(This text was written for the European Students for Liberty Regional Conference in Istanbul at Boğaziçi University. I did not deliver the paper, but used it to gather thoughts which I then presented in an improvised speech. As it was quite a long text, I am breaking it up for the purposes of blog presentation)
There is a tendency within liberty oriented though which sees the intrusions of the state in the modern world as something to do with republicanism and the democratic political spirit. The development of what has been called the administrative state, administered society, the iron cage of bureaucracy, disciplinarity (generalised power throughout society), biopower (sovereignty over life and health), and so on, has taken place in all state forms. It is deeply embedded in the emergence of modern industrial world, where traditional authority structures and customary laws are eroded by city life, national and international markets and technological innovation.
This process has one aspect the emergence of a modern state in which we see national debt financing an investor class, and the expanded central state enforcing uniform legal codes. There is a political economy of this which ties interest groups to the state, and tries to find ways in which everyone could be defined as belonging to a group that benefits from state action. At any time we see states in the double process of maintaining such a political economy and using state power to protect the associated institutions.
There are periods in which such developments of the state take place at a heightened pace, usually due to war of some kind and maybe a collapse of attempts at peaceful balance between groups in a society. Groups which seem marginal or even as the source of violent resistance are assimilated or subject to maximum state force. in practice has always gone along with these developments, in all forms of state.
A lot of this has come out of the pre-modern monarchical state reinforcing its traditional power. Resisting he administrative-bureaucratic state means engaging in politics, in citizen movements, in peaceful civil disobedience where necessary to defend basic rights. That is not looking back to pre-modern forms of law, authority and statehood, in which pluralism exists in rigid state enforced hierarchies, and tradition limits individual self-creation. In the modern world republicanism has sometimes acquired a ‘Jacobin’ form of intense and violent state creation, but as Tocqueville pointed out in The French Revolution and the Old Regime, it carries on the work of the old monarchy in doing so.
The republican political tradition has to some degree acquired a tainted reputation due to association with the most violent aspects of the French Revolution, and Machiavelli’s frankness about what can happen when regimes change. However, the violence attributed to the republican moment was always at work before in the strengthening of central political institutions and the unified ordering of the society concerned. There have been such moments throughout history, but the shift to the modern administrative state has made them much more thoroughgoing in their influence on social relations.
Republicanism is a way of coping with this that tries to bring in the restraints of law and accountability to the public in various forms. It has not been an escape from the modern administrative state, or the violence accompanying much of the historical emergence of that state, but no other way of doing politics has escaped either, and the republican way even in its worse moments has at least emphasised the principles of law above persons, the non-passive rights of citizens, and the importance of instruments of political accountability. The monarchist and depoliticised forms of thinking about liberty have also sometimes collapsed into state terror, without the message that a better way exists. The conservative empire and the traditionalist state have used, maintained, and intensified violence in reaction to real and perceived threats without being able to offer the prospect of better political forms and structures than the hierarchies of tradition. The differences are not absolute, as Tocqueville indicates, and at times republican city governments have existed within traditional hereditary states, and monarchist reformers have attempted to bring in ideas with republican origins. A republic can collapse into a permanent system of personalised authority, but it is the republican tradition which tells us what is wrong with that.
In any case, republicanism as it exists now in political thought is concerned with restraints on power not intensification of state power. Its engagement with historical situation and concrete politics, its appeal (at least in the form associated with Hannah Arendt) to individuality and contestation in politics is the best way of making a complete application of the principle of liberty to the political and historical world.
Dr Gibson hands out a tough quiz in the ‘comments’ thread of Jacques’s latest post on comparative advantage:
Quiz: last year I earned no money from writing. This year I expect to make $5,000. By what percentage will my writing income have risen?
Jacques is stumped. I am too, but I think I’ll take a stab at it anyway. The worst that can happen is that I’m wrong, right? Warren, by the way, has a PhD in engineering as well as an MA in economics, so math is his forte (he is also the math reader for Econ Journal Watch).
I speculate that the percentage of his writing income has risen by 100%. I don’t see how it could be anything else. If you start out at zero, then even if Warren only made $1 this year an increase from $0 to $1 would have to be 100%, right?
Am I right? I need help.
Digression: Jacques is right that the Romans got along fine without the zero, but that’s not saying much. Here is Tocqueville:
If the Romans had been better acquainted with the laws of hydraulics, they would not have constructed all the aqueducts which surround the ruins of their cities – they would have made a better use of their power and their wealth. If they had invented the steam-engine, perhaps they would not have extended to the extremities of their empire those long artificial roads which are called Roman roads. These things are at once the splendid memorials of their ignorance and of their greatness. A people which should leave no other vestige of its track than a few leaden pipes in the earth and a few iron rods upon its surface, might have been more the master of nature than the Romans.
Let us contrast this to the president that the founding fathers of America intended. As Alexis de Tocqueville put it in the early 19th century, the president “has but little power, little wealth, and little glory to share among his friends; and his influence in the state is too small for the success or ruin of a faction to depend upon his elevation to power.”
How far we have come…
[Note: This is a guest essay by Dr Peter Miller, who is a sociologist (PhD, Berkeley), a longtime resident of Japan, a non-participant observer of the American scene, and (since 1991) one of the world’s few practitioners of original photogravure etching, whose semi-abstract Japan-influenced prints are in private and museum collections in Japan, Europe, Russia, and the United States. His websites can be found here & here]
Social-science expertise has been missing from current discussions of government-led spying on private citizens and the proper role of government in general. Ideologies, which is to say gut reactions, have corrupted the public debate; but there is nevertheless a role for sociological analysis of these phenomena.
Social science in its modern form started as a mostly European effort to explain the origins of the horrible totalitarianism that engulfed Europe, and to deduce the structure of institutions that would prevent it from arising again. The Nazi, Soviet, and Fascist systems were all characterized by total State-control of all aspects of life, including the most private aspects of life. Whether the ostensible purpose was re-casting human nature into the ‘new Soviet man’ or an embodiment of the German ‘volk’, they quickly evolved into an apparatus for murdering large numbers of their citizenry. Of course the prospective victims had to be identified before they could be murdered. For this purpose a State apparatus of domestic spying and information-gathering was devised. Primitive by today’s standards, the forced wearing of Jewish stars and the forced confessions by purported enemies of the State were crudely effective in generating large numbers of victims. Social scientists asked ‘How did this happen? What can be done to prevent its recurrence?’
The essential answer to the first question, distilled from reams of scholarship, is: De-legitimization of private life. All the social space traditionally separating individuals from the State was systematically removed. Private enterprise was abolished. All universities and schools in Nazi Germany and the Soviet Union were taken over by government, run by political appointees, and staffed exclusively by those who would do their bidding. The same for the media, the churches (co-opted in Germany, eliminated in the Soviet Union), youth groups (Hitler Youth, Young Pioneers), and welfare organizations. All intermediary organizations that had previously functioned autonomously were either taken over by government, co-opted, intimidated into conformity, or forced out of existence. The sequence from privacy-deflation to total State control to mass murder progressed in roughly 15 years in the Soviet Union. In Nazi Germany, with more intensive propaganda and ‘education’, this sequence took only five years.
From this historical record, social scientists deduced that properly functioning democracies require lively intermediary organizations — churches, labor unions, 4-H clubs, PTAs, bowling clubs, whatever. Re-reading Tocqueville and Madison, social scientists re-discovered with these sages a high regard for such humble institutions (not that there were bowling clubs in Madison’s day, but you get the idea). The Austrian School (Hayek et al) added private enterprise to this list of freedom-enhancing entities. And from Vienna also came Lazarsfeld who posited ‘cross-pressures’ — conflicting loyalties — as the essential building-blocks of democracy. His big idea was that a healthy democracy needed unpredictability, where a person’s ethnicity, race, religion, education, or social class did not necessarily determine his voting preferences or consumer choices.
Since the 1970s, American and Western European societies have tolerated and even encouraged a progressive tribalization of their societies. Race, ethnicity, and sexual-identity have become increasingly salient in the distribution of government largesse, and consequently in the determination of political and consumer choices. Both public and private universities rely increasingly on government funding, and thus take their orders from the State, in research priorities, curricula, staffing, and extra-curricular activities. With some exceptions and counter-trends, the period since the 1970s has witnessed a progressive weakening of the autonomous mediating organizations that sociologists identified as essential to the working of democracy.
Separately, the growth of the Internet has deflated the private sphere, at first due in large part to the apparently voluntary choices of Internet users themselves. Only a few years ago the fad of the moment was 24/7 live webcams turned on oneself for the world to see. Now security cameras that do the same thing outdoors are all-pervasive. The collective mantra, highly promoted by the giant Internet companies, is ‘If you have nothing to hide, why be concerned?’ This is the tradeoff for ‘serving you better’. Mobile phones with geo-tracking are surely a great improvement in the quality of life, as is the proliferation of answers to life’s unanswered questions, and the blessings of instant communication. In return for all that, what does the loss of privacy matter?
I always doubted the business model of Internet-tracking. It never seemed plausible to me that a teen-ager with zits who happens to be in a drugstore is any more likely to buy zit-off after getting zapped with an ad on his geo-tracked mobile at that moment than if he weren’t zapped. The whole business of click-tracking, Web-tracking, and the like never made commercial sense to me. It was always hype — good for securing VC funding and not much else. But investors in these large-scale personal-data-gathering companies were not stupid. Behind our backs, these companies were getting paid by governments to sell users’ data. Their business model was not based on the supposed commercial utility of precise ad-targeting, but on secret NSA demands for indiscriminate personal data. Governments, under the banner of fighting terror, and shielded from Congressional or public scrutiny, have unlimited taxpayer funds to finance these transactions.
With the Snowden revelations, we now have a better understanding of the extent of Internet and telecom surveillance. Of course, this cannot have been a complete surprise. Nevertheless the near-universal scale of the surveillance, plus the technological capacity to sort and search the data, make for a real game-changer. As one security expert said in a recent interview:
The most shocking aspects of Edward Snowden’s courageous revelations is the scale of surveillance. Every one of us involved in this field, I think it’s fair to say, has not been surprised by what is possible but had assumed perhaps out of hope or fear that they were limited in what they did and were proportionate, and that although we didn’t believe they would just stick to terrorism they would not try to reach for everything.
But every single document, speech and slideshow shows that a bunch of juvenile lunatics have taken over the asylum and are drunk and exuberant on their capabilities to spy on everything all the time and that is what they want to do. They have lost every sort of moral compass and respect for civic values.
The problem is that many European countries, notably Britain but not exclusively Britain, have been complicit in these activities as a result of favours, trade or encouragement. Basically the NSA has, over years with Britain’s assistance, essentially tried to subvert companies and governments into a surveillance empire which is almost a supranational enterprise of their own.
The question is, to what end? As we know in sociology, not everything is what it seems. Just as the indiscriminate sweeping-up of personal data lacked a plausible commercial basis, though it still made business sense if the data were sold to government spy agencies, it is likewise implausible that all that data has much utility in fighting terror. What then is it good for?
I think that question has yet to be answered; that the answer will depend on what use the new owners of that data make of it. The meaning of the massive loss of privacy that has occurred is immanent, it will emerge as further events unfold. As far as I am aware, the central-conspiracy model does not fit the case. What we have is a set of disparate elements that as yet have not coalesced into any coherent order. Among these elements are the increasing tribalization of society, de-legitimizing of autonomous intermediary organizations, and deflation of the private sphere. These are exactly the conditions that gave rise to the totalitarian horrors of the mid-20th century. It does not appear that any current Western leader has it in him to become another Hitler or Stalin. But the elements are there, awaiting a moment — perhaps another terrorist attack or financial crisis — that will call forth a charismatic savior.
Yet one must be especially careful with historical analogies to avoid the ‘generals-fighting-the-last-war’ syndrome. Things are very different now, compared with analogous conditions 80 years ago. The greatly expanded human freedom, communication, and educational prospects empowered by the Internet may overwhelm the efforts of governments to use it as an instrument of State control. This will be a titanic struggle, with the outcome still unclear. And that’s where I’ll leave it for now, pending further sociological inquiry into what-all this may portend.
Notes On Liberty 