Larry Siedentop’s Straw Dog

I finally had the chance to finish reading Larry Siedentop’s Inventing the Individual: The Origins of Western Liberalism.

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It is a great book, and especially informative for those not well-versed in the intellectual history of political ideas within (mainly) Christian thought. The arguments starts with the Ancient traditions, to the early years of Christianity, all the way to the fifteenth century. According to Siedentop (p. 332) the main goal of the book is:

‘to show that in its basic assumptions, liberal thought is the offspring of Christianity. It emerged as the moral intuitions generated by the Christianity were turned against an authoritarian model of the church. The roots of liberalism were firmly established in the arguments of the philosophers and canon lawyers by the 14th and 15th centuries: belief in the fundamental equality of status as the proper basis for a legal system; belief in that enforcing moral conduct is a contradiction in terms; a defense of individual liberty, through the assertion of fundamental or ‘natural rights’ and, finally, the conclusion that only a representative form of government is appropriate for  a society resting on the assumption of moral equality’.

Siedentop clearly succeeds in making this point. As said, the book can be warmly recommended. The question is, however, why does he care about this issue? Siedentop (pp. 334-338) clarifies that he wants to fight the dominant idea that liberalism sprang from the Renaissance, and that liberalism almost equates secularism, or is even anti-religion, at least in the public sphere.

You do not need to be a scholar of the liberal history of ideas to raise more than a few eyebrows here. What liberalism is Siedentop taking up for argument? He is unclear about this, as he does not care to define this liberalism, nor does he provide references to liberal thinkers. That is where the trouble starts.

Undoubtedly there are some modern social-liberals who claim that liberalism is secular and that the state and lawmaking should be strictly neutral in religious terms. Arblaster in The Rise and Decline of Western Liberalism even explicitly refutes any liberal traces before the Renaissance. Unclear is how dominant these voices are, especially outside academia. One thing is certain, these do not comprise classical liberals.

In the Scottish Enlightenment, in many ways the birth grounds of classical liberalism, the place of religion in life, and religion as a source of morality, was discussed. In contrast to most other thinkers, -Smith included- Hume even criticized religion, albeit most openly  after his death in Dialogues concerning Natural Religion. Yet to my knowledge, no thinker actually denied the role of Christianity as a source of  important ideas, certainly not the  role of individuality.

Modern writers, who are more aware of classical liberalism as a tradition do not deny this either. Let me give a few examples.

Hayek in an essay on liberalism (in New Studies in Politics, Philosophy Economics and the History of Ideas) writes that it traces back to classical antiquity and certain medieval traditions. He actually attacks ‘some nineteenth century writers’ who denied ‘that the ancient knew individual liberty in the modern sense’. In his general overview entitled Liberalism, John Gray (then still in his liberal days), also neatly points to the pre-modern and early modern times for the development of liberal ideas as we now know them. David Schmidtz and Jason Brennan pay their due respect to these older sources in A Brief History Of Liberty and the same goes for George H. Smith in The System of Liberty, and David Boaz in The Libertarian Mind.

Of course, none of them made detailed studies of these influences because their books had different purposes than Siedentop’s. Yet all deal with it in a few paragraphs or even a separate chapter, making clear to their readers that (classical) liberalism has older roots then the Renaissance, that there are important Medieval and Ancient thinkers who all left their mark on the development of (classical) liberal thought.

Siedentop wrote a great book, that unfortunately is a straw dog as well: his portrayal of ‘liberalism’ is erroneous, either deliberately or not. It denies the views of the founding and one of the main liberal variants. That is sloppy, to say the least, for such a learned and experienced scholar. With the use of these general terms Siendentop’s attack is simply off target. He should have taken far more time to define the ‘liberalism’ and the liberal scholars subjected by his attack.

Revolution by Tiny Steps

Now, the city council in the People’s Socialist Green Republic of Santa Cruz where I live does not do everything wrong, just many things, like making sleeping illegal. Many more of its decisions are just goofy, like red parking meters to donate to the homeless or declaring the city a “nuclear free zone.” Sometimes, however, it takes intelligent initiatives such as replacing much “ornamental” city -owned shrubbery with real plants including various kinds of attractive cabbage, artichokes and odoriferous, low maintenance plants such as lavender.

There is a restaurant downtown that offers “Mediterranean ” fare. I don’t know exactly what it is but I like the sound of it. The other day,  I am in my car and I have to stop because I see a man in a white cook’s jacket behaving strangely. He is bent over  what appears to be the sidewalk, intent on some task or other. Quickly, I park my car and approach to spy on him. It turns out he is foraging in one of the city’s mini-plantations, between two files of traffic, cutting lavender with small scissors. He is working twenty yards from the Mediterranean restaurant. Thanks to this inventive lawbreaker soon, someone is going to enjoy sherbet flavored with fresh lavender.

California is in a bad drought. The city leads by example. It has practically stopped watering its shrubbery, especially the plants located in ill-favored, non-touristy areas. Two days after catching the lavender thief in the act, I am driving by a large hardware store. Outside a crowd of day laborers – mostly Mexican, 100% illegals, I would guess – gather every day in the hope of scoring some work. Again, I see a man bent over the sidewalk. I slow down enough to also catch him in the act. He looks like a Mexican laborer. He is holding a water bottle in his hand. He uses it to water a single, tiny, unrecognizable plant in what used to be a city sidewalk lawn. He and the survivor plant may have become acquainted during the long hours of fruitless wait for a job.

I wish thousands of my fellow Republicans on automatic trigger about illegal aliens had seen the guy. It would have reminded them of their shared humanity. It might have helped some recognize that yes, you are right and they have no right to be here but sometimes, you are just wrong to be right.

Little individual acts of harmless rebellion like these two give me hope.

Why You Should Avoid “Capitalism”

“Capitalism” means the sector of an economy in which markets determine prices and quantities. In a “capitalist” system, both the market for goods and the market for inputs are based on voluntary action within the constraints of governmental interventions, namely taxes, subsidies, restrictions, and mandates.

The term “capitalism” was first used in 1854 by William Thackeray in his novel The Newcomes. The term “capitalist” was used previously to refer to an owner of capital goods. The term was popularized by the German sociologist Max Weber as well as by socialists who use the term to condemn private enterprise as a system that exploits labor. In response, advocates of free markets use the term to mean private enterprise and to praise the concept of a free-market economy.

Confusion sets in as adjectives apply the term to markets with governmental interventions or to governmental enterprise, as in “state capitalism,” “crony capitalism,” “welfare capitalism,” “monopoly capitalism,” and “taxpayer-financed capitalism.” Thus “capitalism” is used to refer to current mixed economics (mixtures of markets and governmental intervention) and also to the concept of the pure free market. With the bad connotations as used by socialists, some advocates of reforms then present their approach as an alternative to “capitalism”.

Critics of markets use the term “capitalism” for propaganda by slyly shifting the meaning with this argument: 1) economies today are capitalist; 2) economies today have unemployment, poverty, and pollution; 3) therefore, capitalism causes these problems. The first statement uses “capitalism” as a label for current mixed economies, while the third one implicitly shifts the meaning to private enterprise or free markets.

The term “capitalism” is inherently confusing, since economies have three inputs: land, labor, and capital goods, and there is no logical reason to emphasize capital, unless one is going beyond the definition by claiming that capital dominates labor.

The term “capital” is itself ambiguous, as it can refer to any asset, including funds, capital goods, and reputation. It would be clearer to use the term “marketism,” but that word has already been adopted to mean the advocacy of free markets. “Marketocracy” is used by a mutual fund and portfolio web site. The term “market-priceism” is not yet in use, and would be a clearer term than “capitalism.”

An alternative to market prices is communism, in which goods are shared in a community such as a family. Another alternative is state socialism, in which government plans and controls production and resources, as well as the distribution of goods. Most economies today are mixed, consisting of a market sector and governmental impositions that alter the outcomes.

Economic discourse would be clearer if we used more precise terms. Instead of using “capitalism” to mean economic freedom, use “free markets,” “pure markets,” “private enterprise,” and “laissez faire.” Instead of using “capitalism” or “crony capitalism” for the actual economy, use “mixed economy” or “interventionism.” Instead of using “capitalism” for the exploitation of labor, use “capital domination.” For an economic system in which inputs and products trade in markets, use “market-priceism.”

Max Weber used terms such as “the development of capitalism” and “the evolution of capitalism.” This implies more than market-priceism. Weber analyzed economic development with private enterprise and market prices. He wrote of how such development could be strangled by the political structure. It would be clearer to call this “market-based development.”

Like the classical economists, Weber recognized the distinction between capital goods and land. He referred to “landlordism” and “prebends,” income from rent. In his essay “Structures of Power,” Weber wrote of land being an object of forceful acquisition, with ground rent frequently being “the produce of violent political subjection.”

In his essay “The Protestant Sects and the Spirit of Capitalism,” Weber wrote of some religions promoting a “rational way of life” which “paved the way for the ‘spirit’ of modern capitalism” and the ethos of the individualism of the middle classes with their small businesses. With due respect and admiration for Max Weber, this concept is better referred to with terms such as the spirit of private property, of competitive private enterprise, and of free markets.

The term “capitalism” is now so deeply dug into the global culture that it is here to stay. But those who wish to clearly understand and analyze economics would be wise to avoid the term and instead use words such as “mixed economy,” “pure free markets,” and, if it pleases you, “market-priceism.”

Flag Burning, the Bill of Rights, and Leaving America Behind: Fourth of July Special

Yes, the American Revolution was special. It’s not yet uncool to recognize facts. You are entitled to your mistaken and unsupported opinions, however; this is a free country. (Not thanks to you!)

First, there were no massacres. It may have been different if Britain had won, I don’t know. The Loyalists were treated harshly in many places. Many lost their property. Many became the English-speaking root of that milder version of ourselves, Canada. Americans were so generous-minded however that they even allowed Hessian (from Germany) mercenaries from the defeated British army to settle among them. Try to imagine any of the formerly occupied countries in Europe in 1945 allowing Russian SS from the German armed forces to stay behind and prosper! (Yes, there were Russian SS, thousands of them.)

Second, the US Constitution was and probably remains the most clear, exemplary embodiment of the healthy political idea of separating powers, a major step in uprooting the habit of despotism. (I may be wrong but I think the desirability of the separation of powers my have been enunciated earliest by the French philosopher Montesquieu. The French themselves mostly made a mess of the idea.)

Third, it took an embarrassingly long time but American constitution-builders eventually produced a wise list of specifically enunciated rights. A bill of rights is a necessity to protect political, intellectual, and religious minorities and, especially, individuals from the potential, and the very real, threat of tyranny of the majority.

The next to try a bill of rights, the French, did it only a few months later, also in 1789. With the privilege of having Ben Franklin right there in Paris to lend a hand, with Lafayette – who understood the idea well – involved, they also screwed up that one. Most of them don’t know it to this day, I think, but the insertion of one sentence in their Bill has the potential to nullify the whole: “Art. 6. La Loi est l’expression de la volonté générale.* “The Law, is the expression of the general will.” This general will, the will, the will of all, has the power to eradicate any of the individual rights carefully enunciated elsewhere in the same document. Correspondingly, today in France, there are concrete limitations on freedom of speech, for example, although freedom of speech is specifically guaranteed by the French Bill. These limitations were imposed in a carefully legal manner via acts of parliament, and signed by the president yet, they are still a form of despotism and a slippery slope. The little sentence above makes a constitutional challenge on these restrictions on speech difficult, if not impossible.

Incidentally, and going back to the US, there have been recent episodes of US flag burning by activists protesting – somehow – the Charleston church massacre. Go ahead, burn away, it’s your right so long as you don’t accidentally set afire a neighbor’s or public property! I feel forced to link this kind of petulant, childish behavior to a poll I saw recently that describes 50% of millennials as wishing to emigrate, to leave this country.** So, after voting massively for Mr Obama seven years ago, they want to escape the massive failures of his administration instead of staying put and contributing to reverse them. One the failures imputed to Mr Obama is wage stagnation. It has frozen many thirties-something in place, economically speaking. I am not sure it’s fair to blame Mr Obama but it’s done to every administration.

I know quite a bit about emigration/immigration as you might guess. So, I will presume to give potential emigrants advice: You may move to Australia, my friends. Australia will be glad to have you. The country is an admirably successful redneck project. You will enjoy the Australians’ great pubs. Of course, there is a good chance that the first night out to one of the pubs, you will open your mouths too wide. Then you may well end up beaten to a pulp in some dark alley. I don’t wish you such a fate; I disapprove of such rowdy behavior. If it comes to my attention, in the news or in the newspaper, I will not laugh openly. There will just be a little smirk on my face.  Have a good trip.

* 1789 Déclaration universelle des droits de l’homme et du citoyen

** Ordinarily, I am the first one to point out that fewer than two convergent polls from respected sources is nothing. So, take this with two grains of salt.

Myths of Sovereignty and British Isolation, V: Britain and European Models

The last post looked at how Montesquieu’s The Spirit of the Laws, the biggest classic of Enlightenment political thought, certainly in size and probably in importance, does not offer Britain as the model of liberty for Europe. Rounding off that argument, Germany produced its own important liberty oriented thought at the end of the eighteenth century in the work of Immanuel Kant and Wilhelm von Humboldt, in which they do not offer Britain as a model. Of course at this time Britain stood as an example of liberty, particularly in the exact period from 1792 when the French Revolution had turned highly violent and dictatorial, and European monarchies were tending to become more conservative-authoritarian in reaction.

Nevertheless, the opening phase of the French Revolution developed a much more complete vision of a equal citizens under laws they had made themselves through representative citizens than Britain itself. France was the home of great liberal thinkers such as Benjamin Constant (like Rousseau and Voltaire, Swiss in origin) and Germaine de Stael, who were  horrified by the descent of the French Revolution into state terror and then Bonapartist dictatorship. Switzerland and the variety of German states within the loose structure of an empire (the Holy Roman Empire of the German Nation) gave them ideas for liberty.

Going back to Germany itself, there was a strong element of aesthetic liberalism, focused on the cultivation of individuality and individuality sensibility, which drew on the growth of German culture at that time and the history of many different states and state forms, that includes Johann Wolfgang von Goethe, Friedrich Schiller, and Friedrich Schlegel that had a European wide influence, including in Britain.

On the level of what was going in European nations during the eighteenth century is should be noted that the death penalty was abolished in the state of Tuscany in northern Italy in the late eighteenth century at a time when Britain was famous for widespread use of the death penalty, not just for murder and treason but for small crimes in property. The French Revolution inspired severe attacks on civil liberties in Britain and one of many rounds of state force to keep the Irish down, when the United Irishmen revolted in 1798 for Irish self-government.

Britain was largely ahead of the rest of Europe at the end of the wars with Revolutionary and Bonapartist France, but that was in large part because Britain had worked very hard to finance and encourage autocratic monarchies to take back control of Europe. Napoleon was no friend of liberty, though some British sovereigntist-Eurosceptics nevertheless celebrate him, as in Andrew Robert’s recent biography Napoleon the Great. Not for the first time a British sovereigntist shows signs of wishing to imitate European nations at times when they seem most aggressively sovereign, while holding to British separateness and superiority.

As the nineteenth century unfolded, Britain started as a nation where the existence of an elected parliament, a limited form of monarchy in the process of becoming a purely symbolic monarchy, and strong legal institutions allows a case for saying that Britain was leading the way in liberty, at least for those belonging to the most marginal and dominated parts of the state territory. However, that picture applies less and less after 1830, when the July Revolution put in place a system in France, under the Orléanist monarchy, comparable to that in Britain for promoting law, liberty, and commerce. It must be said that the preceding system introduced after the defeat of Napoleon under the restored Bourbon monarchy was directly modeled on Britain’s, but could not work like the British system, given the different national context. A lesson in the dangers of thinking that liberty can be exported and designed from abroad.

The 1848 cross-European ‘Springtime of the Peoples’ undermined the relative advantages of the British system further as republics and monarchies limited by constitutions were proclaimed in various parts of Europe. There was a big autocratic reaction reversing most but not all of this. Denmark made the most progress, with peaceful demonstrations leading to a constitutional monarchy and an elected national assembly. France reverted to autocracy under the Second Empire of Napoleon III (nephew of the famous Napoleon). However, the Second Empire did have elected bodies and however objectionable Louis-Napoleon’s seizure of sovereign power was, he was a moderate autocrat presiding over a continuing growth of civil and commercial society. If we look at models for liberty in Europe, Britain was certainly important, but so was France. Even under Napoleon III, France was a long way ahead of most of Europe in the liberties of its people and the vibrancy of the economy.

If we look at one of the most important events in nineteenth century Europe, the Risorgimento which turned Italy from multiplicity of more or less autocratic states, including the Austrian armies more of less resting on church domination of society and Austrian armies, into a unified nation; France was important in providing a model of a relatively secular liberal catholic society and in pushing for a more modernist liberal form of government in Italy. Napoleon III’s behaviour was opportunistic and designed to revive French power in Europe, but nevertheless he seems to have had a genuine sentimental attraction  to the idea of a free and unified Italy. Camillo Benso, Count of Cavour, as chief minister of Sardinia-Piedmont was the major political architect of a unified Italy was impressed by both the French and British models. The ideological architect of the Risorgimento, Giuseppe Mazzini, largely lived in London and was impressed by the British type of constitutionalism and political culture, but nevertheless was also a republican and European federalist more influenced at the level of political thought by the French revolutionary and republican heritage. The military architect of the Risorgimento, Giuseppe Garibaldi, was popular in Britain, but belonged to the French republican revolutionary heritage, which he worked to spread in South America before returning to Italy.

Next post, Britain and Europe after the Springtime of the Peoples

The Lowest Levels of Love (with apologies to Dr Amburgey)

Different Types of Love scale

The Different Types of Love scale is a 40-item measure of loving feelings toward four different groups. Participants indicate agreement with statements concerning friends […], family […], generic others […], and their romantic partner […]

Results.

Table 4 shows that libertarians showed the lowest levels of loving feelings toward others, across all four categories (although the difference with conservatives on love for friends was not significant).

Interpretation.

Consistent with the results on the Identification with All of Humanity scale, the libertarian independence from others is associated with weaker loving feelings toward friends, family, romantic partners, and generic others. It is noteworthy that differences between liberals and conservatives were generally small (except toward generic others). Libertarians were the outliers.

You’ll always be my bro, though. These results come from a paper by a bunch of moral psychologists, including Jonathan Haidt. I’ve blogged about the paper before, in regards to intelligence. (Libertarians are smarter than conservatives and liberals, remember? It turns out that we are bigger jerks, too.)

My intuition tells me that this is an incomplete analysis, though (the paper’s authors say as much, up front, in the paper itself). It’s not that libertarians are less loving than conservatives and liberals, it’s simply that we show our love in a different way, most likely in a way that isn’t represented in the sampling process. Libertarians could not, for example, be the ardent internationalists that we are without some measure of “love” for humanity.

Here is an example of what I mean. Suppose I am walking down the street and I see a bum with a cardboard sign and a tip jar (a paper cup from Carl’s Jr). The bum is drunk, and a little stoned. I say to myself, “Damn, that guy is in a crappy situation.” I reach into my pockets to see if I’ve got some change or, better yet, a couple of cigarettes. I am comfortable in claiming that most libertarians – sans those raised on the Atlantic coast of the US – go through the same thought process. If I put myself in that guy’s shoes, anything more than what I spare for him becomes a nuisance to me. Does this make sense? So if I’m panhandling, and somebody tries to do more than give me their change or spare me a couple of smokes, they become a pain in my ass. Why would I want to be a pain in our hypothetical bum’s ass?

This same thought process can be attributed to family, friends, and romantic partners. We’re not being jerks, we’re respecting your autonomy. I know for a fact that this can be a shallow admission of truth for some to hear, but it’s the truth nonetheless.

The libertarian’s outlier-ness in regards to conceptions about love may explain why we have such a tough time politically. (Our superior cognitive skills, which prompts us to be more open to getting at the truth of some matter, also goes some way toward explaining why we fail politically, as politics is emphatically about avoiding the truth.)

Morality (“love”) is simply one of a number of different spheres of conception about how the world works (including, say, economics, history, or sociology). However, morality is often the only sphere that people can afford to use to make judgments about this or that policy or social puzzle. This is because the training that is required to understand more complex topics like economics or sociology is expensive (“time”) and hard to come by. So, for example, there are a number of explanations for why foreign aid to Somalia is bad. You can use historical explanations or sociological ones or economic arguments, but the first – and often only – line of reasoning used by most people is moral in nature. Thus:

Giving money to poor countries is morally wrong.

Not exactly a game-winner, right? Look at what a jerk you are. Should we, as libertarians, be spending more time explaining to others why we think the way we do?

Odysseus and Individuality

The Iliad is the story of Achilles moving from rage with an ally to sympathy with an enemy. Many other characters appear and the extremism of Achilles’ character, which leads him to remove himself from battle and therefore the narrative, lends itself to allowing other characters to present other possibilities of human personality.

The Trojan characters, particularly Hector, provide on obvious source of alternatives, but so do the other Greek hero warriors, and one of those who emerges most distinctly is Odysseus. Though Odysseus is a fierce remorseless warrior, inclined towards killing the enemy, particularly when the enemy can be seen as socially inferior, he is also characterised by his intellectual resources. It is highly indicative that one of the major appearances of Odysseus in The Iliad is on a spying trip into the Trojan camp. This early appreciation of the role of intelligence of in warfare is part of what makes the Homeric epics a classic of the theory of war, as well as a class of many other kinds.

Odysseus we see in The Iliad is the best adapted of the Greek kings to moderating disagreements, speaking with a constructive purpose in assemblies and councils, and thinking about the conduct of the war. This does not always make him sympathetic, but it does show that the human individual can exist in a very vivid and alive way through speech and thought as well as through anger and violence.

It is fitting then that Odysseus get his own epic, The Odyssey, which contrasts the very communal, even hyper communal, world of men at war, with the growing isolation of a man separated both from the brothers in arms community of Troy and from his family community back in Ithaca. The journey from Troy to Ithaca takes him right across the Greek world of the time, conveniently for symbolising other kinds of distance between the world of war and the world of human community. That is in part the distance between a world of plunder and slave girls on one side, and a world of productive labour and marriage on the other side. The Homeric poems does not make the contrast as favourable to the home community, as that might suggest.

Clearly the Heroes at Troy in some way feel most alive at war, straining their human faculties most in that endeavour. The Iliad also suggests other ways in which individuals can heighten the sense of life, the athletic competition at the funeral of the Patroclus and the desire to be remembered in poetry are the most obvious. These are not separate activities from war in Homer. Odysseus participates in games and weeps at poetic performance about himself in the land of the Phaeacians. In both cases war is very close. The games nearly turn in to violence between Odysseus and a Phaeacian who ‘accuses’ him of being a merchant and the poetry refers to the Trojan War.

With all due qualifications, we can still say that The Odyssey shows the value for an individual of getting back to the peaceful world of productive labours and familial affections. It also shows an individual losing all of the normal social bonds that define the self and finding other aspects of the self, which are not obviously present in the community of war and plunder or the community of family and labour. These are the aspects of the self which are part of ‘individualism’, of the idea as an individual as having an existence behind and, to some extent, separable from the most deeply entrenched social roles and connections. The appreciation of such aspects of the individual is the ethical foundation of political ideas of liberty, and Homeric poetry, though apparently the product of very communal communities, does much to establish that ethic (in some ways more than later philosophers in the antique world).

Odysseus confronts the possibility of a lonely death at sea after losing all his men in the long journey from Troy. The fault is partly his and partly his men. The vital passage for many of these issues is the adventure in the land of the Cyclops. Odysseus is thoughtless of danger when he takes some of his men to a cave whose occupant is absent, where they feast on the available food. Odysseus is taking assumptions about the applicability of laws of hospitality to an imprudent extreme here, and even tips over in plunder when it seems he plans to return to the ships with much of what is in the cave before the occupant returns.

The occupant, Polyphemus, returns too soon for that and is inherently more inclined to consume his guests than give them presents. Odysseus evades death through cunning, partly by telling Polyphemus that his name is ‘No man’. This idea of Odysseus that he might be taken as anyone and therefore no one, is itself a comment on how being some thing depends on being recognised as someone. It is also a resourceful individual thinking of how to use these abstractions to evade danger. Odysseus, however, guarantees ten more years of danger by boasting of his name and demanding it be known when he is sailing away from the island, incurring the enmity of Polyphemus’ father the god Poseidon.

The danger of the name and the desire for a name is emphasised later in the Sirens episode where malevolent demigoddesses try to lure Odysseus to his death with songs of the glory of Odysseus. To only want to live by your name as warrior heroics is dangerous. Odysseus has to resist this to live and again be thrown back on a very individualised kind of individuality.

The Homeric role in the origins of liberty is then partly bound up with the sense that even an individual very tied to the basic forms of community in his society can only fully thrive and live, if wiling to experience and play with, or suffer, separation from social bonds, and that the strength of those bonds itself rests most strongly on characters who can confront and live from encounters with extreme and even traumatic loss of communal bonds, and without becoming addicted to such situations and there dangers either.

Barbarian Liberty and Civilisation in Homer

Following from my last two posts, this will explore the sort of ‘barbarian’ liberty that Tacitus recognised in his time, that is of the early Roman empire, and was further explored by Montesquieu and Humboldt in the eighteenth century in relation to the poetry of Homer. ‘Homer’ here refers to two Greek epic poems attributed to him, The Iliad and The Odyssey, which had a very large presence not only in Greek culture, but in Roman culture which produced a kind of sequel in Latin, The Aeneid of Virgil, a very major work in its own right deserving of separate consideration.

As already indicated Homer shows us warriors of extreme destructive ferocity, who consider it normal and admirable to destroy enemy cities, taking slaves, and collecting loot as well as killing without mercy. A reasonable immediate reaction to that from a liberty supporting point of view is that this is the opposite of what liberty is about, that liberty oriented thought treats  unprovoked violence as the prime evil. Without denying any of that, the kind of violence that the Homeric Heroes engage in is part of a social bond within which voluntary co-operation of some sorts. Here I am referring to heroes not just in the sense of the main protagonists of a story, but the semi-divine status they are accorded in Homer, and by implication which is accorded to them in Mycenaean (late Bronze Age) Greece, where these stories originate.

The Homeric world is one in which there is trade and commerce, but it is regarded as less ‘honourable’ than Heroic violence, including piracy and physical destruction of cites. What this refers to, in fictionalised and poetic ways, is a world of weak enforcement of rules about property and individual security from violence outside small compact communities. Trade is clearly hazardous, running risks of the piracy referred to and maybe trading valuables of a kind acquired by violence, including slaves. Wealth is to a very large degree understood to consist of what can be seized or occupied through violence, including land, livestock and metal objects, rather than the less tangible and physically identifiable wealth of commercial life.

The value of ‘Heroic’ violence is then understandable in a world where there is very limited understanding of forms of wealth and security arising from relations of mutual advantage and respect for rules that apply to more than a small community and maybe its intimate contacts in other communities. Individual achievement and excellence is then understood in very large part as striving for excellence in war, and maybe in associated activities such as competitive sports which may suit strong aggressive warriors, and in which valuables looted in war or even originating with the gods (presumably a metaphoric poetic way of referring to the skilled workers in metal, leather, and precious stones that only the ‘Hero’ class could employ) may be awarded as prizes.

What this picture is building up is the importance of excellence and competition in the Homeric warrior society, and which continues into later stages of ancient Greek society, certainly up to the great cultural achievements and experiments with political liberty and democracy in Athens of the fifth century BCE. Of course the Homeric poetry maybe to a large degree reflects the growth of that culture of individual excellence and competition between whatever tales of Bronze Age wars are the starting point of the oral poetic tradition that leads to Homer and the writing down of the poems as we know them.

The Iliad begins with a story of extreme personal anger at an insult to honour in which the greatest Greek hero, Achilles, withdraws from the war. This is one aspect of the individualistic competitive nature of the warrior culture in Homer and while it is a classic case of uncontrolled temper which threatens social bonds, it is  also a classic case of the growth of individuality. Achilles’ rage is the product of self-awareness of individuality and demands for respect of that individuality, which Achilles directs at someone with some claim to authority over him, Agamemnon the most powerful of the many kings ruling different parts of Greece, and the leader of the Greek league against Troy.

Achilles’ rage does not easily decline and is even increased when the Trojan hero Hector kills his best friend Patroclus. Achilles shows ‘barbaric’ cruelty in not only killing Hector himself, an inevitable response in this world, but in denying Hector’s body a funeral, even throwing it in the dust to decay and be eaten by wild animals. The greatest horror of the Homeric Heroes is to suffer such indignities in death, which are also an attack on the honour and welfare of family and of the community of that dead Hero. In the end, however, Hector’s father, King Priam of Troy, is able to persuade Achilles to return Hectors body and reflect on their shared experience of mourning for loved ones.

What we have in The Iliad is a kind of brutal but real individuality, which at least elevates warriors as individuals above a mass of identical individuals in a collective killing machine. The fierce kind of individuality which leads Achilles to rage at insults to his honour and the death of his friend also shows a capacity to judge wisely in disputes as in Achilles’ way of handling the games which are part of the funeral of Patroclus, and a capacity for empathy with the extreme emotions of others. That is Achilles shows a barbaric strength of warrior individualism and a growth of understanding of impartially administered justice and empathy with the sufferings of others, including his enemies. So we see that ‘barbarian liberty’ encompasses justice within the community and respect of some kind for the individual suffering of others, basic prerequisites for the development of a society in which individual liberty can flourish.

Next week the development of heroic individualism in the character of Odysseus and in The Odyssey.

More on Liberty and Homer: Tacitus, Montesquieu, and Humboldt

As I have discussed before here, there is a way of writing about liberty in a conscious focus on political thought, which finds liberty to be emulated in some respect, going back at least to the first century Roman historian Tacitus. He was referring to the condition of the ancient Britons, within the Roman Empire, but rebelling against it, and the ancient Germans who could not be incorporated into the Empire.

The latter situation may have been at least as much for economic reasons as for the German fighting spirit, but they were certainly difficult to overcome and inflicted one of the great defeats on the Roman legions, at the height of Roman power in the Battle of the Teutoburg Forest in 25CE.

The image of barbarian liberty in Tacitus was certainly in some part shaped by Homer given the deep impact of Greek culture on the Romans, and most relevantly in this instance through the continuation of Homer in the greatest latin epic, Aeneid, which links Rome with the Trojan prince Aeneas. As I pointed out before here, Tacitus’ idea of barbarian liberty strongly influenced Montesquieu’s The Spirit of the Laws (1748, a work I will be posting on in future), whose view of liberty in modern Europe, in brutal but meaningful summary, was of a combination of Roman law and Germanic individualism.

Montesquieu was of course a great part of Classical Liberalism and we can follow up his interest in barbaric liberty with reference to other classical liberals. David Hume and Adam Smith, who were writing after Montesquieu, tended to write on ‘barbarism’ and a related idea of ‘savagery’ with some anxiety regarding the possibility that such societies, or societies closer to that stage than those European nations where civil society had advanced the most, might overwhelm commercial legalistic nations with their unrestrained force.

However, some element of respect for liberty in the most simple societies does manifest itself at times, but mostly through an interest in the earliest stages of the Roman and Greek republics of antiquity, which in Montesquieu’s thinking come between the Germanic individualism and the late Roman legalism. Tacitus was thinking of the ‘virtue’ (in the sense of patriotic courage and love of law) of the early Romans when addressing the courage, rough individuality, and fierce independence of the Britons and Germans.

The most interesting way of linking back from Enlightenment liberalism of the Eighteenth century, for me at least, is via Wilhelm von Humboldt, a thinker I will address in at least one dedicated post in future. Humboldt’s major contribution to political thought, The Limits of State Action, was written in the 1790s, so another generation on from Montesquieu, just after Smith and Hume.

At this point, we might think of a movement from Enlightenment to Romanticism in European thought. While we should be very careful about such general distinctions, and amongst other things not engage in simplistic oppositions, it is appropriate to think of Humboldt as belonging to a phase of interest in the history and current meaning of aesthetics, literature, culture, and language as part of the study of political ideas.

He was in fact a major thinker about language and the infinite capacities inherent in the combinatory nature of language, which was part of his thinking about individual human capacity and the power of voluntary co-operation.

It is the interest in aesthetics, language, culture, historical existence, and the capacity of the inner human which makes him ‘Romantic’ rather than ‘Enlightened’, though again we should avoid stereotype and simple opposition here. Humboldt was very much not against Enlightenment respect for reasons, and some of these ‘Romantic’ themes are in ‘Enlightenment’ texts.

One of the earlier big classics of Enlightenment, The New Science (1725, 1744) by Giambattista Vico, is a good example and that is a book giving great importance to Homer. Vico is someone else who merits at least one dedicated post, so there will be more about him at some point. I am not aware of any evidence that Humboldt read Vico, but he certainly made an impression on German thinkers of the time.

Anyway, Humboldt was a learned classicist from a philological and literary way, which has an impact on his idea of how liberty was strengthened in antiquity, which compensated for the tendency of the ancient state to interfere in the soul, as Humboldt thinks of antique laws and institutions to promote moral and religious traditions.

What compensates for this pressure on liberty is the struggle in the lives of ancient humans, which has two main aspects. First the struggle with nature to have enough food and shelter to preserve life. Second the military struggle with rival states and communities, which was a very frequent experience in antiquity, and was an aspect of the history of the early Greek and Roman republics.

The best place to look for that in antique sources is Homer, because of the breadth of the Homeric world, as well as its poetic qualities, as well as its enormous influence on Greek and Roman culture. I had meant to address how the kind of struggle which can promote some kinds of liberty does appear in Homer, but this post is already long enough, and the best thing is to address Homer directly in the next post.

In the meantime, careful reading of any of the translations in books and post on websites, of The Iliad and The Odyssey (or indeed the original Greek for those fortunate enough to have that linguistic capacity), should I hope provide material to confirm what I’m suggesting.

How to think like an individualist

Postmodernism is disposed of incisively. “Just as Western politicians and generals annex foreign lands, postcolonial theorists argue, so Western intellectuals impose their knowledge on the rest of the world,” Malik writes. But Western philosophy does not replicate the ways and methods of Western imperialism. Its criteria and methods, but also its values, are completely different. So is its relationship to the non-European world, which is not one of subjugation and annexation, but of interaction and accommodation. The key concepts of Western secular modernity that are hardest to contest – universalism, democracy and individual liberty – were not, in reality, products of Western imperialism, and are actually not compatible with it. Anti-colonialism in modern times is as much a product of Western philosophy as of non-European thought, or more so. There are also other key Western ideas, such as Marx’s critique of capitalism, that have demonstrated an impressively wide appeal in every part of the globe but remain as much contested today in the West as anywhere else.

Kenan Malik stole all my ideas. I guess I should start applying for insurance salesman positions, eh? Read the rest, by Jonathan Israel. But wait, there’s more.

Any nation that has an official religious establishment faces the problem of “standardizing” the religion to satisfy the demands of the establishment. Note that the law [passed by Austria’s parliament forcing Austrian Muslim organizations to use a German-language Qur’an] doesn’t outright ban competing translations of the Qur’an, but gives the official imprimatur of the Austrian government to an approved translation. It doesn’t seem to have occurred to Austrians to distinguish the rights-protecting and religious-establishment-establishing functions of the state, and to dump the latter over the side. But I suspect it hasn’t occurred to the Austrian Parliament because it hasn’t quite occurred to Austrian Muslims, either. There are perks to be had if you accept government sponsorship of your religion: once you’re enticed by them, it becomes hard not to do a deal with the Devil to keep them in place. I don’t know about the standardized German translation, but my translation of the Qur’an suggests that seduction is the Devil’s AOS.

This is from the infamous Irfan Khawaja over at Policy of Truth. Read it.

Nationality, Ethnicity, Race, Culture, and the Importance of Citizenship for the Individual

Judging by some of the fruitful dialogues that have gone on here in the distant past and just the other day, I’d say that there is still a lot of work to do regarding a few concepts that seem to have meaning to them but are not really well-defined or well-understood.

I am writing about nationality, ethnicity, race, and culture, of course.

Dr Stocker and myself have taken aim at nationality before, and Michelangelo has taken aim at ethnicity while Jacques has taken a few cracks at race and ethnicity. Mike has some notes on ethnic identity as well. Culture has been discussed here at NOL before, but an effort to systematically define it has not been undertaken. (Update 12/8/14: Matthew has also taken a crack at ethnicity.)

The problem of these concepts can best be illustrated with a hypothetical (with apologies to Matthew!): There is a tribe in the state of Kenya known as the Maasai. In Kenya the Maasai are more than a tribe, though. The Maasai are considered by both the Maasai themselves and their neighbors to be an ethnic group. The Maasai and their neighbors within Kenya also consider themselves to be Kenyans. The Maasai have a distinct culture that sets them apart in some way from other ethnic groups in Kenya. Most Kenyans, including the Maasai, consider themselves to be racially black.

Now suppose that a single Maasai man from Kenya goes to Syria, or Belgium, or Canada, or China for a vacation. The Maasai man is suddenly no longer Maasai, for all intents and purposes. He still has a nationality, and an ethnic, a cultural, and a racial component to him, though. The Maasai man’s ethnicity suddenly becomes Kenyan rather than Maasai abroad. So, too, does his culture become Kenyan or simply African. He is still black racially. Notice, though, that these concepts mean different things in different contexts.

Suppose further that our Maasai man goes to Ghana for a vacation. Ghana is in west Africa, whereas Kenya is on the east coast. Africa is huge, and the gulfs between societies on the west coast and east coast of sub-Saharan Africa are cavernous. Nevertheless, our Maasai man is likely to be able to identify ethnically as a Maasai in Ghana. He is likely to be able to identify as part of the Kenyan nation. Culturally, though, our Maasai man is also going to be identified as Kenyan rather than Maasai.

Confused? Yeah, me too.

Here is another way to confuse you. The Ashanti people of Ghana are considered by others in the region to be a nation, but not an ethnic group. The Ashanti belong, instead, to a pan-regional group of people known as the Akan, and the Akan are considered to be the ethnic group while the smaller Ashanti group is considered to be a nation. This, of course, comes into conflict with what it means to be a Ghanaian. In Europe or Asia or the New World, a member of the Ashanti nation would be considered instead as a member of the Ghanaian nation.

In sub-Saharan Africa everybody who is not black is white. So Persians, Arabs, Eskimos, Armenians, Koreans, Japanese, French, English, Dutch, and Brahmins are all racially white to Africans. Africans base their distinctions between whites on their different behavioral patterns. So a Sudanese man may be working with two groups of white people but he only distinguishes them (suppose one is Chinese and one is English) by how they behave toward each other, toward him and his associates, and in relation to the rules of the game established in Sudan. Race is the most prominent feature of foreigners in Africa, but curiosity about differences between whites abounds.

The combinations for confusion are endless. I have not even broached the topic of what is means to be ‘American’, for example.

This is where the importance of viewing the world as made up of individuals comes into play. This is where the abstract legal notion of individual rights becomes an important component of good governance and internationalism.

I think we could all agree that is does no good to ignore these confusing identities and attempting instead to cram them into a specific framework (“Western individualism”). This is where economists go wrong, but paradoxically it’s also where they are most right.

As I noted a couple of days ago, economics as a discipline tends to be more hierarchical but also more successful than the other social science disciplines. I didn’t have enough space to note there that this hierarchy is limited to a very small segment of society. Is it at all possible to establish a hierarchy of sorts, a unified code of laws that protects the individual but prevent this hierarchy of last resort from becoming the norm in other ways? A hierarchy that leaves plenty of space for independent networks and fragmented communities of choice?

I don’t even know how these question tie in to my title. I simply know that they do. Somehow.

Privilege in the Classroom

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I just finished teaching my intro anthropology course on Thursday afternoon. At the end, the students heartily applauded me.

Every year, between 30% and 100% of my students are indigenous women (I’m never totally sure, because I don’t take a survey, and random chromosomal sorting and centuries-long interbreeding mean that you can be half Ojibwa and look like Cameron Diaz): Cree, Ojibwa, Dakota, Metis — you name it.

My indigenous students are extremely diverse intellectually and culturally. Some of them grew up telling their friends they were Italian in the hopes of avoiding getting called a dirty Indian. Some of them grew up declaring, loud and proud, who they are. Some of them grew up thinking they were of pure French stock, and only later found out the dirty family secret that they were Metis.

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Some of them are energetically engaged in shamanic rituals. Some of them are fiercely Christian. Some are quiet atheists.

What my students were applauding was that I’d kept a strict classroom environment (so the douchey cellphone-wielding students don’t interrupt us), provided a welcoming discussion environment (so the dedicated students can engage verbally in the class), provided clear evaluation criteria that incentivize learning, entertained them with jokes and anecdotes, and helped them understand interesting phenomena in human nature and their lives.

What I find is that my indigenous students (and everyone else) are fascinated and empowered by my course if I drop hints along the way explaining how their own experience and their family’s history of anarchic indigenous traditions, recent domination by the state, discrimination by everyday racists (and very often, internal cultural breakdown and internalized, self-hating racism) connects to broader phenomena of human nature and cultural diversity.

Throughout the course, I make sure to cover a few cultures that have similar experiences of anarchic tradition and colonial oppression. There are some striking similarities with the once-nomadic Ju/’hoan of southern Africa, for instance.

And when my students eventually start raising their hands to say “Hey, that’s just like on the Indian reserve I grew up on!” Or “Is that like what happened in Canada to the Aboriginal people?” I encourage them enthusiastically: “Yes, that’s exactly right!” By the end of the class, when we actually do talk a bit about North American indigenous cultures, these students are confident and curious enough to engage fully and bring their personal knowledge to bear.

I developed this technique based on the good things I learned from the privilege-oriented leftists I went to grad school with. Actual aggression (especially by states and state-backed corporations) against the indigenous people is one layer of the problem. Hostile racism and other douchey attitudes (especially by state officials and rightists) are another layer. But there’s a subtle, third layer, which is patronizing racism (especially by academics and leftists: “Oh your people are so in tune with nature! So egalitarian!”) and the assumption that only experts have the ability to explain “exotic” cultures. Layers 2 and 3 can be stupefying and degrading even when they aren’t violent.

So if the professor goes into the classroom and (as some of my colleagues do) starts talking right away about how evil Western cultures are and how dignified and beautiful indigenous cultures are, the students can fall prey to that third layer. They never develop their own voice and vision.

If you go in and lay down a bunch of conclusions and facts to memorize for the test, the students never get the incentive do their own intellectual work of asking how their own individual lives connect to the broader themes of academic study. Maybe they adopt the prevalent academic interpretation (capitalism BAD!). Maybe they just shut up and don’t share their vision with the class because they know it’s not “what the teacher wants to hear.” Or maybe they simply decide that they must not really know what their own life means.

So instead, I like to drop some breadcrumbs and let the students do the detective work.

Yes, yes, yes, “privilege” is all around us. And yes, yes, yes, I’m a white dude privileged to teach in this environment. But what makes my classes work, for me and my students, is not some guilt-ridden confession session about privilege, nor some moralizing lessons from me, lecturing them on how valid their life experience is, and lecturing the white students on how privileged they are. Instead, what works is to set up the incentives for my students to study hard and talk lots, and then to set up the clues so they can do the work of connecting the dots on their own.

Furthermore, “privilege” guilt sessions and “antiracist” moralizing have a very high rate of turning off the white folk in class, because they feel (somewhat rightly) that they’re being attacked. So, 9 times out of 10, they lash out or dumb down their own voices and visions. But when I drop the breadcrumbs, the white students can connect the dots too. And because I use fun, discussion-based classes, they can discuss the evidence and discover the truth step by step along with their indigenous peers. Fun is a better motivator of learning than guilt.

I do hope that my teaching leads in the long run to some liberation in the NAP sense. But I am certain it leads to some liberation in the psychological sense of shaking off the subtle, sneaky, racist, collectivist assumptions that tend to sneak into classrooms.

***

Originally published at Liberty.me.

Friends of Liberty and Friends of Montaigne I: de La Boetie (Expanding the Liberty Canon series)

Etienne de La Boétie (1530-1563) was from Sarlat in the southwest of France. He developed strong interests in poetry, classics, and politics as a youth and was rather precocious. It has even been suggested that he wrote his great political essay ‘Discourse on Voluntary Servitude’ (also known as ‘One against All’) at the age of sixteen, though there is no universally accepted date for its composition. He started a career as a judge in Bourdeaux at an unusual age, followed up by diplomatic work. He was also a translator of Greek classics and a poet who associated with a distinguished group that included the greatest French Renaissance poet Pierre Ronsard.

De La Boétie died at a sadly young age, but before that he wrote the great political essay under discussion here, and made friends with the Bordeaux judge and author of the Essays, one of the great works of French and European literature, philosophy, and self-examination. I have considered Montaigne as a thinker about liberty and though he did not directly express enthusiasm for liberty-oriented radicalism, he certainly had friends who did, including de La Boétie and an early feminist to be considered in the next post.

It has been claimed that Montaigne wrote ‘Discourse on Voluntary Servitude’ himself, which combined with the claim that de La Boétie wrote it at the age of sixteen suggests considerable uncertainty about the status of the text. I will just go with the more average assumptions, which are that de La Boétie was the author and wrote it later than the age of sixteen (or eighteen, as also been suggested).

Anyway, the friendship of Montaigne and de La Boétie was itself a major event in French and European culture, since de La Boétie’s death appears to have played a late part in Montaigne retiring from the judiciary and a melancholia, which led him to begin composing the Essays. One of the most famous essays, ‘On Friendship’, is in part a meditation on the friendship with de La Boétie and the sadness that Montaigne feels that his life is no longer shared with him.

The topic of friendship itself connects with ancient ideas of political liberty, so that the essay itself can be taken as part of the evidence that Montaigne sympathised with ancient republican liberty and wished for its revival. Montaigne’s essay is, as one would expect given Montaigne’s constant shifts in point of view and exploration of difficulties in ideas of some appeal, more open to difficult moments in the idea of friendship, such as the willingness of a friend to cooperate with the other friend’s lawless projects.

De La Boétie’s stye is to develop a thesis with great passion and rhetoric; skill, rather than obviously exploring all sides of a question, though he is certainly best understood with a critical approach to what he might mean and openness to different approaches. Attempts to fit de La Boétie too narrowly into any recent conception of liberty are unlikely to do him justice, as can be seen in the wide range of people who have sought inspiration from more individualistic and more collectivist understandings of both anarchism and republicanism.

‘The Discourse on Voluntary Servitude’ may be taken as anarchistic in that de La Boétie argues for resisting the authority of any individual or group over a nation, or group of people however defined. It may taken as republican in that de La Boétie uses the language and references of ancient republican tradition in Aristotle, Polybius, and Cicero, which gives all citizens some role on law-making and government actions through public assemblies. The theoretical work itself reflects on the experience of Ancient Greek city-states and Rome before the Emperor system.

What de La Boétie opposed to the unjust rule of one or a group is law and an idea of liberty, which he defines as natural, and in opposition to the unnatural tendency to those who rule without regard to law. His way of thinking looks connected to that of the tradition going back to Aristotle of ‘natural law’ as those laws shared by all communities and therefore to be seen as belonging to human communities by the nature of humans, or their communities, rather than those laws arising from specific localised customs and necessities. De La Boétie resists an exact account, suggesting he is concerned with the defence of liberty as natural against tyranny, defined as monstrous.

De La Boétie starts the Discourse with reference to Homer, making clear his classical points of reference. The idea comes from Odysseus (de La Boétie uses the`Latinate version of the name, Ulysses) in The Iliad that it is better to have one master than many. De La Boétie takes his starting point then the necessity of condemning one person rule, which must be tyranny whether that individual came to  power through inheritance, election, or usurpation (coup). In that respect, de La Boétie might be taken as an anarchist resisting all authority, as well as a pacifist, since he points to the power of one resisting on the obedience of many who could easily shake of the power of one, without force, if they ignored the claims if the one to sovereign power.

On the whole though, de La Boétie appears to be thinking of the antique republican tradition of sharing power between individuals and councils (and the human value of such participation), so that no one individual or council can have unchecked power. Both the Athenian and Spartan republics are mentioned favourably from this point of view, as is their armed resistance to the invasion of Greece by Persia, itself under the power of one. The ancient Greeks are associated with republican virtues in which liberty is more important than wealth or comfort. It is not so much anarchy, as sharing of political power that de La Boétie recommends, and war is accepted where necessary to resist domestic or foreign tyranny.

There is a justified anarchistic reading of de La Boétie, if we are willing to distinguish that from de La Boétie’s own view. He was an admirer of the sharing of power between citizens in ancient city-states, where there was close to no bureaucracy and administrative functions by modern standards, and what there was could be realistically managed by committees of citizens. This can come close to an anarchistic view of purely voluntary institutions substituting for the state, particularly if we accept a natural law view in which everyone is likely to favour the same basic laws as ‘natural’ or we have some other reason for thinking the same laws will be discerned and accepted as right by the whole body of citizens. I do not recommend such a view, but it is at least worth exploring.

The issue of friendship, which connects de La Boétie with Montaigne, comes into the republicanism of de La Boétie in that friendship is what a tyrant cannot have, while friendship between citizens is what unites them in struggle against tyranny. The tyrant can only have sycophants and enemies, no friends since they must be equals. A society based on friendship between citizens is not based on coercion and the privilege of one, or a few, who control the state. Friendship itself contains the idea of a good that benefits at least two people, so undermining the idea that we can only have a form of power seeking individualism unconcerned with the common good, and that it is possible to live as a human while ignoring common goods and rights.

Individual Sovereignty

Individual sovereignty means that it is evil for any other person to interfere with one’s honest and peaceful choices. This prescription comes from natural moral law, as expressed by the universal ethic:

1) “Harm” means a invasion into another’s domain.
2) All acts, and only those acts, which coercively harm others, are evil.
3) Welcomed benefits are good.
4) All other acts are morally neutral.

Natural moral law is derived from human individuality and equality, and the premise of equality implies individual sovereignty. For if one is not sovereign, some other person has the moral authority to be a master, and equality does not exist. Individual sovereignty is moral equality taken to its logical conclusion. The concept of “self ownership” is the same as individual sovereignty.

Because individual sovereignty derives from the universal ethic and its premise of human equality, it does not imply that a sovereign individual may do anything he pleases. A self-owner may not impose coercive harm on others. One may do as one pleases so long as one’s actions are honest and peaceful. An honest action does not coercively harm others through fraud.

“A person has a functioning mind and the actual or potential ability to make choices based on reason and awareness” (Dictionary of Free-Market Economics). Young children have such minds and are therefore also sovereign. But the ability to use reason is something that develops as children mature, and therefore the parents have a responsibility to exercise some of the sovereignty rights on behalf of their children. Conversely, creating a child also creates a moral obligation of the parent to provide judgment as well as material needs for their children. Upon some age of maturity, the child becomes a fully sovereign human being.

In political theory monarchs have been said to be sovereign, and are called “the Sovereign”. But even if the king has absolute legal power, he is a human being equal to all others, and any coercive power he has over others is a usurpation of individual sovereignty.

When republics and democracies replaced absolute monarchs, the state and its government were said to be sovereign. A country is sovereign when there is no other political body above it. In the United States, the federal and state governments have parallel sovereignty, and the native Indian nations are supposed to have some elements of national sovereignty. The US federal government has entered into treaty obligations and has joined international organizations such as the United Nations and World Trade Organization, but it could withdraw from these organizations and treaties, as the UN and WTO have no sovereignty, but only delegated powers.

Power is always exercised by individual persons, not by mental constructs. Governments and states are mental constructs, having no reality other than what people believe. If a government exercises its sovereign power, in reality, it is the president or prime minister applying the forces of government, ultimately its army, police, and prison guards. Arbitrary state power is ultimately the unequal power of some individuals over others. There is no moral authority or legitimacy for government other than to enforce the universal ethic, which implies that it is immoral for government to interfere with peaceful and honest individual sovereignty. If government makes theft legally a crime, it is already morally a crime, and government simply acts as an agent of the people to enforce moral law, although if it does that, the financing must also be moral.

Therefore individual sovereignty implies peaceful anarchism, with no imposed government, because even if the government confines itself to enforcing the universal ethic, the rulers are human beings who have no greater wisdom, in general, than others, and they could end up imposing their wills to alter peaceful choices. Therefore, pure equality implies that there be no rulers imposed on unwilling persons.

Anarchism, as the absence of imposed government, does not imply chaos and disorder, as connoted by the unfortunate other meaning of “anarchy”. Human beings have always lived in organized communities. In anarchism, most people would join associations such as condominiums, cooperatives, and proprietary communities (owners with tenants). These local communities would federate into broader or higher associations, ultimately covering a continent or the whole planet. The benefit of government – a uniform rule of law – would be provided, without its fatal flaw, the denial of individual sovereignty.

One more element of individual sovereignty needs to be addressed: the issue of land ownership. Self-ownership implies the ownership of one’s labor, the products of labor, and the wages of labor. But self-ownership does not apply to nature, all that is apart from persons and human action. The premise of human equality implies that all persons own an equal share of the benefits of natural resources, and that can be accomplished by collecting the economic rent of land, its yield when put to optimal use, and distributing that rent equally.

The local site rentals, generated by the local population, commerce, and public goods, would be paid to the community’s providers of civic goods. The multi-level federations of voluntary communities and associations would implement the collection of land rent and local rentals, and this geo-anarchism would provide the funding needed to implement the voluntary governance.

Individual sovereignty is therefore feasible and is consistent with, and indeed best generates, peace and prosperity. Wars, such as in the Middle East, would cease if most people recognized individual sovereignty and equal rights to natural benefits, rather than fight over the coercively collective and fictitious sovereignty of states.
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This article first appeared in http://www.progress.org/views/editorials/individual-sovereignty/

Another Liberty Canon: Nietzsche

The political interpretation of Friedrich Nietzsche (1844-1900) is a constantly fraught issue. Amongst other things he has been taken as an anti- or non-political thinker and as responsible for the worst aspects of German politics in the twentieth century. However, that latter view is not supported by any Nietzsche scholars.

The reasons for that include his opposition to the anti-Semites of his time (after a youthful leaning in that direction with regard to culture rather than race) and his opposition to the militarist-statist-nationalist aspects of Prussian and German politics in his time, again after early leanings towards culturally oriented nationalism. The tendency to put culture above the state and take it as something of a replacement for politics was constant.

The anti-politics is itself not incompatible with some kinds of libertarian and classical liberal thinking, though in Nietzsche’s case it goes along with a constant inclination to talk about power, the state, and other politically charged issues. He was stateless for most of adult life, as he had to renounce Prussian citizenship to take up a Professorship in Basel, Switzerland in 1869, not long before the King of Prussia became the Emperor of a newly unified Germany, dominated by Prussia. Nietzsche himself was in any case from a part of Saxony, annexed by Prussia early in the nineteenth century.

In any case, Nietzsche did not present himself as a Saxon or a Prussian after leaving Germany and only lived in Germany after 1889, when he was incapacitated by paralysis, now generally believed to the the result of a brain tumour, and was looked after by his mother and sister.  Nietzsche did not have any citizenship after moving to Basel and though it was easier to travel round Europe in those days  without a state issued passport, it is still a remarkable position.

Nietzsche was not completely free of racist assumptions, but hardly to a degree at all unusual for his time, and he did not see race as a suitable basis for analysing the Europe of his time, since he thought races had become completely mingled in antiquity. He was inclined towards various forms of elitism, sometimes in a quite extreme way as when he claimed admiration for the Indian caste system, though in a very brief provocative way.

On the whole his elitism was devoted towards the self-creation of an individuality of great strength, great plural possibilities and the capacity to unify those possibilities in creation and in a creatively lived life. He had anxieties about mass culture and the rise of democracy, but there is not much to separate his substantive concerns from the general concerns of liberals of the nineteenth century, as in Alexis de Tocqueville’s analysis of the ‘tyranny of the majority’ and democratic mediocrity in culture in Democracy in America.

Nietzsche is sometimes referred to as the definitive anti-liberal, but a lot of this rests on associating liberalism with egalitarian (i.e. left, progressivist) liberalism. If we look at the classical liberals from Locke to Mill (who is a bit transitional between the two broad liberal approaches), we of course see that egalitarianism at least with regard to distribution of income and property, is not a central goal. There is growing interest in expanding legal and political equality beyond an aristocratic elite to the population as a whole, and criticism of aristocratic, monarchical, guild, and merchant-financial wealth where linked to political-monopolistic-protectionist privileges.

Nietzsche regards threats to personal, intellectual and cultural excellence as a possible outcome of democracy, but is also critical of the traditional state, referring to it sometimes as monstrous, and allows for the possibility of it becoming much reduced through transferring functions to the private economy. He was concerned that liberalism might betray liberty by building institutions which constrain the original liberal ideas. So he was not a complete critic of liberalism, but rather sets out ideals of self-development and individual flouring which are likely to be constrained by the state.

Though he mentions the possibility of replacing state functions with private economic activity, he was critical of commercial spirit. He feared that commercial orientation tends to reduce individual capacities, because of the ways in which it leads to individuals concerning themselves with the wants of other individuals. For most pro-liberty people, this is Nietzsche accurately identifying something good about capitalism and then rejecting it, which does at least leave Nietzsche as a good analyst.

Beyond this though, Nietzsche who never advocates a socialist economy or a return to pre-capitalist economics, is doing something similar to his criticism of liberal political institutions. He is showing that liberal commercial society both sets up an ideal of strong individuality, which it needs and then undermines it through the constraints of economic life. So the reason for a critical attitude towards capitalism is recognition of the tension between the kind of individuality produced by earlier societies which revolves around struggling with nature for survival and often wars with other states, and the kind of individuality produced by working to provide more than the mere means of survival for others in societies based round rising economic prosperity.

This tension was recognised by classical liberal thinkers like Adam Smith and Wilhelm von Humboldt.  Nietzsche takes further the concern that individualism requires an individual self-directed struggle for increased physical and psychological capacities, and that the culture of commercial society produces an economic elite that seems hardly distinguished from the mass in its personal style and culture, so fails to provide any example of greatness and excellence in these respects.

A classical style liberal of the twentieth century, Joseph Schumpeter (most famous as author of Capitalism, Socialism and Democracy, 1942), argued that individualistic capitalism tends to undermine itself through the creation of corporate bureaucracies, where commercial constraints may become separate from much decision making, and where individual creativity is stifled. Many liberty oriented thinkers have noted the tendency of capitalists to undermine capitalism by seeking a privileged relation with the state, so accepting the mediocrity of state imposed uniformity.

Nietzsche was hyperbolic and expressive and little informed about economics, but the hyperbole has a precise aim in drawing our attention to problems, and Nietzsche’s cultural capacities (including a strong interest in natural sciences) made him sensitive to some features of capitalist and democratic societies, which need to be counteracted if excellence is to flourish.

If one thinks that liberty merely, only, and purely means lack of state constraint, Nietzsche’s thoughts may not seem so meaningful. However, if we see liberty as including not only restraints on state power, but the value of individual pursuit of excellence for its own sake and to produce individuals who are not conformist and state-centered, then Nietzsche must be one of the great thinkers about liberty.

As with Kierkegaard, it is difficult to recommend a single major Nietzsche text on political thought. On the Genealogy of Morality tends to be the starting point for discussion of his political ideas, but covers many other topics, and Human, All Too Human contains his thoughts on the possibility of a reduced state in a commercial society. Untimely MeditationsDawnThus Spoke Zarathustra, Beyond Good and Evil, Twilight of the IdolsThe Anti-Christ, Birth of Tragedy, Ecce Homo, and The Gay Science are the other books of Nietzsche, and all contain passages discussed by commentators on Nietzsche and politics.