas coisas novas. Um dos meus canais favoritos é o Vsauce, um canal de popularização de ciência, ou uma versão para jovens e adultos de O Mundo de Beakman. Foi num vídeo do Vsauce chamado “Why Are Things Creepy?” que aprendi o conceito de uncanny valley. Creepy é uma palavra inglesa de difícil tradução para o português. Alguns traduzem como assustador ou arrepiante, mas penso que isso não traz o significado exato. Creepy é algo que causa uma sensação desagradável de medo ou desconforto. Uma arma apontada para você é assustadora, pois é uma ameaça clara à sua integridade. Creepy é usado para coisas que não são ameaças óbvias, mas que ainda assim causam desconforto. Um bom exemplo é o uncanny valley.

Uncanny valley é igualmente um conceito de difícil tradução. O artigo em português da Wikipédia traduz como vale da estranheza. Provavelmente é um falso cognato, mas canny me faz lembrar canonical, e assim quando ouço ou leio uncanny valley penso em vale não canônico, ou vale fora do padrão. Talvez seja minha confusão entre inglês e português, mas me ajuda a compreender melhor o conceito. Uncanny valley é um conceito criado pelo professor de robótica, Masahiro Mori e utilizado atualmente na robótica e na animação 3D para descrever a reação de seres humanos a réplicas humanas se comportam de forma muito parecida — mas não idêntica — a seres humanos reais. Derivado do conceito há a hipótese de que “à medida que a aparência do robô vai ficando mais humana, a resposta emocional do observador humano em relação ao robô vai se tornando mais positiva e empática, até um dado ponto onde a resposta rapidamente se torna uma forte repulsa”. Ou seja, réplicas humanas quase reais são muito creepy: elas causam alguma repulsa, embora a razão da repulsa não seja clara. O fato é que sabemos instintivamente que um robô ou um personagem de animação 3D não é um ser humano real, por maiores que sejam as semelhanças com um.

Os conceitos de creepy e uncanny valley me vieram à cabeça pensando a respeito de socialismo e cristianismo. A meu ver o socialismo é uma heresia do cristianismo. Mas uma maneira mais popular que pensei de falar isso é dizer que o socialismo é um clone deformado do cristianismo que causa essa sensação de creepy. É um robô ou um personagem 3D que tenta copiar a coisa real, mas instintivamente sei que não é a mesma coisa. A diferença é que Masahiro Mori acredita que o uncanny valley pode ser superado, levando inclusive à interessante hipótese de não podermos mais distinguir entre o que é um ser humano natural e um ser humano artificial. Já o socialismo jamais irá se equiparar ao cristianismo desta forma. Ao contrário: num estágio inicial o socialismo se parece com o cristianismo, e pode causar alguma empatia. Porém, quanto mais o socialismo se aprofunda, mais seu caráter artificial causa repulsa a quem conhece bem o cristianismo.

Para ser totalmente honesto, estou consciente de que há variedades de socialismo e não quero cometer a falácia do espantalho. O socialismo que tenho em mente consiste numa preocupação com os mais pobres e num desejo por mais igualdade econômica e social. Considerando o que ouço de pessoas ao meu redor, este é o socialismo corrente, e não o marxismo. A maioria das pessoas não leu Marx e não conhece realmente a definição de socialismo dele. Seria interessante saber o que aconteceria caso conhecessem. Seja como for: esta preocupação com os pobres e este anseio por maior igualdade econômica e social também está presente no cristianismo. Na verdade, se você não tem uma preocupação especial com os pobres, você não pode ser chamado de cristão. Porém, as semelhanças são superficiais. O cristianismo possui uma densidade e profundidade ausentes neste socialismo que descrevi. O cristianismo é a coisa real. O socialismo a cópia infeliz que causa repulsa.

Dentro da perspectiva cristã as causas para a pobreza podem ser muitas, variando entre a injustiça e a preguiça. As soluções também são variadas, e vão de alguma ação do governo à caridade ou simplesmente disciplina. A antropologia cristã é extremamente densa, marcada especialmente pelo conceito de pecado original. Somos criados à imagem e semelhança de um Deus perfeito, mas também somos adulterados pelo pecado. Na concepção calvinista, totalmente depravados. Na concepção luterana, ainda que convertidos ao cristianismo e salvos, justos e pecadores. Outro conceito profundo do cristianismo, especialmente do calvinismo, é a dinâmica relação entre a soberania de Deus e a responsabilidade humana. Em geral esta discussão vira os olhos das pessoas, mas esta é apenas uma demonstração de como o cristianismo é profundo ao tratar da nossa condição de indivíduos racionais, tomando decisões, mas confrontados com situações que estão além do nosso controle.

Mesmo pensadores não cristãos têm sido beneficiados ao longo do tempo por autores clássicos como Agostinho, Tomás de Aquino, Pascal e João Calvino. Seus insights a respeito da natureza humana e da fragilidade da nossa existência são densos como chumbo. Em comparação, o socialismo, sendo o sofisticado marxismo acadêmico ou a versão mais popular, são apenas cópias superficiais e sem a mesma essência.

Se você não tem uma preocupação especial com os pobres e um desejo por justiça social, você não pode ser chamado de cristão. Ainda que você não seja cristão, a filosofia produzida por cristãos ao longo de 2 mil anos pode ser uma rica fonte de reflexão a respeito da nossa vida como indivíduos ou em sociedade. Caso você se considere cristão e socialista, você certamente ainda não conhece realmente uma dessas duas coisas. Ou as duas. Caso você se considere socialista por se preocupar com os pobres e ter um desejo de justiça social, suas ideias e sua ação podem melhorar muito se você desviar o olhar do clone e olhar para a coisa real.

Final thoughts on Rio Olympics

Rio Olympics are over, and it seems to me, they are leaving a great impression. Despite all the problems the city and the country faced in recent years, not to mention the fact that Brazil is still a developing country, all ends well for Summer Olympics 2016.

One final comment I would like to make about the events once again relates to Brazilian athletes: Brazil scored an unprecedented 19 in the medal table (7 golds, 6 silvers and 6 bronzes), establishing a new record for itself. Among Brazilian medalists were people like Martine Grael, who won gold in Sailing, 49er FX Women. Martine is the daughter of twice Olympic gold medalist in sailing Torben Grael. Her brother Marco and uncle Lars also sailed in the Olympics. We also had people like Isaquias Queiroz dos Santos, who won Silver in Canoe Sprint, Men’s Canoe Single 1000m, Bronze in Canoe Sprint, Men’s Canoe Single 200m, and again Silver in Canoe Sprint, Men’s Canoe Double 1000m, becoming the first Brazilian athlete to ever win three medals in a single edition of the Olympic Games.

Isaquias was born in a very poor region of Brazil, and has been through great adversity before becoming an Olympic medalist: as a child he poured boiling water on himself and spent a month in hospital recovering; at the age of 5 he was kidnapped and offered up for adoption before being rescued by his mother; at the age of 10 he fell out of a tree and lost a kidney. In his teenage years he severed the top third off his left ring finger. He started training in a social project supported by Brazilian Federal government.

I am pretty sure that this picture happens with athletes and medalists from other countries: on one hand we have medalists like Martine, coming from a well-to-do environment and with a family of athletes who introduced her to the sport. On the other hand we have medalists like Isaquias, who had to face great hardships but was helped by social programs to become an Olympic athlete. Considering that, should the government create more programs to develop more people like Isaquias? Should the government prevent the privileges of people like Martine? Questions like these may sound preposterous to many, but they actually reflect much of the political discussion we have today: should the government help kids from poor families with education, healthcare and other things in order to create a head start? Should the government overtax the rich (and their heritage) in order to create more equality? In other words, what we have here is a discussion of equality versus freedom. In order to talk about that we have to understand what is equality and what is freedom.

There are many senses in which Isaquias and Martine will never be equals: they were born in different places, to different families. They had different life stories. There is a sense in which no two individuals are equal: each one of us is in each one way unique. And that makes us all special in each one way. Of course, when talking about equality most people are thinking about equality of outcome. But they forget (or ignore) that in order to have this kind of equality you need to ignore all the differences between individuals – the very same thing that makes us all unique and special – or to use government force to take from one and give to another. So, unless you are willing to ignore all the differences that make us all unique or to use force against non aggressors, you have to accept at least some income inequality as part of life. The classical liberal answer to that is that we need to be equal before the law: a great part of the liberal project in previous centuries was basically to abolish privileges (private laws) and to make all equally responsible before government. That is an equality we can all have. And we should.

The second point is freedom. Freedom from what? Or to do what? There are at least two kinds of freedom discussed in the context of the liberal revolutions in the 18th and 19th centuries. One is related to John Locke and the Founding Fathers, the other to Jean-Jacques Rousseau. In the Declaration of Independence Thomas Jefferson wrote that “all men are created equal, that they are endowed by their Creator with certain unalienable Rights, that among these are Life, Liberty and the pursuit of Happiness.” The discussion about this phrase can go really long, but I want to emphasize simply that in Jefferson’s view you have the freedom to pursue your own understanding of happiness. I may completely disagree with what you are choosing for your life, but at the same time I am not to force you in any way to change your choices. I am not to force upon you my brand of happiness, not matter how much I am sure I have the correct one.

Rousseau’s version of freedom is very different: as he famously stated, “whoever refuses to obey the general will shall be compelled to do so by the whole of society, which means nothing more or less than that he will be forced to be free.” In other words, if you are a minority (and especially if you are an individual, the smallest minority possible) people can force upon you their brand of happiness. That is one reason why Rousseau is called “the philosopher of vanity”: he refuses to accept that people see life in a different way from his own. Rousseau’s vision of freedom is connected to his troubled relation with Christianity – where indeed you need to have a relationship with God through Jesus to become free. But the catch is that in Christianity God never forces you. Rousseau’s god is very different, and as such, Rousseaunism is just a Christian heresy.

To conclude, in order to create more income equality you have to destroy the classical liberal version of freedom – or to change to another version that inevitably leads to totalitarianism. As Milton Friedman said, “A society that puts equality — in the sense of equality of outcome — ahead of freedom will end up with neither equality nor freedom. The use of force to achieve equality will destroy freedom, and the force, introduced for good purposes, will end up in the hands of people who use it to promote their own interests.” I just hope we can have more people like Isaquias and Martine, who achieve great goals, sometimes with the help of friends and family, sometimes in completely unpredictable ways.