neorealism

My Realist Journey, Part 2: Our Enduring Realist Tradition; 2500+ Years of Constructive Realism.

Barry Scott Zellen, PhD Books, History, Liberty, Philosophy, Politics , , , , , ,

In my four-volume The Realist Tradition in International Relations: The Foundations of Western Order, I unpack 2,500+ years of strategic history. To me, “constructive realism” is not a tragic acceptance of endless war, but a tool of heroic idealism—a systematic, philosophical effort by key thinkers across millennia to use power, strategy, and statecraft to actively craft order out of chaos.

My framework is fundamentally the conceptualization, explication and defense of Constructive Realism. By focusing on these states of mind, I attempt to revive the first Waltzian image (the psychological, human, and sub-state level of analysis). I argue that international order is not just an accident of systemic architecture, but a conscious, evolving philosophical product constructed by human actors responding to the changing nature of violence. I structure my exploration chronologically through four distinct eras, using an historic roster of foundational thinkers, military leaders, and strategists to illustrate this concept.

Volume 1: The Classical Foundations (State of Hope)

In the ancient world, where systemic chaos reigned supreme, thinkers laid down the cognitive and linguistic tools needed to conceptualize international order.

  • Thucydides: The ancient Greek historian who chronicled the Peloponnesian War. I  treat him not as a pessimist who famously declared that “the strong do what they can,” but as a constructive pioneer who first mapped out the objective mechanics of the security dilemma, allowing future societies to consciously design balances of power.
  • Socrates & Plato: I highlight the philosophical pivot toward defining justice, structural stability, and the idea of the “Philosopher King.” Plato  epitomizes the constructive realist effort to intellectualize governance, arguing that true political order requires aligning supreme power with supreme wisdom.
  • Aristotle: The father of empirical political science. I also view Aristotle as a pioneering constructive realist who analyzed the anatomy of various state constitutions to determine how practical, balanced, and stable governance could survive internal and external shocks.

Volume 2: The Rise of the Modern State (State of Fear)

Confronting the brutal collapses of regional orders, early-modern theorists sought to build an unshakeable sovereign foundation to protect humanity from its own destructive nature.

  • Niccolò Machiavelli: The Florentine diplomat famous for The Prince. I look past the caricature of Machiavellian ruthlessness to reframe him as a visionary of sovereign creation. Machiavelli’s dream was the journey from a fractured prince’s rule to a stable, enduring republic capable of defending its people through civic virtue and martial readiness.
  • Thomas Hobbes: Dubbed by me as the “Ultimate Constructive Realist.” Hobbes famously described life in the anarchic state of nature as “nasty, brutish, and short” (somewhat like life on the “Island” during the final season of Lost). I note that Hobbes’ response was a masterpiece of constructive statecraft: inventing the Leviathan (the modern state), which trades total individual freedom for collective security under a centralized authority.
  • Frederick the Great: The Prussian king who embodied the transition from theory to practice. I chronicle Frederick’s journey from writing his idealistic critique of Machiavelli (Anti-Machiavel) to ruling as a pragmatic “Philosopher King” who used a highly disciplined military apparatus to stabilize Central European geopolitics.
  • Napoleon Bonaparte: The ultimate catalyst of total war. I view Napoleon’s legacy as the structural shockwave that forced the European continent to graduate from limited Westphalian warfare into industrialized, nationalized conflict, testing the limits of state-built order. Theorists of modern war, Carl.von Clausewitz and Antoine-Henri Jomini serve as the intellectual bridge at the end of Volume 2, dueling over how to impose order onto the chaotic explosion of the Napoleonic Wars.
  • Antoine-Henri Jomini: The Swiss officer and military theorist who sought to reduce the chaotic genius of Napoleon into a reliable, scientific manual. I frame Jomini as an early champion of a highly structured, geometric approach to strategy. To Jomini, war could be mastered through immutable principles—lines of operation, concentration of force, and geometric symmetry. He modernizes constructive realism by codifying these precise rules, so that states could make warfare a predictable, manageable instrument of national policy.
  • Carl von Clausewitz: The Prussian general and philosopher of war whose masterwork, On War, serves as the ultimate counterweight to Jomini. Rather than trying to iron out chaos with geometry, Clausewitz embraced it. He introduced concepts like “friction” (the unexpected things that go wrong in war) and the “fog of war.” I position Clausewitz as a cornerstone of modern constructive realism because he fundamentally reconnects violence back to human order, famously declaring that “war is the continuation of politics by other means.” By subordinating raw military destruction to rational political objectives, Clausewitz provided the conceptual guardrails to prevent war from consuming civilization in the age of total war.

Volume 3: The Nuclear Era and Neorealism (State of Awe)

The advent of the atomic bomb forced 20th-century strategic minds to completely redefine the relationship between state survival and total destruction.

  • Bernard Brodie: Known as “America’s Clausewitz,” Brodie was one of the first to grasp the reality of the nuclear age. I  examine how Brodie brilliantly adapted classical military theory to the absolute weapon, asserting that the primary purpose of the military had fundamentally changed: it was no longer to win wars, but to avert them through deterrence. (My chapter on Brodie in State of Awe later evolved into a separate volume entirely in my States of Mind treatise, becoming State of Doom.)
  • Herman Kahn: The legendary (and provocative) nuclear strategist who wrote On Thermonuclear War. I note Kahn took a “Jominian” (highly calculated, geometric, and systematic) approach to strategic thinking. By boldly “thinking about the unthinkable,” Kahn constructively mapped out scenarios to ensure that even if deterrence failed, escalation could be controlled and civilization could survive (albeit with much denial on the lingering consequences of nuclear fallout and radiation).
  • Kenneth Waltz: The father of structural realism (neorealism), a critique of which began my own realist journey as I sought to reinvigorate the First Image (the individual), and de-emphasize the Third (system level). I focus on Waltz and his peers as the “wizards of automation.” Waltz shifted the lens away from human psychology to system architecture, illustrating how the bipolar structure of the Cold War created an equilibrium that mechanically preserved global stability (until it didn’t!)

Volume 4: The Age of Peoples’ War & Insurgency (State of Siege)

In the contemporary era, the traditional state’s monopoly on violence is challenged by asymmetric, decentralized, and non-Western movements. I highlight that these architects of upheaval are often visionaries constructing alternative political models and sovereign structures.

  • Sun Tzu: The ancient Chinese strategist whose philosophy anchors modern asymmetric conflict. I utilize Sun Tzu to show how strategic order can be achieved by prioritizing deception, subversion, and psychological manipulation over costly, direct state-on-state clashes.
  • Mao Zedong: The architect of modern insurgent warfare. I analyze Mao’s theory of “People’s War,” framing him as a constructive theorist who successfully weaponized marginalized, agrarian populations to overthrow an established political order and forge an alternative state model.
  • Mahatma Gandhi: Pioneering theorist of “People Power.” I explain how Gandhi’s nonviolent resistance (and Gene Sharp’s structural/theoretical interpretation of Gandhi) framework for civilian-based defense are highly strategic, calculated exercises of power designed to dismantle oppressive regimes without the traditional tools of kinetic war.
  • Osama bin Laden: The infamous mastermind behind the 9/11 attacks. I analyze bin Laden through a dark realist lens—not as a nefarious, chaos-inducing terrorist, but as a sub-state strategic actor attempting to challenge the global Westphalian model and build an alternative transnational, faith-based political order through militant jihadism.

My Realist Journey: Looking Back Upon 2,500 Years of Realist Theory as America Turns 250

Barry Scott Zellen, PhD Books, History, Liberty, Philosophy, Politics , , , , , , , , , , , , ,

Part 1: An American State of Mind

It’s amazing how fast 250 years can go by!

Celebrating America’s 250th anniversary since its momentous Declaration of Independence certainly makes a quarter millennium feel like the blink of an eye. Especially after the triumph of people power brought President Trump back into office in a sweeping indictment of the deep state and its subversion of American values and constitutional principles.

Ultimately, the American experience has been an experiment in achieving a realist vision of the world, and crafting a modern republic built upon the same balanced “trinity of power” (a liberating alignment of the people, the state and the armed forces) that has empowered the Western order since the days of Socrates, Plato and Xenophon.

But to fully grok the universal significance of the American experiment, we must look back not just 250 years, but much farther — to the start of the Western experiment 2,500 years ago!

And it just so happens that I have penned just such a retrospective analysis, originally (before the Cold War ended) called Visions of Order, a three-volume work (Volume 1: State of Hope; Volume 2: State of Fear; and Volume 3: State of Awe); and later, States of Mind, an expanded four-volume work with the added volume, State of Siege, which soon again expanded to include a fifth, sixth and seventh volume, State of Chaos, State of Doom and State of Recovery. 

My original three-volume treatise (Visions of Order) concluded, in State of Awe, with the bipolar Cold War peace, and was penned in the mid-to-late 1980s, coming to completion just as Cold War ended, collapsing the seemingly millennial era of bipolarity (like all such millennial dreams of everlasting order), and with the swiftness of that collapse, unmasking neorealism and most other Cold War IR theories (with notable exceptions like Regime Theory) as brittle ideological dogmas masquerading as theories.

Visions of Order was going to be my dissertation, a rebuttal of Ken Waltz’s neorealism written under Waltz’s apoplectic supervision (he hated it, but at the same time, loved it, but mostly hated it!) His other students were unwilling to stand up to him, and he loved a good debate (as Scott Sagan came to appreciate with their post- Cold War debate on nuclear proliferation). But when the Cold War ended, imploding the now obsolete field of Soviet and East European Studies, and unmasking a whole generation of IR theorists as delusional navel-gazers and Waltzian butt-kissers, I proposed a new subfield in Circumpolar Studies to replace the now-obsolete field of Soviet and East European Studies (itself a fiction of Russian imperialist fantasy), but was laughed at by the pompous defenders of obsolete subfields.

Rather than kick a dead horse, I hopped on my 250cc Honda Rebel motorbike and road up the Alaska Highway to Whitehorse, and from their up the Klondike Highway to Dawson, and from there up the Dempster Highway to Inuvik on the Mackenzie River Delta near the Beaufort Sea Coast, where over the next decade I penned another three-volume treatise on the foundations of international relations, based upon my observations and experiences in the Western Arctic (and which is discussed in the companion to this retrospective theoretical memoir, “My Arctic Journey.”)

Two decades later, as the dust and debris of 9/11 was settling, I pulled out my handwritten draft of my completed, three-volume Visions of Order on spiral bound notebooks, and hired a wonderful typist on Craigslist to digitize the manuscript for me for the Internet era, with the idea of adding new volumes to bring what I was now calling States of Mind up to date (as both tribute to, and defiant mockery of, the nonsensical, and overly ideological, Constructivist school that has colonized the hive mind of academia after neorealism became obsolete with the 1989 fall of the Berlin Wall to people power.)

As my updated expanded treatise approached completion, I decided it was time to publish it. Waltz was still alive, and still beating the dead horse of neorealism, even arguing in The New York Times that an Iranian bomb would be good for world peace. Though too late to become a dissertation under his supervision, he did enthusiastically agree to serve as an external reader, but unfortunately passed away before the public defense, owing to an overly eager junior faculty member insisting on yet another revision to bring the work current with the literature, since I wrote the first draft just before the end of the Cold War, resulting in a year delay that we simply did not have as Waltz’s precarious health deteriorated.

With Waltz no longer with us, I refocused my attention on State of Awe, in tribute to Waltz, and wrote the expanded State of Doom which further evolved into a strategic biography of Bernard Brodie, a contemporary of Waltz’s who did for deterrence and strategic theory what Waltz did for IR theory: wedded it to the existential nuclear challenge of the post-Hiroshima world.

States of Mind further evolved into what ultimately became a seven-volume treatise and I ended up dividing the work in two to ensure the entire work could be published. Praeger Security International agreed to publish the original Visions of Order with the addition of the post-9/11 State of Siege, while Continuum Books agreed to publish State of Doom, State of Chaos, and State of Recovery.

Thus, in 2011, my four-volume, twenty-five century chronicle of realism across the ages (The Realist Tradition in International Relations: The Foundations of Western Order) came to press—the first part of my seven-volume States of Mind project. In it, I present a sweeping and provocative (if I do say so myself!) reinterpretation of realist theory.

Challenging the systems-centric neorealist tradition of structural realism as articulated by Waltz—one of the two most stubborn mentors I’ve ever had, the other being Gene Sharp, another realist thinker of Waltz’s generation who was as unyielding on strategic nonviolence as Waltz was on systemic structure—I frame the evolution of realist thought through the eyes of two-and-a-half millennia of individual realist thinkers and their respective quests to tame the chaos of their times, from the era of city-states and classical empires to global nuclear superpowers, yielding an evolving but strikingly consistent philosophical and theoretical tradition.

I conclude that the foundations of world order are built upon these evolving “states of mind” that correspond to distinct historical eras and their respective technologies, strategies and paradigms of warfare. I organized this framework into four distinct “states of mind,” each examined in its own volume, capturing how political leaders, philosophers, and strategists responded to, and yearned to transcend, the chaos of their times.

Volume 1: State of Hope: Order in the Age of Classical War

  • The Era: Classical Antiquity (tracing back to Thucydides and ancient Greece).
  • The Concept: This state of mind emerges from a baseline of supreme geopolitical chaos. It is a “state of hope” because it represents humanity’s earliest philosophical efforts to conceptualize, predict, and ultimately tame international anarchy. Rather than accepting perpetual vulnerability, classical realism sought the intellectual foundations necessary to construct a predictable, sustainable balance of power out of raw conflict.

Volume 2: State of Fear: Order in the Age of Limited War

  • The Era: The early-modern period through the Enlightenment (and the rise of the Westphalian states system).
  • The Concept: Driven by a collective psychological dread of endless religious and civil bloodbaths (such as the Thirty Years’ War), this state of mind prioritized survival and stability above all else. This collective “fear” directly catalyzed the birth of the modern sovereign nation-state. By monopolizing violence and establishing strict borders, states constrained the scope of conflict, transitioning the world into an era of structured, “limited” warfare governed by clear diplomatic rules.

Volume 3: State of Awe: Order in the Age of Total War

  • The Era: The 20th century through the Cold War (both World Wars and the nuclear age).
  • The Concept: The rise of absolute industrialized warfare and the advent of the atomic bomb shifted humanity into a state of psychological “awe”—a paralyzing realization of our capacity for total self-destruction. Realist strategy during this period evolved to manage unprecedented systemic danger. It gave rise to the philosophy of nuclear deterrence and strategic stability, where order was paradoxically maintained through the terrifying equilibrium of Mutually Assured Destruction (MAD).

Volume 4: State of Siege: Order in the Age of Insurgency

  • The Era: The post-Cold War and post-9/11 contemporary world.
  • The Concept: This modern state of mind reflects the fragmentation of the traditional nation-state’s monopoly on security. As globalized networks, tribal factions, and asymmetric actors rose up against Western modernization, states found themselves in a perpetual “state of siege” from within and below. This era shifts the realist focus away from massive, state-on-state clashes toward navigating non-state insurgencies, counter-terrorism, and localized border friction.